Chapter 3: The Absolute Paradox: A Metaphysical Crotchet

In spite of the fact that Socrates studied with all diligence to acquire a knowledge of human nature and to understand himself, and in spite of the fame accorded him through the centuries as one who beyond all other men had an insight into the human heart, he has himself admitted that the reason for his shrinking from reflection upon the nature of such beings as Pegasus and the Gorgons was that he, the life-long student of human nature, had not yet been able to make up his mind whether he was a stranger monster than Typhon, or a creature of a gentler and simpler sort, partaking of something divine (Phaedrus, 229 E). This seems to be a paradox. However, one should not think slightingly of the paradoxical; for the paradox is the source of the thinker’s passion, and the thinker without a paradox is like a lover without feeling: a paltry mediocrity. But the highest pitch of every passion is always to will its own downfall; and so it is also the supreme passion of the Reason to seek a collision, though this collision must in one way or another prove its undoing. The supreme paradox of all thought is the attempt to discover something that thought cannot think. This passion is at bottom present in all thinking, even in the thinking of the individual, in so far as in thinking he participates in something transcending himself. But habit dulls our sensibilities, and prevents us from perceiving it. So for example the scientists tell us that our walking is a constant falling. But a sedate and proper gentleman who walks to his office in the morning and back again at noon, probably thinks this to be an exaggeration, for his progress is clearly a case of mediation; how should it occur to him that he is constantly falling when he religiously follows his nose!

But in order to make a beginning, let us now assume a daring proposition; let us assume that we know what man is.1 Here we have that criterion of the Truth, which in the whole course of Greek philosophy was either sought, or doubted, or postulated, or made fruitful. Is it not remarkable that the Greeks should have borne us this testimony? And is it not an epitome, as it were, of the significance of Greek culture, an epigram of its own writing, with which it is also better served than with the frequently voluminous disquisitions sometimes devoted to it? Thus the proposition is well worth positing, and also for another reason, since we have already explained it in the two preceding chapters; while anyone who attempts to explain Socrates differently may well beware lest he fall into the snare of the earlier or later Greek skepticism. For unless we hold fast to the Socratic doctrine of Recollection, and to his principle that every individual man is Man, Sextus Empiricus stands ready to make the transition involved in "teaching" not only difficult but impossible; and Protagoras will begin where Sextus Empiricus leaves off, maintaining that man is the measure of all things, in the sense that the individual man is the measure for others, but by no means in the Socratic sense that each man is his own measure, neither more nor less.

So then we know what man is, and this wisdom, which I shall be the last to hold in light esteem, may progressively become richer and more significant, and with it also the Truth. But now the Reason stands still, just as Socrates did; for the paradoxical passion of the Reason is aroused and seeks a collision; without rightly understanding itself, it is bent upon its own downfall. This is like what happens in Connection with the paradox of love. Man lives undisturbed a self-centered life, until there awakens within him the paradox of self-love, in the form of love for another, the object of his longing. (Self-love lies as the ground of all love or is the ground in which all love perishes; there-fore if we conceive a religion of love, this religion need make but one assumption, as epigrammatic as true, and take its actuality for granted, namely, the condition that man loves himself, in order to command him to love his neighbor as himself.) The lover is so completely transformed by the paradox of love that he scarcely recognizes himself; so say the poets, who are the spokesmen of love, and so say also the lovers themselves, since they permit the poets merely to take the words from their lips, but not the passion from their hearts. In like manner the paradoxical passion of the Reason, while as yet a mere presentiment, retroactively affects man and his self-knowledge, so that he who thought to know himself is no longer certain whether he is a more strangely composite animal than Typhon, or if perchance his nature contains a gentler and diviner part. (o , , . Phaedrus,230 A)

But what is this unknown something with which the Reason collides when inspired by its paradoxical passion, with the result of unsettling even man’s knowledge of himself? It is the Unknown. It is not a human being, in so far as we know what man is; nor is it any other known thing. So let us call this unknown something: the God. It is nothing more than a name we assign to it. The idea of demonstrating that this unknown something (the God) exists, could scarcely suggest itself to the Reason. For if the God does not exist it would of course be impossible to prove it; and if he does exist it would be folly to attempt it. For at the very outset, in beginning my proof, I would have presupposed it, not as doubtful but as certain (a presupposition is never doubtful, for the very reason that it is a presupposition), since otherwise I would not begin, readily understanding that the whole would be impossible if he did not exist. But if when I speak of proving the God’s existence I mean that I propose to prove that the Unknown, which exists, is the God, then I express myself unfortunately. For in that case I do not prove anything, least of all an existence, but merely develop the content of a conception. Generally speaking, it is a difficult matter to prove that anything exists; and what is still worse for the intrepid souls who undertake the venture, the difficulty is such that fame scarcely awaits those who concern themselves with it. The entire demonstration always turns into something very different and becomes an additional development of the consequences that flow from my having assumed that the object in question exists. Thus I always reason from existence, not toward existence, whether I move in the sphere of palpable sensible fact or in the realm of thought. I do not for example prove that a stone exists, but that some existing thing is a stone. The procedure in a court of justice does not prove that a criminal exists, but that the accused, whose existence is given, is a criminal. Whether we call existence an accessorium or the eternal prius, it is never subject to demonstration. Let us take ample time for consideration. We have no such reason for haste as have those who from concern for themselves or for the God or for some other thing, must make haste to get existence demonstrated. Under such circumstances there may indeed be need for haste, especially if the prover sincerely seeks to appreciate the danger that he himself, or the thing in question, may be non-existent unless the proof is finished and does not surreptitiously entertain the thought that it exists whether he succeeds in proving it or not.

If it were proposed to prove Napoleon’s existence from Napoleon’s deeds, would it not be a most curious proceeding? His existence does indeed explain his deeds, but the deeds do not prove his existence, unless I have already understood the word "his" so as thereby to have assumed his existence. But Napoleon is only an individual, and in so far there exists no absolute relationship between him and his deeds; some other person might have performed the same deeds. Perhaps this is the reason why I cannot pass from the deeds to existence. If I call these deeds the deeds of Napoleon the proof becomes superfluous, since I have already named him; if I ignore this, I can never prove from the deeds that they are Napoleon’s, but only in a purely ideal manner that such deeds are the deeds of a great general, and so forth. But between the God and his works there is an absolute relationship; God is not a name but a concept. Is this perhaps the reason that his essentia involvit existentiam ?2 The works of God are such that only the God can perform them. Just so, but where then are the works of the God? The works from which I would deduce his existence are not directly and immediately given. The wisdom in nature, the goodness, the wisdom in the governance of the world -- are all these manifest, perhaps, upon the very face of things? Are we not here confronted with the most terrible temptations to doubt, and is it not impossible finally to dispose of all these doubts? But from such an order of things I will surely not attempt to prove God’s existence; and even if I began I would never finish, and would in addition have to live constantly in suspense, lest something so terrible should suddenly happen that my bit of proof would be demolished. From what works then do I propose to derive the proof? From the works as apprehended through an ideal interpretation, i.e., such as they do not immediately reveal themselves. But in that case it is not from the works that I make the proof; I merely develop the ideality I have presupposed, and because of my confidence in this I make so bold as to defy all objections, even those that have not yet been made. In beginning my proof I presuppose the ideal interpretation, and also that I will be successful in carrying it through; but what else is this but to presuppose that the God exists, so that I really begin by virtue of confidence in him?

And how does the God’s existence emerge from the proof? Does it follow straightway, without any breach of continuity? Or have we not here an analogy to the behavior of the little Cartesian dolls? As soon as I let go of the doll it stands on its head. As soon as I let it go -- I must therefore let it go. So also with the proof. As long as I keep my hold on the proof, i.e., continue to demonstrate, the existence does not come out, if for no other reason than that I am engaged in proving it; but when I let the proof go, the existence is there. But this act of letting go is surely also something; it is indeed a contribution of mine. Must not this also be taken into the account, this little moment, brief as it may be -- it need not be long, for it is a leap. However brief this moment, if only an instantaneous now, this "now" must be included in the reckoning. If anyone wishes to have it ignored, I will use it to tell a little anecdote, in order to show that it nevertheless does exist. Chrysippus was experimenting with a sorties to see if he could not bring about a break in its quality, either progressively or retrogressively. But Carneades could not get it in his head when the new quality actually emerged. Then Chrysippus told him to try making a little pause in the reckoning, and so -- so it would be easier to understand. Carneades replied: With the greatest pleasure, please do not hesitate on my account; you may not only pause, but even lie down to sleep, and it will help you just as little; for when you awake we will begin again where you left off. Just so; it boots as little to try to get rid of something by sleeping as to try to come into the possession of something in the same manner.

Whoever therefore attempts to demonstrate the existence of God (except in the sense of clarifying the concept, and without the reservatio finalis noted above, that the existence emerges from the demonstration by a leap) proves in lieu thereof something else, something which at times perhaps does not need a proof, and in any case needs none better; for the fool says in his heart that there is no God, but whoever says in his heart or to men: Wait just a little and I will prove it -- what a rare man of wisdom is he!3 If in the moment of beginning his proof it is not absolutely undetermined whether the God exists or not, he does not prove it; and if it is thus undetermined in the beginning he will never come to begin, partly from fear of failure, since the God perhaps does not exist, and partly because he has nothing with which to begin. -- A project of this kind would scarcely have been undertaken by the ancients. Socrates at least, who is credited with having put forth the physico-teleological proof for God’s existence, did not go about it in any such manner. He always presupposes the God’s existence, and under this presupposition seeks to interpenetrate nature with the idea of purpose. Had he been asked why he pursued this method, he would doubtless have explained that he lacked the courage to venture out upon so perilous a voyage of discovery without having made sure of the God’s existence behind him. At the word of the God he casts his net as if to catch the idea of purpose; for nature herself finds many means of frightening the inquirer, and distracts him by many a digression.

The paradoxical passion of the Reason thus comes repeatedly into collision with this Unknown, which does indeed exist, but is unknown, and in so far does not exist. The Reason cannot advance beyond this point, and yet it cannot refrain in its paradoxicalness from arriving at this limit and occupying itself therewith. It will not serve to dismiss its relation to it simply by asserting that the Unknown does not exist, since this itself involves a relationship. But what then is the Unknown, since the designation of it as the God merely signifies for us that it is unknown? To say that it is the Unknown because it cannot be known, and even if it were capable of being known, it could not be expressed, does not satisfy the demands of passion, though it correctly interprets the Unknown as a limit; but a limit is precisely a torment for passion, though it also serves as an incitement. And yet the Reason can come no further, whether it risks an issue via negationis or via eminentia.

What then is the Unknown? It is the limit to which the Reason repeatedly comes, and in so far, substituting a static form of conception for the dynamic, it is the different, the absolutely different. But because it is absolutely different, there is no mark by which it could be distinguished. When qualified as absolutely different it seems on the verge of disclosure, but this is not the case; for the Reason cannot even conceive an absolute unlikeness. The Reason cannot negate itself absolutely, but uses itself for the purpose, and thus conceives only such an unlikeness within itself as it can conceive by means of itself; it Cannot absolutely transcend itself, and hence conceives only such a superiority over itself as it can conceive by means of itself. Unless the Unknown (the God) remains a mere limiting conception, the single idea of difference will be thrown into a state of confusion, and become many ideas of many differences. The Unknown is then in a condition of dispersion (), and the Reason may choose at pleasure from what is at hand and the imagination may suggest (the monstrous, the ludicrous, etc.).

But it is impossible to hold fast to a difference of this nature. Every time this is done it is essentially an arbitrary act, and deepest down in the heart of piety lurks the mad caprice which knows that it has itself produced the God. If no specific determination of difference can be held fast, because there is no distinguishing mark, like and unlike finally become identified with one another, thus sharing the fate of all such dialectical opposites. The unlikeness clings to the Reason and confounds it, so that the Reason no longer knows itself and quite consistently confuses itself with the unlikeness. On this point paganism has been sufficiently prolific in fantastic inventions. As for the last named supposition, the self-irony of the Reason, I shall attempt to delineate it merely by a stroke or two, without raising any question of its being historical. There exists an individual whose appearance is precisely like that of other men; he grows up to manhood like others, he marries, he has an occupation by which he earns his livelihood, and he makes provision for the future as befits a man. For though it may be beautiful to live like the birds of the air, it is not lawful, and may lead to the sorriest of consequences: either starvation if one has enough persistence, or dependence on the bounty of others. This man is also the God. How do I know? I cannot know it, for in order to know it I would have to know the God, and the nature of the difference between the God and man; and this I cannot know, because the Reason has reduced it to likeness with that from which it was unlike. Thus the God becomes the most terrible of deceivers, because the Reason has deceived itself. The Reason has brought the God as near as possible, and yet he is as far away as ever.

* *

Now perhaps someone will say: "You are certainly a crotcheteer, as I know very well. But you surely do not believe that I would pay any attention to such a crotchet, so strange or so ridiculous that it has doubtless never occurred to anyone, and above all so absurd that I must exclude from my consciousness everything that I have in it in order to hit upon it." -- And so indeed you must. But do you think yourself warranted in retaining all the presuppositions you have in your consciousness, while pretending to think about your consciousness without presuppositions? Will you deny the consistency of our exposition: that the Reason, in attempting to determine the Unknown as the unlike, at last goes astray, and confounds the unlike with the like? From this there would seem to follow the further consequence, that if man is to receive any true knowledge about the Unknown (the God) he must be made to know that it is unlike him, absolutely unlike him. This knowledge the Reason cannot possibly obtain of itself; we have already seen that this would be a self-contradiction. It will therefore have to obtain this knowledge from the God. But even if it obtains such knowledge it cannot understand it, and thus is quite unable to possess such knowledge. For how should the Reason be able to understand what is absolutely different from itself? If this is not immediately evident, it will become clearer in the light of the consequences; for if the God is absolutely unlike man, then man is absolutely unlike the God; but how could the Reason be expected to understand this? Here we seem to be confronted with a paradox. Merely to obtain the knowledge that the God is unlike him, man needs the help of the God; and now he learns that the God is absolutely different from himself. But if the God and man are absolutely different, this cannot be accounted for on the basis of what man derives from the God, for in so far they are akin. Their unlikeness must therefore be explained by what man derives from himself, or by what he has brought upon his own head. But what can this unlikeness be? Aye, what can it be but sin; since the unlikeness, the absolute unlikeness, is something that man has brought upon himself. We have expressed this in the preceding by saying that man was in Error, and had brought this upon his head ‘by his own guilt; and we came to the conclusion, partly in jest and yet also in earnest, that it was too much to expect of man that he should find this out for himself. Now we have again arrived at the same conclusion. The connoisseur in self-knowledge was perplexed over himself to the point of bewilderment when he came to grapple in thought with the unlike; he scarcely knew any longer whether he was a stranger monster than Typhon, or if his nature partook of something divine. What then did he lack? The consciousness of sin, which he indeed could no more teach to another than another could teach it to him, but only the God -- if the God consents to become a Teacher. But this was his purpose, as we have imagined it. In order to be man’s Teacher, the God proposed to make himself like the individual man, so that he might understand him fully. Thus our paradox is rendered still more appalling, or the same paradox has the double aspect which proclaims it as the Absolute Paradox; negatively by revealing the absolute unlikeness of sin, positively by proposing to do away with the absolute unlikeness in absolute likeness.

But can such a paradox be conceived? Let us not be over-hasty in replying; and since we strive merely to find the answer to a question, and not as those who run a race, it may be well to remember that success is to the accurate rather than to the swift. The Reason will doubtless find it impossible to conceive it, could not of itself have discovered it, and when it hears it announced will not be able to understand it, sensing merely that its downfall is threatened. In so far the Reason will have much to urge against it; and yet we have on the other hand seen that the Reason, in its paradoxical passion, precisely desires its own downfall. But this is what the Paradox also desires, and thus they are at bottom linked in understanding; but this understanding is present only in the moment of passion. Consider the analogy presented by love, though it is not a perfect one. Self-love lies as the ground of love; but the paradoxical passion of self-love when at its highest pitch wills precisely its own downfall. This is also what love desires, so that these two are linked in mutual understanding in the passion of the moment, and this passion is love. Why should not the lover find this conceivable? But he who in self-love shrinks from the touch of love can neither understand it nor summon the courage to venture it, since it means his downfall. Such is then the passion of love; self-love is indeed submerged but not annihilated; it is taken captive and become love’s spolia opima, but may again come to life, and this is love’s temptation. So also with the Paradox in its relation to the Reason, only that the passion in this case has another name; or rather, we must seek to find a name for it.

 

APPENDIX

The Paradox and the Offended Consciousness

(An Acoustic Illusion)

If the Paradox and the Reason come together in a mutual understanding of their unlikeness their encounter will be happy, like love’s understanding, happy in the passion to which we have not yet assigned a name, and will postpone naming until later. If the encounter is not in understanding the relationship becomes unhappy, and this unhappy love of the Reason if I may so call it (which it should be noted is analogous only to that particular form of unhappy love which has its root in misunderstood self-love; no further stretching of the analogy is possible, since accident can play no role in this realm), may be characterized more specifically as Offense.

All offense is in its deepest root passive.4 In this respect it is like that form of unhappy love to which we have just alluded. Even when such a self-love (and does it not already seem contradictory that love of sell should be passive?) announces itself in deeds of audacious daring, in astounding achievements, it is passive and wounded. It is the pain of its wound which gives it this illusory strength, expressing itself in what looks like self-activity and may A easily deceive, since self-love is especially bent on concealing its passivity. Even when it tramples on the object of affection, even when it painfully schools itself to a hardened indifference and tortures itself to show this indifference, even then, even when it abandons itself to a frivolous triumph over its success (this form is the most deceptive of all), even then it is passive. Such is also the case with the offended consciousness. Whatever be its mode of expression, even when it exultantly celebrates the triumph of its unspirituality, it is always passive. Whether the offended individual sits broken-hearted, staring almost like a beggar at the Paradox, paralyzed by his suffering, or he sheathes himself in the armor of derision, pointing the arrows of his wit as if from a distance -- he is still passive and near at hand. Whether offense came and robbed the offended individual of his last bit of comfort and joy, or made him strong -- the offended consciousness is nevertheless passive. It has wrestled with the stronger, and its show of strength is like the peculiar agility induced in the bodily sphere by a broken back.

However, it is quite possible to distinguish between an active and a passive form of the offended consciousness, if we take care to remember that the passive form is so far active as not to permit itself wholly to be annihilated (for offense is always an act, never an event); and that the active form is always so weak that it cannot free itself from the cross to which it is nailed, or tear the arrow from out its wound.5

But precisely because offense is thus passive, the discovery, if it be allowable to speak thus, does not derive from the Reason, but from the Paradox; for as the Truth is index sui et falsi, the Paradox is this also, and the offended consciousness does not understand itself 6 but is understood by the Paradox. While therefore the expressions in which offense proclaims itself, of whatever kind they may be, sound as if they came from elsewhere, even from the opposite direction, they are nevertheless echoings of the Paradox. This is what is called an acoustic illusion. But if the Paradox is index and judex sui et falsi, the offended consciousness can be taken as an indirect proof of the validity of the Paradox; offense is the mistaken reckoning, the invalid consequence, with which the Paradox repels and thrusts aside. The offended individual does not speak from his own resources, but borrows those of the Paradox; just as one who mimics or parodies another does not invent, but merely copies perversely. The more profound the passion with which the offended consciousness (active or passive) expresses itself, the more apparent it is how much it owes to the Paradox. Offense was not discovered by the Reason, far from it, for then the Reason must also have been able to discover the Paradox. No, offense comes into existence with the Paradox; it comes into existence. Here again we have the Moment, on which everything depends. Let us recapitulate. If we do not posit the Moment we return to Socrates; but it was precisely from him that we departed, in order to discover something. If we posit the Moment the Paradox is there; for the Moment is the Paradox in its most abbreviated form. Because of the Moment the learner is in Error; and man, who had before possessed self-knowledge, now becomes bewildered with respect to himself; instead of self-knowledge he receives the consciousness of sin, and so forth; for as soon as we posit the Moment everything follows of itself.

From the psychological point of view the offended consciousness will display a great variety of nuances within the more active and the more passive forms. To enter into a detailed description of these would not further our present purpose; but it is important to bear fixedly in mind that all offense is in its essence a misunderstanding of the Moment, since it is directed against the Paradox, which again is the Moment.

The dialectic of the Moment is not difficult. From the Socratic point of view the Moment is invisible and indistinguishable; it is not, it has not been, it will not come. Hence the learner is himself the Truth, and the moment of occasion is but a jest, like a bastard title that does not essentially belong to the book. From this point of view the Moment of decision becomes folly; for if a decision in time is postulated, then (by the preceding) the learner is in Error, which is precisely what makes a beginning in the Moment necessary. The reaction of the offended consciousness is to assert that the Moment is folly, and that the Paradox is folly, which is the contention of the Paradox that the Reason is absurd now reflected back as in an echo from the offended consciousness. Or the Moment is regarded as constantly about to come; it is so regarded, and the Reason holds it as worthy of regard; but since the Paradox has made the Reason absurd, the regard of the Reason is no reliable criterion.

The offended consciousness holds aloof from the Paradox, and the reason is: quia absurdum. But it was not the Reason that made this discovery; on the contrary it was the Paradox that made the discovery, and now receives this testimony from the offended consciousness. The Reason says that the Paradox is absurd, but this is mere mimicry, since the Paradox is the Paradox, quia absurdum. The offended consciousness holds aloof from the Paradox and keeps to the probable, since the Paradox is the most improbable of things. Again it is not the Reason that made this discovery; it merely snatches the words from the mouth of the Paradox, strange as this may seem; for the Paradox itself says: Comedies and romances and lies must needs be probable, but why should I be probable? The offended consciousness holds aloof from the Paradox, and what wonder, since the Paradox is the Miracle! This discovery was not made by the Reason; it was the Paradox that placed the Reason on the stool of wonderment and now replies: But why are you so astonished? It is precisely as you say, and the only wonder is that you regard it as an objection; but the truth in the mouth of a hypocrite is dearer to me than if it came from the lips of an angel or an apostle. When the Reason boasts of its splendors in comparison with the Paradox, which is most wretched and despised, the discovery was not made by the Reason but by the Paradox itself; it is content to leave to the Reason all its splendors, even the splendid sins (vitia splendida). When the Reason takes pity on the Paradox, and wishes to help it to an explanation, the Paradox does not indeed acquiesce, but nevertheless finds it quite natural that the Reason should do this; for why do we have our philosophers, if not to make supernatural things trivial and commonplace? When the Reason says that it cannot get the Paradox into its head, it was not the Reason that made the discovery but the Paradox, which is so paradoxical as to declare the Reason a blockhead and a dunce, capable at the most of saying yes and no to the same thing, which is not good divinity. And so always. All that the offended consciousness has to say about the Paradox it has learned from the Paradox, though it would like to pose as the discoverer, making use of an acoustic illusion.

* *

But I think I hear someone say: "It is really becoming tiresome the way you go on, for now we have the same story over again; not one of the expressions you have put into the mouth of the Paradox belongs to you." -- "Why should they belong to me, when they belong to the Paradox?" -- "You can spare us your sophistry, you know very well what I mean. These expressions are not yours, nor by you put into the mouth of the Paradox, but are familiar quotations, and everybody knows who the authors are." -- "My friend, your accusation does not grieve me, as you perhaps believe; what you say rather makes me exceedingly glad. For I must admit that I could not repress a shudder when I wrote them down; I scarcely recognized myself, that I who am usually so timid and apprehensive dared say such things. But if the expressions are not by me, perhaps you will explain to whom they belong ?" -- "Nothing is easier. The first is by Tertullian, the second by Hamann, the third by Hamann, the fourth is by Lactantius and is frequently quoted; the fifth is by Shakespeare, in a comedy called All’s Well that Ends Well Act II, Scene iii; the sixth is by Luther, and the seventh is a remark by King Lear. You see that I am well informed, and that I have caught you with the goods" -- "Indeed I do perceive it; but will you now tell me whether all these men have not spoken of the relation between some paradox and an offended consciousness, and will you now note that the individuals who spoke thus were not themselves offended, but precisely persons who held to the paradox; and yet they speak as if they were offended, and offense cannot find a more characteristic expression for itself. Is it not strange that the Paradox should thus, as it were, take the bread from the mouth of the offended consciousness, reducing it to the practice of an idle and unprofitable art? It seems as curious as if an opponent at a disputation, instead of attacking the author’s thesis, defended him in his distraction. Does it not seem so to you? However, one merit unquestionably belongs to the offended consciousness in that it brings out the unlikeness more clearly; for in that happy passion which we have not yet given a name, the Unlike is on good terms with the Reason. There must be a difference if there is to be a synthesis in some third entity. But here the difference consisted in the fact that the Reason yielded itself while the Paradox bestowed itself (halb zog sie ihn, halb sank er hin), and the understanding is consummated in that happy passion which will doubtless soon find a name; and this is the smallest part of the matter, for even if my happiness does not have a name -- when I am but happy, I ask for no more."

 

Notes

1. It may seem ridiculous to give this proposition a doubtful form by "assuming" it, for in this theocentric age such matters are of course known to all. Aye, if it were only so well with us! Democritus also knew what man is, for he defines man as follows: "Man is what we all know," and then goes on to say: "for we all know what a dog, a horse, a plant is, and so forth; but none of these is a man." We do not aspire to the malice of Sextus Empiricus, nor have we his wit; for he concludes as we know, from the above definition, and quite correctly, that man is a dog; for man is what we all know, and we all know what a dog is, ergo -- but let us not be so malicious. Nevertheless, has this question been so thoroughly cleared up in our own time that no one need feel a little uneasy about himself when he is reminded of poor Socrates and his predicament?

2. So Spinoza, who probes the depths of the God-idea in order to bring being out of it by way of thought, but not, it should be noted, as if being were an accidental characteristic, but rather as if it constituted an essential determination of content. Here lies Spinoza profundity, but let us examine his reasoning. In principia philosophiae Cartesianae, pars I, propositio VII, lemma I, he says: "quo res sua natura perfectior est, eo majorem existentiam et magis necessariam involvit; et contra, quo magis necessariam existentiam res sua natura involvit, eo perfectior." The more perfect therefore a thing is, the more being it has; the more being it has, the more perfect it is. This is however a tautology, which becomes still more evident in a note, nota II: "quod hic non loquimur de pulchritudine et aliis perfectionibus, quas homines ex superstitione et ignorantia perfectiones vocare voluerunt. Sed per perfectionem intelligo tantum realitatem sive esse." He explains perfectio by realitas, esse; so that the more perfect a thing is, the more it is; but its perfection consists in having more esse in itself; that is to say, the more a thing is, the more it is. So much for the tautology, but now further. What is lacking here is a distinction between factual being and ideal being. The terminology which permits us to speak of more or less of being, and consequently of degrees of reality or being, is in itself lacking in clearness, and becomes still more confusing when the above distinction is neglected -- in other words, when Spinoza does indeed speak profoundly but fails first to consider the difficulty. In the case of factual being it is meaningless to speak of more or less of being. A fly, when it is, has as much being as the God; with respect to factual being the stupid remark I here set down has as much being as Spinoza’s profundity, for factual being is subject to the dialectic of Hamlet: to be or not to be. Factual being is wholly indifferent to any and all variations in essence, and everything that exists participates without petty jealousy in being and participates in the same degree. Ideally, to be sure, the case is quite different. But the moment I speak of being in the ideal sense I no longer speak of being, but of essence. Highest ideality has this necessity and therefore it is. But this its being is identical with its essence; such being does not involve it dialectically in the determinations of factual being, since it is; nor can it be said to have more or less of being in relation to other things. In the old days this used to be expressed, if somewhat imperfectly, by saying that if God is possible, he is eo ipso necessary (Leibniz). Spinoza’s principle is thus quite correct and his tautology in order; but it is also certain that he altogether evades the difficulty. For the difficulty is to lay hold of God’s factual being and to introduce God’s ideal essence dialectically into the sphere of factual being.

3. What an excellent subject for a comedy of the higher lunacy!

4. The Danish language correctly calls emotion (Dan. "Affekten") ‘Sindslidelse’ [compare Ger. "Leidenschaft"]. When we use the word "Affekt" we are likely to think more immediately of the convulsive daring which astounds us, and makes us forget that it is a form of passivity. So for example: pride, defiance, etc.

5. The idiom of the language also supports the view that all offense is passive. We say: "to be offended," which primarily expresses only the state or condition; but we also say, as identical in meaning with the foregoing: "to take offense," which expresses a synthesis of active and passive. The Greek word is . This word comes from (offense or stumbling-block), and hence means to take offense, or to collide with something. Here the movement of thought is clearly indicated; it is not that offense provokes the collision, but that it meets with a collision, and hence passively, although so far actively is itself to take offense. Hence the Reason is not the discoverer of offense; for the paradoxical collision which the Reason develops in isolation discovers neither the Paradox nor the reaction of offense.

6. In this sense the Socratic principle that sin is ignorance ends justification. Sin does not understand itself in the Truth, but it does not follow that it may not will itself in Error.

Chapter 2: The God as Teacher and Saviour: An Essay of the Imagination

Let us briefly consider Socrates, who was himself a teacher. He was born under such and such circumstances; he came under the formative influences of the people to which he belonged; and when upon reaching maturity he felt an inner impulse and call to this end, he began in his own way to teach others. Thus after having lived for some time as Socrates, circumstances seeming propitious, he emerged in the role of Socrates the teacher. He was himself influenced by circumstances, and reacted upon them in turn. In realizing his task he satisfied at one and the same time the demands of his own nature, and those that others might make upon him. So understood, and this was indeed the Socratic understanding, the teacher stands in a reciprocal relation, in that life and its circumstances constitute an occasion for him to become a teacher, while he in turn gives occasion for others to learn something. He thus embodies in his attitude an equal proportion of the autopathic and the sympathetic Such also was the Socratic understanding, and hence he would accept neither praise nor honors nor money for his instruction, but passed judgment with the incorruptibility of a departed spirit. Rare contentment! Rare especially in a time like ours, when no purse seems large enough nor crown of glory sufficiently glittering to match the splendor of the instruction; but when also the world’s gold and the world’s glory are the precisely adequate compensation, the one being worth as much as the other. To be sure, our age is positive and understands what is positive; Socrates on the other hand was negative. It might be well to consider whether this lack of positiveness does not perhaps explain the narrowness of his principles, which were doubtless rooted in a zeal for what is universally human, and in a discipline of self marked by the same divine jealousy as his discipline of others, a zeal and discipline through which he loved the divine. As between man and man no higher relationship is possible; the disciple gives occasion for the teacher to understand himself, and the teacher gives occasion for the disciple to understand himself. When the teacher dies he leaves behind him no claim upon the soul of the disciple, just as the disciple can assert no claim that the teacher owes him anything. And if I were a Plato in sentimental enthusiasm, and if my heart beat as violently as Alcibiades’ or more violently than that of the Corybantic mystic while listening to the words of Socrates; if the passion of my admiration knew no rest until I had clasped the wondrous master in my arms -- Socrates would but smile at me and say: "My friend, how deceitful a lover you are! You wish to idolize me on account of my wisdom, and then to take your place as the friend who best understands me, from whose admiring embrace I shall never be able to tear myself free -- is it not true that you are a seducer ?" And if I still refused to understand him, he would no doubt bring me to despair by the coldness of his irony, as he unfolded to me that he owed me as much as I owed him. Rare integrity, deceiving no one, not even one who would deem it his highest happiness to be deceived! How rare in our age, when all have transcended Socrates -- in self-appreciation, in estimate of benefits conferred upon their pupils, in sentimentality of intercourse, in voluptuous enjoyment of admiration’s warm embrace! Rare faithfulness, seducing no one, not even him who exercises all the arts of seduction in order to be seduced!

But the God needs no disciple to help him understand himself, nor can he be so determined by any occasion that there is as much significance in the occasion as in the resolve. What then could move him to make his appearance? He must indeed move himself, and continue to exemplify what Aristotle says of him: .. But if he moves himself it follows that he is not moved by some need, as if he could not endure the strain of silence, but had to break out in speech. But if he moves himself, and is not moved by need, what else can move him but love? For love finds its satisfaction within and not without. His resolve, which stands in no equal reciprocal relation to the occasion, must be from eternity, though when realized in time it constitutes precisely the Moment; for when the occasion and the occasioned correspond, and are as commensurable as the answer of the desert with the cry that evokes it, the Moment does not appear, but is lost in the eternity of Recollection. The Moment makes its appearance when an eternal resolve comes into relation with an incommensurable occasion. Unless this is realized I we shall be thrown back on Socrates, and shall then have neither the God as Teacher, nor an Eternal Purpose, nor the Moment.

Moved by love, the God is thus eternally resolved to reveal himself. But as love is the motive so love must also be the end; for it would be a contradiction for the God to have a motive and an end which did not correspond. His love is a love of the learner, and his aim is to win him. For it is only in love that the unequal can be made equal, and it is only in equality or unity that an understanding can be effected, and without a perfect understanding the Teacher is not the God, unless the obstacle comes wholly from the side of the learner, in his refusing to realize that which had been made possible for him.

But this love is through and through unhappy, for how great is the difference between them! It may seem a small matter for the God to make himself understood, but this is not so easy of accomplishment if he is to refrain from annihilating the unlikeness that exists between them.

Let us not jump too quickly to a conclusion at this point; if it seems to some that we waste our time while we might be coming to a decision, we take comfort in the thought that it does not follow that we shall have only our trouble for our pains. Much is heard in the world about unhappy love, and we all know what this means: the lovers are prevented from realizing their union, the causes being many and various. There is another kind of unhappy love, the theme of our present discourse, for which there is no perfect earthly parallel, though by dint of speaking foolishly a little while we may make shift to conceive it through an earthly figure. The unhappiness of this love does not come from the inability of the lovers to realize their union, but from their inability to understand one another. This grief is infinitely more profound than that of which men commonly speak, since it strikes at the very heart of love, and wounds for an eternity; not like that other misfortune which touches only the temporal and the external, and which for the magnanimous is as a sort of jest over the inability of the lovers to realize their union here in time. This infinitely deeper grief is essentially the prerogative of the superior, since only he likewise understands the misunderstanding; in reality it belongs to the God alone, and no human relationship can afford a valid analogy. Nevertheless, we shall here suggest such an analogy, in order to quicken the mind to an apprehension of the divine.

Suppose there was a king who loved a humble maiden. But the reader has perhaps already lost his patience, seeing that our beginning sounds like a fairy tale, and is not in the least systematic. So the very learned Polos found it tiresome that Socrates always talked about meat and drink and doctors, and similar unworthy trifles, which Polos deemed beneath him (Gorgias). But did not the Socratic manner of speech have at least one advantage, in that he himself and all others were from childhood equipped with the necessary prerequisites for understanding it? And would it not be desirable if I could confine the terms of my argument to meat and drink, and did not need to bring in kings, whose thoughts are not always like those of other men, if they are indeed kingly. But perhaps I may be pardoned the extravagance, seeing that I am only a poet, proceeding now to unfold the carpet of my discourse (recalling the beautiful saying of Themistocles), lest its workmanship be concealed by the compactness of its folding.

Suppose then a king who loved a humble maiden. The heart of the king was not polluted by the wisdom that is loudly enough proclaimed; he knew nothing of the difficulties that the understanding discovers in order to ensnare the heart, which keep the poets so busy, and make their magic formulas necessary. It was easy to realize his purpose. Every statesman feared his wrath and dared not breathe a word of displeasure; every foreign state trembled before his power, and dared not omit sending ambassadors with congratulations for the nuptials; no courtier groveling in the dust dared wound him, lest his own head be crushed. Then let the harp be tuned, let the songs of the poets begin to sound, and let all be festive while love celebrates its triumph. For love is exultant when it unites equals, but it is triumphant when it makes that which was unequal equal in love. -- Then there awoke in the heart of the king an anxious thought; who but a king who thinks kingly thoughts would have dreamed of it! He spoke to no one about his anxiety; for if he had, each courtier would doubtless have said: "Your majesty is about to confer a favor upon the maiden, for which she can never be sufficiently grateful her whole life long." This speech would have moved the king to wrath, so that he would have commanded the execution of the courtier for high treason against the beloved, and thus he would in still another way have found his grief increased. So he wrestled with his troubled thoughts alone. Would she be happy in the life at his side? Would she be able to summon confidence enough never to remember what the king wished only to forget, that he was king and she had been a humble maiden? For if this memory were to waken in her soul, and like a favored lover sometimes steal her thoughts away from the king, luring her reflections into the seclusion of a secret grief; or if this memory sometimes passed through her soul like the shadow of death over the grave: where would then be the glory of their love? Then she would have been happier had she remained in her obscurity, loved by an equal, content in her humble cottage; but confident in her love, and cheerful early and late. What a rich abundance of grief is here laid bare, like ripened grain bent under the weight of its fruitfulness, merely waiting the time of the harvest, when the thought of the king will thresh out all its seed of sorrow! For even if the maiden would be content to become as nothing, this could not satisfy the king, precisely because he loved her, and because it was harder for him to be her benefactor than to lose her. And suppose she could not even understand him? For while we are thus speaking foolishly of human relationships, we may suppose a difference of mind between them such as to render an understanding impossible. What a depth of grief slumbers not in this unhappy love, who dares to rouse it! However, no human being is destined to suffer such grief; him we may refer to Socrates, or to that which in a still more beautiful sense can make the unequal equal.

But if the Moment is to have decisive significance (and if not we return to Socrates even if we think to advance beyond him), the learner is in Error, and that by reason of his own guilt. And yet he is the object of the God’s love, and the God desires to teach him, and is concerned to bring him to equality with himself. If this equality cannot be established, the God’s love becomes unhappy and his teaching meaningless, since they cannot understand one another. Men sometimes think that this might be a matter of indifference to the God, since he does not stand in need of the learner. But in this we forget -- or rather alas! we prove how far we are from understanding him; we forget that the God loves the learner. And just as that kingly grief of which we have spoken can be found only in a kingly soul, and is not even named in the language of the multitude of men, so the entire human language is so selfish that it refuses even to suspect the existence of such a grief. But for that reason the God has reserved it to himself, this unfathomable grief: to know that he may repel the learner, that he does not need him, that the learner has brought destruction upon himself by his own guilt, that he can leave the learner to his fate; to know also how well-nigh impossible it is to keep the learner’s courage and confidence alive, without which the purposed understanding and equality will fail, and the love become unhappy. The man who cannot feel at least some faint intimation of this grief is a paltry soul of base coinage, bearing neither the image of Caesar nor the image of God.

Our problem is now before us, and we invite the poet, unless he is already engaged elsewhere, or belongs to the number of those who must be driven out from the house of mourning, together with the flute-players and the other noise-makers, before gladness can enter in. The poet’s task will be to find a solution, some point of union, where love’s understanding may be realized in truth, the God’s anxiety be set at rest, his sorrow banished. For the divine love is that unfathomable love which cannot rest content with that which the beloved might in his folly prize as happiness.

A

The union might be brought about by an elevation of the learner. The God would then take him up unto himself, transfigure him, fill his cup with millennial joys (for a thousand years are as one day in his sight), and let the learner forget the misunderstanding in tumultuous joy. Alas, the learner might perhaps be greatly inclined to prize such happiness as this. How wonderful suddenly to find his fortune made, like the humble maiden, because the eye of the God happened to rest upon him! And how wonderful also to be his helper in taking all this in vain, deceived by his own heart! Even the noble king could perceive the difficulty of such a method, for he was not without insight into the human heart, and understood that the maiden was at bottom deceived; and no one is so terribly deceived as he who does not himself suspect it, but is as if enchanted by a change in the outward habiliments of his existence.

The union might be brought about by the God’s showing himself to the learner and receiving his worship, causing him to forget himself over the divine apparition. Thus the king might have shown himself to the humble maiden in all the pomp of his power, causing the sun of his presence to rise over her cottage, shedding a glory over the scene, and making her forget herself in worshipful admiration. Alas, and this might have satisfied the maiden, but it could not satisfy the king, who desired not his own glorification but hers. It was this that made his grief so hard to bear, his grief that she could not understand him; but it would have been still harder for him to deceive her. And merely to give his love for her an imperfect expression was in his eyes a deception, even though no one understood him and reproaches sought to mortify his soul.

Not in this manner then can their love be made happy, except perhaps in appearance, namely the learner’s and the maiden’s, but not the Teacher’s and the king’s, whom no delusion can satisfy. Thus the God takes pleasure in arraying the lily in a garb more glorious than that of Solomon; but if there could be any thought of an understanding here, would it not be a sorry delusion of the lily’s, if when it looked upon its fine raiment it thought that it was on account of the raiment that the God loved it? Instead of standing dauntless in the field, sporting with the wind, carefree as the gust that blows, would it not under the influence of such a thought languish and droop, not daring to lift up its head? It was the God’s solicitude to prevent this, for the lily’s shoot is tender and easily broken. But if the Moment is to have decisive significance, how unspeakable will be the God’s anxiety! There once lived a people who had a profound understanding of the divine; this people thought that no man could see the God and live. -- Who grasps this contradiction of sorrow: not to reveal oneself is the death of love, to reveal oneself is the death of the beloved! The minds of men so often yearn for might and power, and their thoughts are constantly being drawn to such things, as if by their attainment all mysteries would be resolved. Hence they do not even dream that there is sorrow in heaven as well as joy, the deep grief of having to deny the learner what he yearns for with all his heart, of having to deny him precisely because he is the beloved.

B

The union must therefore be brought about in some other way. Let us here again recall Socrates, for what was the Socratic ignorance if not an expression for his love of the learner, and for his sense of equality with him? But this equality was also the truth, as we have already seen. But if the Moment is to have decisive significance (--), this is not the truth, for the learner will owe everything to the Teacher. In the Socratic conception the teacher’s love would be merely that of a deceiver if he permitted the disciple to rest in the belief that he really owed him anything, instead of fulfilling the function of the teacher to help the learner become sufficient to himself. But when the God becomes a Teacher, his love cannot be merely seconding and assisting, but is creative, giving a new being to the learner, or as we have called him, the man born anew; by which designation we signify the transition from non-being to being. The truth then is that the learner owes the Teacher everything. But this is what makes it so difficult to effect an understanding: that the learner becomes as nothing and yet is not destroyed; that he comes to owe everything to the Teacher and yet retains his confidence; that he understands the Truth and yet that the Truth makes him free; that he apprehends the guilt of his Error and yet that his confidence rises victorious in the Truth. Between man and man the Socratic midwifery is the highest relation, and begetting is reserved for the God, whose love is creative, but not merely in the sense which Socrates so beautifully expounds on a certain festal occasion. This latter kind of begetting does not signify the relation between a teacher and his disciple, but that between an autodidact and the beautiful. In turning away from the scattered beauties of particular things to contemplate beauty in and for itself, the autodidact begets many beautiful and glorious discourses and thoughts, (Symposium, 210 D). In so doing he begets and brings forth that which he has long borne within him in the seed (209 E). He has the requisite condition in himself, and the bringing forth or birth is merely a manifestation of what was already present; whence here again, in this begetting, the moment vanishes instantly in the eternal consciousness of Recollection. And he who is begotten by a progressive dying away from self, of him it becomes increasingly clear that he can less and less be said to be begotten, since he only becomes more and more clearly reminded of his existence. And when in turn he begets expressions of the beautiful, he does not so much beget them, as he allows the beautiful within him to beget these expressions from itself.

Since we found that the union could not be brought about by an elevation it must be attempted by a descent. Let the learner be x. In this x we must include the lowliest; for if even Socrates refused to establish a false fellowship with the clever, how can we suppose that the God would make a distinction! In order that the union may be brought about, the God must therefore become the equal of such a one, and so he will appear in the likeness of the humblest. But the humblest is one who must serve others, and the God will therefore appear in the form of a servant. But this servant-form is no mere outer garment, like the king’s beggar-cloak, which therefore flutters loosely about him and betrays the king; it is not like the filmy summer-cloak of Socrates, which though woven of nothing yet both conceals and reveals. It is his true form and figure. For this is the unfathomable nature of love, that it desires equality with the beloved, not in jest merely, but in earnest and truth. And it is the omnipotence of the love which is so resolved that it is able to accomplish its purpose, which neither Socrates nor the king could do, whence their assumed figures constituted after all a kind of deceit.

Behold where he stands -- the God! Where? There; do you not see him? He is the God; and yet he has not a resting-place for his head, and he dares not lean on any man lest he cause him to be offended. He is the God; and yet he picks his steps more carefully than if angels guided them, not to prevent his foot from stumbling against a stone, but lest he trample human beings in the dust, in that they are offended in him. He is the God; and yet his eye rests upon mankind with deep concern, for the tender shoots of an individual life may be crushed as easily as a blade of grass. How wonderful a life, all sorrow and all love: to yearn to express the equality of love, and yet to be misunderstood; to apprehend the danger that all men may be destroyed, and yet only so to be able really to save a single soul; his own life filled with sorrow, while each 7 hour of the day is taken up with the troubles of the learner who confides in him! This is the God as he stands upon the earth, like unto the humblest by the power of his omnipotent love. He knows that the learner is in Error -- what if he should misunderstand, and droop, and lose his confidence! To sustain the heavens and the earth by the fiat of his omnipotent word, so that if this word were withdrawn for the fraction of a second the universe would be plunged into chaos -- how light a task compared with bearing the burden that mankind may take offense, when one has been constrained by love to become its saviour!

But the servant-form is no mere outer garment, and therefore the God must suffer all things, endure all things, make experience of all things. He must suffer hunger in the desert, he must thirst in the time of his agony, he must be forsaken in death, absolutely like the humblest -- behold the man His suffering is not that of his death, but this entire life is a story of suffering; and it is love that suffers, the love which gives all is itself in want. What wonderful self-denial! for though the learner be one of the lowliest, he nevertheless asks him anxiously: Do you now really love me? For he knows where the danger threatens, and yet he also knows that every easier way would involve a deception, even though the learner might not understand it.

Every other form of revelation would be a deception in the eyes of love; for either the learner would first have to be changed, and the fact concealed from him that this was necessary (but love does not alter the beloved, it alters itself); or there would be permitted to prevail a frivolous ignorance of the fact that the entire relationship was a delusion. (This was the error of paganism.) Every other form of revelation would be a deception from the standpoint of the divine love. And if my eyes were more filled with tears than those of a repentant woman, and if each tear were more precious than a pardoned woman’s many tears; if I could find a place more humble than the place at his feet, and if I could sit there more humbly than a woman whose heart’s sole choice was this one thing needful; if I loved him more sincerely than the most loyal of his servants, eager to shed the last drop of his life-blood in his service; if I had found greater favor in his eyes than the purest among women -- nevertheless, if I asked him to alter his purpose, to reveal himself differently, to be more lenient with himself, he would doubtless look at me and say: Man, what have I to do with thee? Get thee hence, for thou art Satan, though thou knowest it not! Or if he once or twice stretched forth his hand in command, and it happened, and I then meant to understand him better or love him more, I would doubtless see him weep also over me, and hear him say: To think that you could prove so faithless, and so wound my love! Is it then only the omnipotent wonder-worker that you love, and not him who humbled himself to become your equal?

But the servant-form is no mere outer garment; hence he must yield his spirit in death and again leave the earth. And if my grief were deeper than the sorrow of a mother when her heart is pierced by the sword, and if my danger were more terrible than the danger of a believer when his faith fails him, and if my misery were more pitiful than his who crucifies his hope and has nothing left but the cross -- nevertheless, if I begged him to save his life and stay upon the earth, it would only be to see him sorrowful unto death, and stricken with grief also for my sake, because this suffering was for my profit, and now I had added to his sorrow the burden that I could not understand him. O bitter cup! More bitter than wormwood is the bitterness of death for a mortal, how bitter then for an immortal! O bitter refreshment, more bitter than aloes, to be refreshed by the misunderstanding of the beloved! O solace in affliction to suffer as one who is guilty, what solace then to suffer as one who is innocent!

Such will be our poet’s picture. For how could it enter his mind that the God would reveal himself in this way in order to bring men to the most crucial and terrible decision; how could he find it in his heart to play frivolously with the God’s sorrow, falsely poetizing his love away to poetize his wrath in!

And now the learner, has he no lot or part in this story of suffering, even though his lot cannot be that of the Teacher? Aye, it cannot be otherwise. And the cause of all this suffering is love, precisely because the God is not jealous for himself, but desires in love to be the equal of the humblest. When the seed of the oak is planted in earthen vessels, they break asunder; when new wine is poured in old leathern bottles, they burst; what must happen when the God implants himself in human weakness, unless man becomes a new vessel and a new creature! But this becoming, what labors will attend the change, how convulsed with birth-pangs! And the understanding -- how precarious, and how close each moment to misunderstanding, when the anguish of guilt seeks to disturb the peace of love! And how rapt in fear; for it is indeed less terrible to fall to the ground when the mountains tremble at the voice of the God, than to sit at table with him as an equal; and yet it is the God’s concern precisely to have it so.

* *

Now if someone were to say: "This poem of yours is the most wretched piece of plagiarism ever perpetrated, for it is neither more nor less than what every child knows," I suppose I must blush with shame to hear myself called a liar. But why the most wretched? Every poet who steals, steals from some other poet, and in so far we are all equally wretched; indeed, my own theft is perhaps less harmful, since it is more readily discovered. If I were to be so polite as to ascribe the authorship to you who now condemn me, you would perhaps again be angry. Is there then no poet, although there is a poem? This would surely be strange, as strange as flute-playing without a flute-player. Or is this poem perhaps like a proverb, for which no author can be assigned, because it is as if it owed its existence to humanity at large; was this perhaps the reason you called my theft the most wretched, because I did not steal from any individual man but robbed the human race, and arrogantly, although I am only an individual man, aye, even a wretched thief, pretended to be mankind? If this then is the case, and I went about to all men in turn, and all knew the poem, but each one also knew that he was not the author of it, can I then conclude: mankind must be the author? Would not this be a strange conclusion? For if mankind were the author of this poem, this would have to be expressed by considering every individual equally close to the authorship. Does it not seem to you that this is a difficult case in which we have become involved, though the whole matter appeared to be so easily disposed of in the beginning, by your short and angry word about its being the most wretched plagiarism, and my shame in having to hear it? So then perhaps it is no poem, or at any rate not one for which any human being is responsible, nor yet mankind; ah, now I understand you, it was for this reason you called my procedure the most wretched act of plagiarism, because I did not steal from any individual, nor from the race, but from the God or, as it were, stole the God away, and though I am only an individual man, aye, even a wretched thief, blasphemously pretended to be the God. Now I understand you fully, dear friend, and recognize the justice of your resentment. But then my soul is filled with new wonder, even more, with the spirit of worship; for it would surely have been strange had this poem been a human production. It is not impossible that it might occur to man to imagine himself the equal of the God, or to imagine the God the equal of man, but not to imagine that the God would make himself into the likeness of man; for if the God gave no sign, how could it enter into the mind of man that the blessed God should need him? This would be a most stupid thought, or rather, so stupid a thought could never have entered into his mind; though when the God has seen fit to entrust him with it he exclaims in worship: This thought did not arise in my own heart! and finds it a most miraculously beautiful thought. And is it not altogether miraculous, and does not this word come as a happy omen to my lips; for as I have just said, and as you yourself involuntarily exclaim, we stand here before the Miracle. And as we both now stand before this miracle, whose solemn silence cannot be perturbed by human wrangling over mine and thine, whose awe-inspiring speech infinitely subdues all human strife about mine and thine, forgive me, I pray, the strange delusion that I was the author of this poem. It was a delusion, and the poem is so different from every human poem as not to be a poem at all, but the Miracle.

Chapter 1: A Project of Thought

A

How far does the Truth admit of being learned? With this question let us begin. It was a Socratic question, or became such in consequence of the parallel Socratic question with respect to virtue, since virtue was again determined as insight. (Protagoras, Gorgias, Meno, Euthydemus.) In so far as the Truth is conceived as something to be learned, its non-existence is evidently presupposed, so that in proposing to learn it one makes it the object of an inquiry. Here we are confronted with the difficulty to which Socrates calls attention in the Meno (80, near the end), and there characterizes as a "pugnacious proposition"; one cannot seek for what he knows, and it seems equally impossible for him to seek for what he does not know. For what a man knows he cannot seek, since he knows it; and what he does not know he cannot seek, since he does not even know for what to seek. Socrates thinks the difficulty through in the doctrine of Recollection, by which all learning and inquiry is interpreted as a kind of remembering; one who is ignorant needs only a reminder to help him come to himself in the consciousness of what he knows. Thus the Truth is not introduced into the individual from without, but was within him. This thought receives further development at the hands of Socrates, and it ultimately becomes the point of concentration for the pathos of the Greek consciousness, since it serves as a proof for the immortality of the soul; but with a backward reference, it is important to note, and hence as proof for the soul’s preëxistence.1

In the light of this idea it becomes apparent with what wonderful consistency Socrates remained true to himself, through his manner of life giving artistic expression to what he had understood. He entered into the role of midwife and sustained it throughout; not because his thought "had no positive content,"2 but because he perceived that this relation is the highest that one human being can sustain to another. And in this surely Socrates was everlastingly right; for even if a divine point of departure is ever given, between man and man this is the true relationship, provided we reflect upon the absolute and refuse to daily with the accidental, from the heart renouncing the understanding of the half-truths which seem the delight of men and the secret of the System. Socrates was a midwife subjected to examination by the God; his work was in fulfillment of a divine mission (Plato’s Apology), though he seemed to men in general a most singular creature (rorr , Theaetetus 149); it was in accordance with a divine principle, as Socrates also understood it, that he was by the God forbidden to beget ( , , Theactetus, 150) ; for between man and man the maieutic relationship is the highest, and begetting belongs to the God alone.

From the standpoint of the Socratic thought every point of departure in time is eo ipso accidental, an occasion, a vanishing moment. The teacher himself is no more than this; and if he offers himself and his instruction on any other basis, he does not give but takes away, and is not even the other’s friend, much less his teacher. Herein lies the profundity of the Socratic thought, and the noble humanity he so thoroughly expressed, which refused to enter into a false and vain fellowship with clever heads, but felt an equal kinship with a tanner; whence he soon "came to the conclusion that the study of Physics was not man’s proper business, and therefore began to philosophize about moral matters in the workshops and in the market-place" (Diogenes Laertius, II, v, 21), but philosophized with equal absoluteness everywhere. With slipshod thoughts, with higgling and haggling, maintaining a little here and conceding a little there, as if the individual might to a certain extent owe something to another, but then again to a certain extent not; with loose words that explain everything except what this "to a certain extent" means -- with such makeshifts it is not possible to 2 Such is the criticism commonly passed upon Socrates in our age, which boasts of its positivity much as if a polytheist were to speak with scorn of the negativity of a monotheist; for the polytheist has many gods, the monotheist only one. So our philosophers have many thoughts, all valid to a certain extent; Socrates had only one, which was absolute.

advance beyond Socrates, nor will one reach the concept of a Revelation, but merely remain within the sphere of idle chatter. In the Socratic view each individual is his own center, and the entire world centers in him, because his self-knowledge is a knowledge of God. It was thus Socrates understood himself, and thus he thought that everyone must understand himself, in the light of this understanding interpreting his relationship to each individual, with equal humility and with equal pride. He had the courage and self-possession to be sufficient unto himself, but also in his relations to his fellowmen to be merely an occasion, even when dealing with the meanest capacity. How rare is such magnanimity! How rare in a time like ours, when the parson is something more than the clerk, when almost every second person is an authority, while all these distinctions and all these many authorities are mediated in a common madness, a commune naufragium. For while no human being was ever truly an authority for another, or ever helped anyone by posing as such, or was ever able to take his client with him in truth, there is another sort of success that may by such methods be won; for it has never yet been known to fail that one fool, when he goes astray, takes several others with him.

With this understanding of what it means to learn the Truth, the fact that I have been instructed by Socrates or by Prodicus or by a servant-girl, can concern me only historically; or in so far as lam a Plato in sentimental enthusiasm, it may concern me poetically. But this enthusiasm, beautiful as it is, and such that I could wish both for myself and all others a share of this , which only a Stoic could frown upon; and though I may be lacking in the Socratic magnanimity and the Socratic self-denial to think its nothingness -- this enthusiasm, so Socrates would say, is only an illusion, a want of clarity in a mind where earthly inequalities seethe almost voluptuously. Nor can it interest me otherwise than historically that Socrates’ or Prodicus’ doctrine was this or that; for the Truth in which I rest was within me, and came to light through myself, and not even Socrates could have given it to me, as little as the driver can pull the load for the horses, though he may help them by applying the lash.3 My relation to Socrates or Prodicus cannot concern me with respect to my eternal happiness, for this is given me retrogressively through my possession of the Truth, which I had from the beginning without knowing it. If I imagine myself meeting Socrates or Prodicus or the servant-girl in another life, then here again neither of them could be more to me than an occasion, which Socrates fearlessly expressed by saying that even in the lower world he proposed merely to ask questions; for the underlying principle of all questioning is that the one who is asked must have the Truth in himself, and be able to acquire it by himself. The temporal point of departure is nothing; for as soon as I discover that I have known the Truth from eternity without being aware of it, the same instant this moment of occasion is hidden in the Eternal, and so incorporated with it that I cannot even find it so to speak, even if I sought it; because in my eternal consciousness there is neither here nor there, but only an ubique et nusquam.

B

Now if things are to be otherwise, the Moment in time must have a decisive significance, so that I will never be able to forget it either in time or eternity; because the Eternal, which hitherto did not exist, came into existence in this moment. Under this presupposition let us now proceed to consider the consequences for the problem of how far it is possible to acquire a knowledge of the Truth.

A. The Antecedent State

We begin with the Socratic difficulty about seeking the Truth, which seems equally impossible whether we have it or do not have it. The Socratic thought really abolishes this disjunction, since it appears that at bottom every human being is in possession of the Truth. This was Socrates’ explanation; we have seen what follows from it with respect to the moment. Now if the latter is to have decisive significance, the seeker must be destitute of the Truth up to the very moment of his learning it; he cannot even have possessed it in the form of ignorance, for in that case the moment becomes merely occasional. What is more, he cannot even be described as a seeker; for such is the expression we must give to the difficulty if we do not wish to explain it Socratically. He must therefore be characterized as beyond the pale of the Truth, not approaching it like a proselyte, but departing from it; or as being in Error. He is then in a state of Error. But how is he now to be reminded, or what will it profit him to be reminded of what he has not known, and consequently cannot recall?

B. The Teacher

If the Teacher serves as an occasion by means of which the learner is reminded, he cannot help the learner to recall that he really knows the Truth; for the learner is in a state of Error. What the Teacher can give him occasion to remember is, that he is in Error. But in this consciousness the learner is excluded from the Truth even more decisively than before, when he lived in ignorance of his Error. In this manner the Teacher thrusts the learner away from him, precisely by serving as a reminder; only that the learner, in thus being thrust back upon himself, does not discover that he knew the Truth already, but discovers his Error; with respect to which act of consciousness the Socratic principle holds, that the Teacher is merely an occasion whoever he may be, even if he is a God. For my own Error is something I can discover only by myself, since it is only when I have discovered it that it is discovered, even if the whole world knew of it before. (Under the presupposition we have adopted concerning the moment, this remains the only analogy to the Socratic order of things.)

Now if the learner is to acquire the Truth, the Teacher must bring it to him; and not only so, but he must also give him the condition necessary for understanding it. For if the learner were in his own person the condition for understanding the Truth, be need only recall it. The condition for understanding the Truth is like the capacity to inquire for it: the condition contains the conditioned, and the question implies the answer. (Unless this is so, the moment must be understood in the Socratic sense.)

But one who gives the learner not only the Truth, but also the condition for understanding it, is more than teacher. All instruction depends upon the presence, in the last analysis, of the requisite condition; if this is lacking, no teacher can do anything. For otherwise he would find it necessary not only to transform the learner, but to recreate him before beginning to teach him. But this is something that no human being can do; if it is to be done, it must be done by the God himself.

In so far as the learner exists he is already created, and hence God must have endowed him with the condition for understanding the Truth. For otherwise his earlier existence must have been merely brutish, and the Teacher who gave him the Truth and with it the condition was the original creator of his human nature. But in so far as the moment is to have decisive significance (and unless we assume this we remain at the Socratic standpoint) the learner is destitute of this condition, and must therefore have been deprived of it. This deprivation cannot have been due to an act of the God (which would be a contradiction), nor to an accident (for it would be a contradiction to assume that the lower could overcome the higher); it must therefore be due to himself. If he could have lost the condition in such a way that the loss was not due to himself, and if he could remain in the state of deprivation without his own responsibility, it would follow that his earlier possession of the condition was accidental merely. But this is a contradiction, since the condition for understanding the Truth is an essential condition. Error is then not only outside the Truth, but polemic in its attitude toward it; which is expressed by saying that the learner has himself forfeited the condition, and is engaged in forfeiting it.

The Teacher is then the God himself, who in acting as an occasion prompts the learner to recall that he is in Error, and that by reason of his own guilt. But this state, the being in Error by reason of one’s own guilt, what shall we call it? Let us call it Sin.

The Teacher, then, is the God, and he gives the learner the requisite condition and the Truth. What shall we call such a Teacher? -- for we are surely agreed that we have already far transcended the ordinary functions of a teacher. In so far as the learner is in Error, but in consequence of his own act (and in no other way can he possibly be in this state, as we have shown above), he might seem to be free; for to be what one is by one’s own act is freedom. And yet he is in reality unfree and bound and exiled; for to be free from the Truth is to be exiled from the Truth, and to be exiled by one’s own self is to be bound. But since he is bound by himself, may he not loose his bonds and set himself free? For whatever binds me, the same should be able to set me free when it wills; and since this power is here his own self, he should be able to liberate himself. But first at any rate he must will it. Suppose him now to be so profoundly impressed by what the Teacher gave him occasion to remember (and this must not be omitted from the reckoning); suppose that he wills his freedom. In that case, i.e., if by willing to be free he could by himself became free, the fact that he had been bound would become a state of the past, tracelessly vanishing in the moment of liberation; the moment would not be charged with decisive significance. He was not aware that he had bound himself, and now he had freed himself.4 Thus interpreted the moment receives no decisive significance, and yet this was the hypothesis we proposed to ourselves in the beginning. By the terms of our hypothesis, therefore, he will not be able to set himself free -- And so it is in very truth; for he forges the chains of his bondage with the strength of his freedom, since he exists in it without compulsion; and thus his bonds grow strong, and all his powers unite to make him the slave of sin. -- What now shall we call such a Teacher, one who restores the lost condition and gives the learner the Truth? Let us call him Saviour, for he saves the learner from his bondage and from himself; let us call him Redeemer, for he redeems the learner from the captivity into which he had plunged himself, and no captivity is so terrible and so impossible to break, as that in which the individual keeps himself. And still we have not said all that is necessary; for by his self-imposed bondage the learner has brought upon himself a burden of guilt, and when the Teacher gives him the condition and the Truth he constitutes himself an Atonement, taking away the wrath impending upon that of which the learner has made himself guilty.

Such a Teacher the learner will never be able to forget. For the moment he forgets him he sinks back again into himself, just as one who while in original possession of the condition forgot that God exists, and thereby sank into bondage. If they should happen to meet in another life, the Teacher would again be able to give the condition to anyone who had not yet received it; but to one who had once received the condition he would stand in a different relation. The condition was a trust, for which the recipient would always be required to render an account. But what shall we call such a Teacher? A teacher may determine whether the pupil makes progress or not, but he cannot judge him; for he ought to have Socratic insight enough to perceive that he cannot give him what is essential. This Teacher is thus not so much teacher as Judge. Even when the learner has most completely appropriated the condition, and most profoundly apprehended the Truth, he cannot forget this Teacher, or let him vanish Socratically, although this is far more profound than illusory sentimentality or untimely pettiness of spirit. It is indeed the highest, unless that other be the Truth.

And now the moment. Such a moment has a peculiar character. It is brief and temporal indeed, like every moment; it is transient as all moments are; it is past, like every moment in the next moment. And yet it is decisive, and filled with the Eternal. Such a moment ought to have a distinctive name; let us call it the Fullness of Time.

C. The Disciple

When the disciple is in a state of Error (and otherwise we return to Socrates) but is none the less a human being, and now receives the condition and the Truth, he does not become a human being for the first time, since he was a man already. But he becomes another man; not in the frivolous sense of becoming another individual of the same quality as before, but in the sense of becoming a man of a different quality, or as we may call him: a new creature.

In so far as he was in Error he was constantly in the act of departing from the Truth. In consequence of receiving the condition in the moment the course of his life has been given an opposite direction, so that he is now turned about. Let us call this change Conversion, even though this word be one not hitherto used; but that is precisely a reason for choosing it, in order namely to avoid confusion, for it is as if expressly coined for the change we have in mind.

In so far as the learner was in Error by reason of his own guilt, this conversion cannot take place without being taken up in his consciousness, or without his becoming aware that his former state was a consequence of his guilt. With this consciousness he will then take leave of his former state. But what leave-taking is without a sense of sadness? The sadness in this case, however, is on account of his having so long remained in his former state. Let us call such grief Repentance; for what is repentance but a kind of leave-taking, looking backward indeed, but yet in such a way as precisely to quicken the steps toward that which lies before?

In so far as the learner was in Error, and now receives the Truth and with it the condition for understanding it, a change takes place within him like the change from non-being to being. But this transition from non-being to being is the transition we call birth. Now one who exists cannot be born; nevertheless, the disciple is born. Let us call this transition the New Birth, in consequence of which the disciple enters the world quite as at the first birth, an individual human being knowing nothing as yet about the world into which he is born, whether it is inhabited, whether there are other human beings in it besides himself; for while it is indeed possible to be baptized en masse, it is not possible to be born anew en masse. Just as one who has begotten himself by the aid of the Socratic midwifery now forgets everything else in the world, and in a deeper sense owes no man anything, so the disciple who is born anew owes nothing to any man, but everything to his divine Teacher. And just as the former forgets the world in his discovery of himself, so the latter forgets himself in the discovery of his Teacher.

Hence if the Moment is to have decisive significance -- and if not we speak Socratically whatever we may say, even if through not even understanding ourselves we imagine that we have advanced far beyond that simple man of wisdom who divided judgment incorruptibly between the God and man and himself, a judge more just than Minos, Aeacus and Rhadamanthus -- if the Moment has decisive significance the breach is made, and man cannot return. He will take no pleasure in remembering what Recollection brings to his mind; still less will he be able in his own strength to bring the God anew over to his side.

But is the hypothesis here expounded thinkable? Let us not be in haste to reply; for not only one whose deliberation is unduly prolonged may fail to produce an answer, but also one who while he exhibits a marvelous promptitude in replying, does not show the desirable degree of slowness in considering the difficulty before explaining it. Before we reply, let us ask ourselves from whom we may expect an answer to our question. The being born, is this fact thinkable? Certainly, why not? But for whom is it thinkable, for one who is born, or for one who is not born? This latter supposition is an absurdity which could never have entered anyone’s head; for one who is born could scarcely have conceived the notion. When one who has experienced birth thinks of himself as born, he conceives this transition from non-being to being. The same principle must also hold in the case of the new birth. Or is the difficulty increased by the fact that the non-being which precedes the new birth contains more being than the non-being which preceded the first birth? But who then may be expected to think the new birth? Surely the man who has himself been born anew, since it would of course be absurd to imagine that one not so born should think it. Would it not be the height of the ridiculous for such an individual to entertain this notion?

If a human being is originally in possession of the condition for understanding the Truth, he thinks that God exists in and with his own existence. But if he is in Error he must comprehend this fact in his thinking, and Recollection will not be able to help him further than to think just this, Whether he is to advance beyond this point the Moment must decide (although it was already active in giving him an insight into his Error). If he does not understand this we must refer him to Socrates, though through being obsessed with the idea that he has advanced far beyond this wise man he may cause him many a vexation, like those who were so incensed with Socrates for taking away from them one or another stupid notion( ) that they actually wanted to bite him (Theaetetus, 151). In the Moment man becomes conscious that he is born; for his antecedent state, to which he may not cling, was one of non-being. In the Moment man also becomes conscious of the new birth, for his antecedent state was one of non-being. Had his preceding state in either instance been one of being, the moment would not have received decisive significance for him, as has been shown above. While then the pathos of the Greek consciousness concentrates itself upon Recollection, the pathos of our project is concentrated upon the Moment. And what wonder, for is it not a most pathetic thing to come into existence from non-being?

There you have my project. But I think I hear someone say: "This is the most ridiculous of all projects; or rather, you are of all projectors of hypotheses the most ridiculous. For even when a man propounds something nonsensical, it may still remain true that it is he who has propounded it; but you behave like a lazzarone who takes money for exhibiting premises open to everybody’s inspection; you are like the man who collected a fee for exhibiting a ram in the afternoon, which in the forenoon could be seen gratis, grazing in the open field." – "Perhaps it is so; I hide my head in shame. But assuming that I am as ridiculous as you say, let me try to make amends by proposing a new hypothesis. Everybody knows that gunpowder was invented centuries ago, and in so far it would be ridiculous of me to pretend to be the inventor; but would it be equally ridiculous of me to assume that somebody was the inventor? Now I am going to be so polite as to assume that you are the author of my project; greater politeness than this you can scarcely ask. Or if you deny this, will you also deny that someone is the author, that is to say, some human being? In that case I am as near to being the author as any other human being. So that your anger is not vented upon me because I appropriated something that belongs to another human being, but because I appropriated something of which no human being is the rightful owner; and hence your anger is by no means appeased when I deceitfully ascribe the authorship to you. Is it not strange that there should be something such in existence, in relation to which everyone who knows it knows also that he has not invented it, and that this "pass-me-by" neither stops nor can be stopped even if we ask all men in turn? This strange fact deeply impresses me, and casts over me a spell; for it constitutes a test of the hypothesis, and proves its truth. It would certainly be absurd to expect of a man that he should of his own accord discover that he did not exist. But this is precisely the transition of the new birth, from non-being to being. That he may come to understand it afterwards can make no difference; for because a man knows how to use gunpowder and can resolve it into its constituent elements, it does not follow that he has invented it. Be then angry with me and with whoever else pretends to the authorship of this thought; but that is no reason why you should be angry with the thought itself."

 

Notes:

1 Taking the thought in its naked absoluteness, not reflecting upon possible variations in the soul’s preexistent state, we find this Greek conception recurring in both an older and more recent speculation: an eternal creation; an eternal procession from the Father; an eternal coming into being of the Deity; an eternal self-sacrifice; a past resurrection; a past judgment. All these thoughts are essentially the Greek doctrine of Recollection, only that this is not always perceived, since they have been arrived at by way of an advance. If we split the thought up into a reckoning of the different states ascribed to the soul in its preexistence, the everlasting prae’s of such an approximating mode of thought are like the everlasting post’s of the corresponding forward approximations. The contradictions of existence are explained by positing a prae as needed (because of an earlier state the individual has come into his present otherwise inexplicable situation); or by positing a post as needed (on another planet the individual is to be placed in a more favorable situation, in view of which his present state is not inexplicable).

2 Such is the criticism commonly passed upon Socrates in our age, which boasts of its positivity much as if a polytheist were to speak with scorn of the negativity of a monotheist; for the polytheist has many gods, the monotheist only one. So our philosophers have many thoughts, all valid to a certain extent; Socrates had only one, which was absolute.

3 There is a passage in the Clitophon, which I cite only as the testimony of a third party, since this dialogue is not believed to be genuine. Clitophon complains that the discourses of Socrates about virtue are merely inspirational (), and that as soon as he has sufficiently recommended virtue in general he leaves each one to himself. Clitophon thinks that this must find its explanation either in the fact that Socrates does not know more, or else that he is unwilling to communicate more.

4 Let us take plenty of time to consider the point, since there is no pressing need for haste. By proceeding slowly one may sometimes fail to reach the goal, but by indulging in undue haste one may sometimes be carried past it. Let us talk about this a little in the Greek manner. Suppose a child had been presented with a little sum of money, and could buy with it either a good book, for example, or a toy, both at the same price. If he buys the toy, can he then buy the book for the same money? Surely not, since the money is already spent. But perhaps he may go to the bookseller and ask him to make an exchange, letting him have the book in return for the toy. Will not the bookseller say: My dear child, your toy is not worth anything; it is true that when you still had the money you could have bought the book instead of the toy, but a toy is a peculiar kind of thing, for once it is bought it loses all value. Would not the child think that this was very strange? And so there was also a time when man could have bought either freedom or bondage at the same price, this price being the soul’s free choice and commitment in the choice. He chose bondage; but if he now comes forward with a proposal for an exchange, would not the God reply: Undoubtedly there was a time when you could have bought whichever you pleased, but bondage is a very strange sort of thing; when it is bought it has absolutely no value, although the price paid for it was originally the same. Would not such an individual think this very strange? Again, suppose two opposing armies drawn up in the field, and that a knight arrives whom both armies invite to fight on their side; he makes his choice, is vanquished and taken prisoner. As prisoner he is brought before the victor, to whom he foolishly presumes to offer his services on the same terms as were extended to him before the battle. Would not the victor say to him: My friend, you are now my prisoner; there was indeed a time when you could have chosen differently, but now everything is changed. Was this not strange enough? Yet if it were not so, if the moment had no decisive significance, the child must at bottom have bought the book, merely imagining in his ignorance and misunderstanding that he had bought the toy; the captive knight must really have fought on the other side, the facts having been obscured by the fog, so that at bottom he had fought on the side of the leader whose prisoner he now imagined himself to be. -- "The vicious and the virtuous have not indeed power over their moral actions; but at first they had the power to become either the one or the other, just as one who throws a stone has power over it until he has thrown it, but not afterwards" (Aristotle). Otherwise throwing would be an illusion; the thrower would keep the stone in his hand in spite of all his throwing; it would be like the "flying arrow" of the skeptics, which did not fly.

 

Preface

Propositio:

The question is asked in ignorance,

by one who does not even know

what can have led him to ask it.

 

The present offering is merely a piece, proprio Marte, propriis auspiciis, proprio stipendio. It does not make the slightest pretension to share in the philosophical movement of the day, or to fill any of the various roles customarily assigned in this connection: transitional, intermediary, final, preparatory, participating, collaborating, volunteer follower, hero, or at any rate relative hero, or at the very least absolute trumpeter. The offering is a piece and such it will remain, even if like Holberg’s magister I were volente Deo to write a sequel in seventeen pieces, just as half-hour literature is half-hour literature even in folio quantities. Such as it is, however, the offering is commensurate with my talents, since I cannot excuse my failure to serve the System after the manner of the noble Roman, merito magis quam ignavia; I am an idler from love of ease, ex animi sententia, and for good and sufficient reasons. Nevertheless, I am unwilling to incur the reproach of , at all times an offense against the State, and especially so in a period of ferment; in ancient times it was made punishable by death. But suppose my intervention served merely to increase the prevailing confusion, thus making me guilty of a still greater crime, would it not have been better had I kept to my own concerns? It is not given to everyone to have his private tasks of meditation and reflection so happily coincident with the public interest that it becomes difficult to judge how far he serves merely himself and how far the public good. Consider the example of Archimedes, who sat unperturbed in the contemplation of his circles while Syracuse was being taken, and the beautiful words he spoke to the Roman soldier who slew him: nolite perturbare circulos meos. Let him who is not so fortunate look about him for another example. When Philip threatened to lay siege to the city of Corinth and all its inhabitants hastily bestirred themselves in defense, some polishing weapons, some gathering stones, some repairing the walls, Diogenes seeing all this hurriedly folded his mantle about him and began to roll his tub zealously back and forth through the streets. When he was asked why he did this he replied that he wished to be busy like all the rest, and rolled his tub lest he should be the only idler among so many industrious citizens. Such conduct is at any rate not sophistical, if Aristotle be right in describing sophistry as the art of making money. It is certainly not open to misunderstanding; it is quite inconceivable that Diogenes should have been hailed as the saviour and benefactor of the city. And it seems equally impossible that anyone could hit upon the idea of ascribing to a piece like the present any sort of epoch-making significance, in my eyes the greatest calamity that could possibly befall it. Nor is it likely that anyone will hail its author as the systematic Salomon Goldkalb so long and eagerly awaited in our dear royal residential city of Copenhagen. This could happen only if the guilty person were by nature endowed with extraordinary stupidity, and presumably by shouting in antistrophic and antiphonal song every time someone persuaded him that now was the beginning of a new era and a new epoch, had howled his head so empty of its original quantum satis of common sense as to have attained a state of ineffable bliss in what might be called the howling madness of the higher lunacy, recognizable by such symptoms as convulsive shouting; a constant reiteration of the words "era," "epoch," "era and epoch," "epoch and era," "the System"; an irrational exaltation of the spirits as if each day were not merely a quadrennial leap-year day, but one of those extraordinary days that come only once in a thousand years; the concept all the while like an acrobatic clown in the current circus season, every moment performing these everlasting dog-tricks of flopping over and over, until it flops over the man himself. May a kind Heaven preserve me and my piece from such a fate! And may no noise-making busybody interfere to snatch me out of my carefree content as the author of a little piece, or prevent a kind and benevolent reader from examining it at his leisure, to see if it contains anything that he can use. May I escape the tragicomic predicament of being forced to laugh at my own misfortune, as must have been the case with the good people of Fredericia, when they awoke one morning to read in the newspaper an account of a fire in their town, in which it was described how "the drums beat the alarm, the fire-engines rushed through the streets" -- although the town of Fredericia boasts of only one fire-engine and not much more than one street; leaving it to be inferred that this one engine, instead of making for the scene of the fire, took time to execute important maneuvers and flanking movements up and down the street. However, my little piece is not very apt to suggest the beating of a drum, and its author is perhaps the last man in the world to sound the alarm.

But what is my personal opinion of the matters herein discussed? . . . I could wish that no one would ask me this question; for next to knowing whether I have any opinion or not, nothing could very well be of less importance to another than the knowledge of what that opinion might be. To have an opinion is both too much and too little for my uses. To have an opinion presupposes a sense of ease and security in life, such as is implied in having a wife and children; it is a privilege not to be enjoyed by one who must keep himself in readiness night and day, or is without assured means of support. Such is my situation in the realm of the spirit. I have disciplined myself and keep myself under discipline, in order that I may be able to execute a sort of nimble dancing in the service of Thought, so far as possible also to the honor of the God, and for my own satisfaction. For this reason I have had -to resign the domestic happiness, the civic respectability, the glad fellowship, the communio bonorum, which is implied in the possession of an opinion. -- Do I enjoy any reward? Have I permission, like the priest at the altar, to eat of the sacrifices? . . . That must remain my own affair. My master is good for it, as the bankers say, and good in quite a different sense from theirs. But if anyone were to be so polite as to assume that I have an opinion, and if he were to carry his gallantry to the extreme of adopting this opinion because he believed it to be mine, I should have to be sorry for his politeness, in that it was bestowed upon so unworthy an object, and for his opinion, if he has no other opinion than mine. I stand ready to risk my own life, to play the game of thought with it in all earnest; but another’s life I cannot jeopardize. This service is perhaps the only one I can render to Philosophy, I who have no learning to offer her, "scarcely enough for the course at one drachma, to say nothing of the great course at fifty drachmas" (Cratylus). I have only my life, and the instant a difficulty offers I put it in play. Then the dance goes merrily, for my partner is the thought of Death, and is indeed a nimble dancer; every human being, on the other hand, is too heavy for me. Therefore I pray, per deos obsecro: Let no one invite me, for I will not dance.

J. C.

Chapter 9: Reflection

Giving reasons for one’s beliefs is a normal and routine activity in many areas of our lives: Why do you believe that the economy is improving? What reason is there to believe that he will be successful? How do you know that what you said is true? etc. In religion the same request for reasons for one’s beliefs arises. The request is as reasonable in religion as it is in other areas. But giving those reasons is often more difficult in religion than in other areas. Why? Primarily because most people are taught religious ideas as children and because often these ideas are given a seriousness and a sacredness that precludes an open and investigative approach to them.

The reluctance to reason about religious beliefs must be overcome. Blind faith will not do in religion any more than it will do in science, history, economics, etc. The recognition of other beliefs (other religions as well as other beliefs in our religion), the desire to understand, the hope to explain to another, the wish to know the truth, and the attempt to unify all of one’s beliefs into a coherent whole are motivations for reasoning about religious beliefs.

Whitehead’s thought provides us with an unusual opportunity to reexamine our religious beliefs because he created a new view of reality. What have we gained in insights about religion from this study of a Whiteheadian philosophy of religion?

This study has dealt with the nature of the world, the nature of God, the nature of man, and with two issues stemming from the relationship of these three: the problem of evil and the question of immortality.

Beginning with a view of the nature of entities as events one can construct a coherent world view which is productive of insights in understanding the nature of God and of man. New insights derived from understanding the nature of God in terms of this perception of reality produce a picture of God that is more consistent with the requirements of those who worship (i.e., a religious God) than traditional concepts about God. These insights include the idea that God changes but is not imperfect by doing so. Perfection is redefined as the unsurpassable creative advance into novelty. The perfect being is that which is unsurpassable by any other. God is understood as unchanging in his primordial nature which envisions the eternal objects and as changing in his creative response to the events of the world.

God is immanent in the world as the initial aim of each actual entity and as the lure toward creative achievement in the world. He is a part of every creation in the world. But the world is also immanent in God in that God prehends the world in himself: "He shares with every new creation its actual world. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345) Hence God’s ". . .derivative nature is consequent upon the creative advance of the world." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345)

In such a view, God includes the whole world, not just all people or all living things but all of reality. The flux of the world finds an everlastingness in God. Each event has everlasting significance in the consequent nature of God. Value is not just attributed to people (who surely are valuable) but to every event of the creative advance. Value cannot be absent in the nature of things and then made an ad hoc addition to man. The creative advance is a valuing process. Man is the most complex valuing agent (outside God) that we know, but as such is like all other agents in the world.

The significance of Whiteheadian thought for an understanding of the nature of man lies in its ability to justify many of qualities necessary to the dignity of the human being, such as freedom, self-respect, self-creation, and responsibility. The intellectual challenge to such ideas is well-known. Scientific mechanism and psychological behaviorism undercut modern man’s view of himself as being free. For example, B. F. Skinner in Beyond Freedom and Dignity proposes that people are psychologically determined and not free. He argues that freedom is an illusion.

A belief in freedom cannot endure without intellectual justification. And without a belief in human freedom, an open, free, democratic society cannot endure. Authoritarianism (political, religious, etc.) is rooted in a deterministic view of man. Whitehead’s view of reality expressed in his concept of the self is the most important philosophical defense of freedom and creativity in the twentieth century.

The problem of evil is seen in a new light in two ways: reality consists in a vast multiplicity of active agents whose decisions or selections affect the events of the world and destructiveness is a part of the nature of any creation. The Whiteheadian view is that the world consists of actual entities (and complexes of actual entities) which have a measure of self-determination means that what is actualized is open to these entities. Since God does not determine the events, he is not responsible for their actions. God’s transcendence does not entail his determination of all things but his prehending of all things into one creative experience. Destructiveness is a part of creativeness. Process entails moving from the old to the new, the past fades, the present is momentary, the future rushes in. Absoluteness, permanentness, and the eternal unchanging are abstractions. The concrete is in flux, relative and specific. Moral destructiveness is attributed to the complex entity called the self. But this destructiveness is but a part of the general destructiveness that is a part of reality. The Whiteheadian view of the world permits us to understand the desire for immortality and the nature of immortality in a new way. The desire for immortality is in part the need for temporal events to embody value and for this value to have sustained realization. Every event, including the highly ordered complex of actual occasions called the self, has value. Its value lies both in its own uniqueness and in its everlasting contribution to God in the creative advance into novelty.

My Whiteheadian view affirms both objective immortality and subjective immortality. By objective immortality I mean that each event in the universe forever effects the course of events since they are the data base of all subsequent events. Also they are prehended by God and hence obtain an everlastingness in God. Immortality entails a transformation of each event, a conformation of that event with the eternal order and an everlasting union with God.

By subjective immortality I mean that the subjective feeling (which in persons includes consciousness) is retained in God. Each temporal feeling, transformed into that feeling in God, is everlastingly immediate in God. The immortality of an event is that it becomes a living, ever-present fact in God. Each event of a person is ". . .that person in God." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350) I agree with Hartshorne that immortality includes the subjective immediacy of persons: personal consciousness is retained. We can never be less in God than we have been.

I see no reason why subjective immortality cannot include an indefinite addition of experiences. Which is to say that I do not find Hartshorne’s and Ogden’s arguments against this persuasive. The additional experiences of the transformed person in God will conform to his subjective aim. This final unity of purpose and aim is what I take heaven to be.

Each reader must judge for himself/herself whether the above insights are reflective of their religious experiences and fruitful for their own understanding. Whitehead’s views are a source for much contemporary theological discussion. If this book has piqued the reader’s interest, then the writer’s purpose has been achieved.

Chapter 8: A Whiteheadian Conception of Immortality

On several occasions Whitehead refers to basic insights or initial intuitions or feelings of mankind which require explanations or justifications. Man’s desire for immortality is one of these initial intuitions, or persistent dreams, desires, or impulses of mankind. Throughout the centuries, by stories and actions, various cultures have reinforced the concept of immortality. The Egyptian beliefs concerning immortality and their attendant burial practices are one of the most obvious historical instances of the expression of this basic desire. The Christian belief in resurrection is another. The Greek belief in the immortality of the soul is yet another. These views differ and may not even be compatible, but they express a fundamental impulse of the human spirit. Whitehead, quoting a New Testament saying, expresses it this way: ". . .the higher intellectual feelings are haunted by the vague insistence of another order, where there is no unrest, no travel, no shipwreck: ‘There shall be no more sea."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340)

If we begin with this fundamental impulse of the human spirit, the question is how to express it. In our attempts to define it, we must be aware that we may have expressed it incorrectly. Is it the impulse that nothing be lost? Is it the self’s desire to continue? to be immortal? to be a god? Is it the desire that our acts have meaning? Is it the desire that things have "real" value? Initially, we can hardly determine if we have stated the question correctly.

Any explanation is subject to the objection that it is not addressing the correct question. Thus we may have to work backwards here. We may have to construct answers to our suggested questions and then determine if the question and the answer correctly express the basic impulse of the human spirit.

We desire new insights. It is not enough to say that a new approach is inconsistent with, say the traditional, orthodox, Christian view. It may or may not be. Progress means novelty, not repetition. We seek new insights because we are seekers, not possessors, of the truth. Those who believe that they have the truth in this matter or in any other are not lovers of wisdom in the Socratic sense. Rather they are the defenders (the old word is "apologists") of the eternal truth that they claim to have. Their position is static not venturesome, conservative not innovative. They have stopped the pursuit of knowledge. Their only task is to communicate what they already know. Our task is different. We seek insights in order to understand and to express the fundamental impulse.

Whitehead’s creative and original mind presents us with a new conception of immortality. Whitehead’s conception is subject to the criteria of both being an adequate expression of the basic impulse and of being consistent with other things we claim to know. In this case it is a question of his view of immortality being consistent with his view of reality. If it is an adequate expression of the basic impulse and consistent with his system, this will help to validate his system by showing that it is adequate to deal with this issue. One of the requirements of validation placed on any system is that it be comprehensive.

Whitehead senses the problem to be that the temporal world fades and what once was is no more. There is loss. And the person is part of what is lost. He/she is dead, gone, no more. How could something that significant, that important, that magnificent, that creative, that wonderful just disappear, just be no more? What loss we feel! Is this the final fact? Is reality this tragic? Is there an ultimate metaphysical generality that makes this so? His answer is, "No."

His statement of his sense of the problem is worth quoting:

"The ultimate evil. . . .lies in the fact that the past fades, that time is a ‘perpetual perishing.’ Objectification involves elimination. The present fact has not the past fact with it in any full immediacy. The process of time veils the past below distinctive feeling. There is a unison of becoming among things in the present. Why should there not be novelty without loss of this direct unison of immediacy among things? In the temporal world, it is the empirical fact that process entails loss: the past is present under an abstraction. But there is no reason, of any ultimate metaphysical generality, why this should be the whole story." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340)

It is important in discussing Whitehead’s concept of immortality to remember that Whitehead has rejected the traditional concept of the soul as a substance, a thing. In this rejection he breaks with both Greek thought (Socrates’ belief that the soul is an eternal entity which always existed and will always exist) and traditional Christian theology (the soul is a substance created by God, and it will exist forever). The fundamental reason for the rejection is Whitehead’s rejection of substance philosophy, i.e. the view that the universe is composed of substances. Specifically he argues, "The doctrine of the enduring soul with its permanent characteristics is exactly the irrelevant answer to the problem which life presents. That problem is, ‘How can there be originality?"’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 104) Whitehead’s whole philosophy is designed to answer this question. And his concept of the presiding personality is a specific response to the question. But the concept of soul as an eternal entity has the advantage of providing a basis for a belief in life after death. It also has the advantage of being a common term and Whitehead uses it extensively in his popular book, The Adventures of Ideas, even though he rarely uses it elsewhere.

A full discussion of Whitehead’s concept of the human self is in Chapter VI. But it will be helpful to refer to Whiteheadian insights into the nature of the self that are germane to a discussion of immortality.

The most extensive section appropriate to this discussion is in Process and Reality at the end of a chapter on order ("The Order of Nature," which is chapter 3 of Part II). We need to note two important things about his comments about human personality: One, he says very little. His main concern is to present his view of the basic units of reality; thus he devotes little space to the higher levels of complexity of these basic units. Two, he warns us that what he says is "largely conjectural" and that it refers to ". . .the hierarchy of societies composing our present epoch." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 96) His comments are conjectural because he has left metaphysical generality and is ". . .considering the more special possibilities of explanation consistent with our general cosmological doctrine, but not necessitated by it." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 96) Likewise, his comments refer only to our epoch because there may be other epochs in which these more specialized laws do not apply.

Whitehead’s concept of the human self is that it is a highly-ordered complex of actual occasions. He says that ". . .a living nexus. . .may support a thread of personal order along some historical route of its members. Such an enduring entity is a ‘living person."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 107) Again he says, "The enduring personality is the historic route of living occasions which are severally dominant in the body at successive instants." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 119) Regarding its specific relation to the body, he says, ". . .the brain is coordinated so that a peculiar richness of inheritance is enjoyed now by this and now by that part; and thus there is produced the presiding personality at that moment in the body." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 109) The question of immortality has to do with this historic route of living occasions.

His first reference to immortality comes in Religion in the Making. This brief, two-paragraph passage is both helpful and misleading. It is helpful in that he talks about the human self in terms of his system. He is discussing whether there are routes of mentality in which associate material routes are negligible, or entirely absent. But it is misleading because it is a question about whether or not there are purely spiritual beings other than God. This question presupposes that God is a purely spiritual being. Later, Whitehead rejects that idea when he discovered the consequent nature of God.

In this passage he gives no warrant for a belief in purely spiritual beings. "It is entirely neutral on the question of immortality, or on the existence of purely spiritual beings other than God." (Religion in the Making, Cleveland: Meridian Books, 1960, 107) Later it is clear that there can be no purely spiritual beings who have experiences. "Any instance of experience is dipolar, whether that instance be God or an actual occasion of the world." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 36) If there are angels in the Whiteheadian universe, they must have physical bodies. Incidentally, nowhere in the Bible is there an assumption that angels do not have physical bodies.

Immortality with reference to Whitehead’s thought may be referred to in two parts: objective immortality and subjective immortality. It is in the latter that the most difficult questions arise, but the former must not be omitted because it plays a significant role in satisfying the basic instinct of the importance and survivability of value.

By objective immortality he means that, as each actual occasion brings together its resources of becoming into a final satisfaction, it then becomes datum for subsequent actual occasions. When he says that an actual occasion perishes, he means that it happens as an atomic event and then does not change but rather becomes a potential for being an element in subsequent occasions. Having happened, it is objective, that is, it is an object for others to prehend. One of the categories of explanation is: That the potentiality for being an element in a real concrescence. . .is the one general metaphysical character attaching to all entities" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 22) The actual occasion having occurred has attained objective immortality. It loses its own living immediacy and becomes ". . .a real component in other living immediacies of becoming." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, xiv) "It loses the final causation which is its internal principle of unrest, and it acquires efficient causation whereby it is a ground of obligation characterizing the creativity." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 29)

Each occasion of our experience is immortal because it becomes datum for subsequent occasions both in our own route of occasions (our own selves) and in that of other occasions. It remains forever in this state; hence it is immortal. Its efficient causation (effect) on the world may diminish with time but it never ceases.

A powerful example is the effect that the evolutionary development of an organism that existed millions of years ago (such as the first organisms) has on my present physical existence. But whether the effect is small or large, its place in the process of the universe can never be erased. We, in fact, in reality, have objective immortality. The universe bares the imprint of each person. The imprint can never be obliterated. "The pragmatic use of the actual entity, constituting its static life, lies in the future. The creature perishes and is immortal." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 82) What does it contribute? A new objective condition is ". . .added to the riches of definiteness attainable, the ‘real potentiality’ of the universe." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 223)

But Whitehead knows that objective immortality in the temporal world does not satisfy that deep sense of intuition of immortality. Something more is required. He writes: "But objective immortality within the temporal world does not solve the problem set by the penetration of the finer religious intuition. ‘Everlastingness’ has been lost; and ‘everlastingness’ is the content of that vision upon which the finer religions are built — the ‘many’ absorbed everlastingly in the final unity." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 347) Whitehead is suggesting that it is not enough for the person to know that he will have an impact which will remain forever on the temporal world. The something more that is required is the content of that vision: that the many are everlastingly a part of the final unity of reality, God.

Having objective immortality in God opens the flood-gates of insight for Whitehead. Important consequences result: we become everlasting by our objective immortality in God. "Everlasting" means the ". . .property of combining creative advance with the retention of mutual immediacy. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 346) Whitehead’s proposal is that everlastingness is a feature of the consequent nature of God. God prehends every actuality in the temporal world. His prehensions of these actualities as they occur are unified into a harmony. Hence each is taken for what it can be in his perfect experience. But unlike man’s experiences which when experienced perish, God’s unified feeling is always immediate, never perishing, even as it is always moving forward in a creative advance into novelty. So each temporal feeling, transformed into that feeling in God, is everlastingly immediate in God. "The consequent nature of God is the fluent world become ‘everlasting’ by its objective immortality in God." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 347)

How can this be? Whitehead’s answer is ". . .God is completed by the individual, fluent satisfactions of finite fact, and the temporal occasions are completed by their everlasting union with their transformed selves, purged into conformation with the eternal order which is the final absolute ‘wisdom."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 347)

Three things are involved here: the everlasting union, the transformation of the occasions, and the conformation of the occasions with the eternal order. The first of these things highlights the everlasting aspect, that is, that the union will never cease. It is everlasting rather than eternal because it has not always been, but rather the union occurs after the becoming of the occasion. In the everlasting union each occasion becomes a part of the nature of God.

The second aspect is the transformation. Whitehead notes, "The corresponding element in God’s nature is not temporal actuality, but is the transmutation of that temporal actuality into a living, ever-present fact." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350) The difference is that the occasion, as a temporal actuality, fades into the past. As an occasion which is prehended by God, it becomes a part of God. And God has no past. God is an actual entity, eternally prehending, and he has eternal satisfaction without perishing. So the occasion, which is a fading element in the world, retains its vividness in God as a "living, ever-present fact." In God, succession of occasions does not mean loss of immediate unison. In referring to the transformed entity in God, Whitehead calls it "a living, ever-present fact," "the correlate fact," "element," and "the counterpart." This transformed entity in God inherits from the temporal world according to the same principle that the present occasion (self) inherits from the past occasion (self). Just as ". . .the present occasion is the person now, and yet with his own past," so the counterpart of this occasion in God is "that person in God." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350)

The third aspect is the conformation of the occasion with the eternal order. Each occasion is positively prehended by God (none is lost) and is given its appropriate place in the unity of God’s nature. Each person then becomes a part of the final unity. The initial intuition of the many becoming one and of the one being many is expressed in this insight.

So this thread of living occasions — which we call ourselves — not only has objective immortality in the temporal world but also has objective immortality in God. Since God prehends each actual occasion in his consequent nature, that occasion is eternally a part of God. "The consequent nature of God is the fluent world become ‘everlasting’ by its objective immortality in God." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 347) Hence the feeling of the need, the intuition, of immortality may be (partially or entirely?) met in the awareness of one’s experiences existing forever in God. We contribute not only to the physical universe but also to God.

Whitehead has argued for an objective immortality in God. But a fundamental problem with his account remains: does the person retain his subjective immediacy? Is there individual immortality in the sense that I will be conscious of myself as a thread of actual occasions? The answer to this is not easy. It is not simple either to understand what Whitehead believed, or to understand what is consistent with his system (whether or not he held that position), or to know how to modify his system without destroying it so as to make this possible. Whiteheadian scholars have taken many approaches to this problem.

Before we explore this set of problems, we should note that even if one rejects all subjective immediacy for the prehended occasions and has only objective immortality, Whitehead has presented a view of significant immortality for presiding personalities. He says that ". . .there is the phase of perfected actuality, in which the many are one everlastingly, without the qualification of any loss either of individual identity or of completeness of unity." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350-351) Some of his students, notably Schubert Ogden, find this sufficient and indeed preferable in some ways to the traditional personal immortality.

Is there subjective immortality? This question may mean two different things: (1) Is the immediacy of subjectivity retained or reenacted in the person in God? That is, is the person consciously alive or does he just exist as a part of God as our past selves are a part of our present self? Sometimes this is referred to as the person existing in the memory of God. (2) Do we keep on having new experiences indefinitely or infinitely in God?

Whitehead suggests but does not develop the idea of subjective immortality. His suggestion comes in his statement in the next-to-last paragraph of Process and Reality: "In everlastingness, immediacy is reconciled with objective immortality." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 351) He is stressing that nothing is lost. While in temporal occasions, succession does mean the fading of the occasion as it becomes a part of the past, he is arguing that the counterpart of the occasion in God has a greater unity of life than it had in the temporal world and that in God ". . .succession does not mean loss of immediate unison." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350) Individual identity and completeness of unity are retained, as apparently is immediacy.

In Adventures of Ideas he says that the living body of a man supports ". . .a personal living society of high-grade occasions. This personal society is the man as defined as a person. It is the soul of which Plato spoke." (Adventures of Ideas, New York: The Free Press, 1967, 208) He then comments, "How far this soul finds a support for its existence beyond the body is: — another question. The everlasting nature of God. . .may establish with the soul a peculiarly intense relationship of mutual immanence. Thus in some important sense the existence of the soul may be freed from its complete dependence upon the bodily organization." (Adventures of Ideas, New York: The Free Press, 1967, 208) These latter comments demonstrate the trap that lies in wait for anyone, even Whitehead, who thinks in terms of the Platonic soul because almost inevitability the thought turns to the existence of the soul apart from the body. Such a separation of physical and mental, fluent and permanent, many and one, violates the fundamental principles of Whitehead s system. John Cobb, Jr. in his book, A Christian Natural Theology,1 makes this same error in his discussion of life after death as a part of a chapter on the human soul. To put the question in Platonic terms merely repeats worn-out arguments. Whitehead provided a fresh approach with the system presented in Process and Reality, and so the question should be framed in reference to that system. Does the presiding personality retain its subjective immediacy and does it continue to expand its routes of occasions?

Some Whiteheadian scholars argue for the reenactment of subjective immediacy of the prehended entity. They interpret Whitehead to mean that "these actual components enjoy their own subjective immediacy within God."2 The retention of subjective immediacy within the everlastingness of God’s nature is seen then as subjective immortality.3 Some argue that subjective immortality is necessary for the religious need of continuity between present hope and future fulfillment, redemption and fulfillment, and the overcoming of evil.4

But many interpreters have not carefully distinguished between the two meanings of subjective immortality noted above. Lewis Ford and Marjorie Suchocki in a joint article argue for the first meaning (reenactment of subjective immediacy). But they seem to reject the second meaning when they say that ". . .in God we no longer act but contemplate."5 Their position is not clear because the distinction between acting and contemplating is without force here. To contemplate is to change as much as to act is to change.6 If they deny change then the personality does not add experiences; if they grant change, then it does. They also say, "Individual occasions in God eventually lose their individuality as their experience of the future fades into insignificance and they imperceptibly merge with the next lower level. . ."7

Schubert Ogden, author of The Reality of God and Other Essays and an outstanding process theologian, argues against subjective immortality, which he defines in the second sense, as people ". . .continuing to exist as subjects for the infinite future."8 Not only does he think that personal immortality is not essential for Christianity, he presents theological objections against it. He believes it reflects self-assertiveness similar to man’s primal sin which is the desire to be like God. He says that ". . .the only immortality or resurrection which is essential to Christian hope is not our own subjective survival of death, but our objective immortality or resurrection in God. . .imperishably united with all creation into his own unending life."9

Marjorie Suchocki attacks Ogden but the attack seems misdirected since she primarily argues for subjective immortality in the first sense of retaining the immediacy of the entity. She argues that ". . .the immediacy of an entity is retained in the everlastingness of God. . ."10

If she retains subjective immortality in the second sense, it is a highly qualified retention. She says, "The type of immortality which a process conceptuality suggests is subjective, retaining the living experience of the entity, but it transcends personality. . . ."11 And she adds, ". . .the boundaries of personality have been left far behind as pertinent solely to finite existence in the temporal world."12 If the boundaries of personality are gone, it seems that there is no personal immortality in the sense of a continuing self.

David Griffin argues for the possibility of subjective immortality in the second sense.13 He argues that the psyche is just as real as material bodies. But both are abstractions. The concrete is the personally ordered series of actual entities which have both physical and mental aspects. The question is whether or not the personally ordered series has additional actual occasions.

Although Charles Hartshorne is not using the terms of objective and subjective immortality, he affirms objective immortality when he argues, ". . .death is not sheer destruction, the turning of being into not-being. . . .whatever death may mean it cannot mean that a man is first something real and then something unreal."14 He adds, ". . .we must break once for all with the idea of death as simple destruction of an individual. . . .individuals are eternal realities. . . ."15 Using the illustration of a book he says, "Death is the last page of the last chapter of the book of one’s life. . . ."16 And he comments, ". . .death, like ‘finis’ at the end of a book, no more means the destruction of our earthly reality than the last chapter of a book means the destruction of the book."17 For Hartshorne man’s immortality lies in God’s memory. He says, "Only in one sense do we serve God forever. Since he, having unsurpassable memory, cannot lose what he has once acquired, in acquiring us as we are on earth he acquires us forevermore."18 "Since God forgets nothing, loses no value once acquired, our entire worth is imperishable in the divine life."19 And it is important to notice the difference between the memory of a man and the memory of God. Hartshorne says, "This permanence includes the immortality of the past in the divine memory. To say an event is "past" for God does not mean that ii is absent from his present awareness; it means that it is not the "final increment" of determinate detail contained in that aware. ness. . . ."20

Hartshorne also argues for subjective immediacy in the sense of the retention of immediacy. He says, ". . .the entity itself with all the reality of life it ever had, no more and no less, is added to the de facto sum of entities apprehended in the subsequent phrases of the divine life. The saying that ‘subjectivity is lost’. . .is misleading."21

He also comments, ". . .we can never be less than we have been to God, we can in reality never be less than we have been."22 "Our consciousness, so far as there ever has been such a thing as our consciousness, will still be there in God. It will be such consciousness as we had before dying, but all of it will be imperishable in God."23

But Hartshorne rejects subjective immortality in the sense of infinite addition of experiences. With regard to our continuing reality, he draws a distinction between ". . .retained actuality and reality in the form of further actualization."24 He holds that we have retained actuality in God’s memory, but he rejects infinitely further actualization of ourselves. He says, ". . .all arguments for personal immortality. . .seem to me fallacious. . . I see no need for post-terrestrial rewards or punishments — beyond the satisfaction, to be achieved now, of feeling one’s earthly actuality indestructibly, definitively, appropriated in the divine participation."25 His view is ". . .that only the primordial being can be everlasting. However, every event is everlasting ‘by proxy’ as it were, in that it is bound to be inherited as an antecedent condition or datum by every subsequent event, and hence also any everlasting being that there may be. This is Whitehead’s ‘objective immortality’, which seems a significant counter to the negativity of death only if we assume an everlasting being able ever afterwards fully to appreciate our lives. . . .26

Hartshorne also rejects personal immortality because "Immortality is a divine trait. . ." and ". . .immortality puts us in rivalry with deity in one respect. . ."27 God is not the means to our ultimate fulfillment (contra Kant and John Hick), but rather our fulfillment is a means to God’s ultimate fulfilment.

However, Hartshorne qualifies his position. He is most certain that there cannot be subtraction or loss. He does not believe that there are additional experiences but admits that ". . .personal survival after death with memory of personal life before death is hardly an absolute absurdity."28 But he does argue that infinite addition ". . .looks to me like a genuine impossibility."29 The reason he holds this last position is that given unlimited future time, "unlimited novelty must accrue" and this violates our limited natures by our becoming unlimited.

This argument is inadequate because the universe is a creative advance into novelty which will never cease. Hartshorne concurs that there is no final perfect state. So a continual addition of finite novel experiences, even given the unendingness of this addition, would not give one an infinite creature. If there can be addition at all, I see no reason why these additions could not go on forever. On the contrary, if there can be any addition it would be consistent to argue that they would continue just as it is the nature of reality to create novel events continually. The line must be drawn at addition/no addition. And the determination must be dependent upon how the Whiteheadian system might consistently be used to deal with the problem. Whiteheadian scholarship must focus on this determination because, as of now, no one has presented an adequate solution.

We must evaluate Hartshorne’s general position based on whether or not it satisfactorily illuminates the initial intuition of immortality. Hartshorne holds that the heart of the intuition of immortality lies in the retention of values. The negative statement of the problem is ". . .the final state of things. . .may be the complete destruction of all values."30 Hartshorne rejects this possibility because ". . .no action, not even suicide, could express the belief in the possible eventual nullity of all action."31 So to act at all entails the assertion of value and for something to have had value entails at least a memory that would assert it having had that value. That cosmic memory must be eternal, or otherwise, there would be no value when it ceased to be. Whitehead’s (and other’s) conception of God provides the required eternal cosmic memory. Immortality then resides in God’s memory. Immortality is an essential aspect of value. This is the meaning of the initial intuition of immortality: there is unending value to events, and the events have unending immediacy in the consequent nature of God.

Whitehead discusses the connections between fact, value, and immortality in his lecture, "Immortality", which was given on April 22, 1941 as the Ingersoll Lecture at the Harvard Divinity School. He says, ". . .the topic of ‘The Immortality of Man’ is. . .a side issue in the wider topic, which is ‘The Immortality of Realized Value:’ namely, the temporality of mere fact acquiring the immortality of value."32 He first asks if we can discover in the world of fact any adjustment for the embodiment of value. He finds such an adjustment in ". . .the tendency of the transitory occasions of fact to unite themselves into sequences of Personal Identity."33 He characterizes personal identity: "A whole sequence of actual occasions, each with its own present immediacy, is such that each occasion embodies in its own being the antecedent members of that sequence with an emphatic experience of the self-identity of the past in the immediacy of the present."34 Personal identity so defined is offered as "the key example" for understanding the fusion of activity and value. Personality then is the best example of a sustained realization of value in the world.

Whitehead simplifies the complexity of the world by utilizing two abstractions: the world of activity and the world of value. Another way of saying the same thing is to say that every factor in the universe can be viewed both from its temporal side in the world of activity and from its immortal side in the world of value. Still another characterization of the same point is that each event is both a realization (a concrete instance) and a valuation (the result of a selection process). We see in the world of change that enduring personal identity is the realization of value in that world. The converse is that in the world of value enduring personal identity is retained as a concrete instance of value. So Whitehead concludes, "Thus the effective realization of value in the World of Change should find its counterpart in the World of Value: — this means that temporal personality in one world involves immortal personality in the other."35

These immortal personalities become a part of God, ". . .factors in the nature of God."36 God is ". . .the unification of the multiple personalities received from the Active World."37 In the terms of Whitehead’s system, presiding personality gains everlastingness in the consequent nature of God.

Where does this account leave us? What is the specific nature of our immortality? What have we gained in understanding here? Whitehead comments, "This immortality of the World of Action, derived from its transformation in God’s nature is beyond our imagination to conceive. The various attempts at description are often shocking and profane. What does haunt our imagination is that the immediate facts of present action pass into permanent significance for the Universe. . . .Otherwise every activity is merely a passing whiff of insignificance."38 What we have learned, if this account is true, is that every act, every event, every realization of value has everlasting significance and contributes everlastingly to the nature of things.

What is the evidence for this account? Whitehead responds, "The only answer is the reaction of our own nature to the general aspect of life in the Universe."39 We are a part of the universe and a part of God, the universe is a part of God, and God is a factor both in our personal existences and in the universe. The point is that there are no independent existences. The everlastingness and significance of each existence is a part of the whole.

 

NOTES:

1. John B. Cobb. Jr., A Christian Natural Theology (Philadelphia: Westminister Press. 1965).

2. Lewis S. Ford and Marjorie Suchocki, "A Whiteheadian Reflection on Subjective Immortality," Process Studies vol. 7, No. 1, Spring, 1917, pp. 1-13. Quotation from p. 5.

3. Marjorie Suchocki, "The Question of Immortality," The Journal of Religion, vol. 57, No. 3, July, 1977, pp. 283-306.

4. Ibid., p. 305.

5. Ford and Suchocki, p. 10.

6. Lori E. Krafte, "Subjective Immortality Revisited," Process Studies, Vol. 9, Nos. 1-2, Spring. Summer. 1979, pp. 35-36.

7. Ford and Suchocki, p. 12.

8. Schubert M. Ogden, "The Meaning of Christian Hope," in the Union Seminary Quarterly Review, Vol. XXX, No,. 2-4, Winter-Summer, 1975, pp. 153-164. Quotation is from p. 161.

9. Ibid. p. 160.

10. Marjorie Suchocki, "The Question of Immortality." in The Journal of Religion, Vol. 57, No. 3, July, 1977, pp. 288-306. Quotation on pp. 298-299.

11. Suchocki, p. 299.

12. Ibid p.299.

13. David Griffin, "The Possibility of Subjective Immortality in Whitehead’s Philosophy," in The Modern Schoolman, LIII, November. 1975, pp. 39-51.

14. Charles Hartshorne, "Time, Death, and Everlasting Life," in The Logic of Perfection and Other Essays In Neoclassical Metaphysics, (Open Court Publishing Co., LaSalle, Illinois, 1962), p. 247. Originally published in "The Journal of Religion," XXXII, 1952.

15. Ibid., p. 249.

16. Ibid., p. 250.

17. Charles Hartshorne, A Natural Theology for Our Time, (Open Court Publishing Co., LaSalle, Ill. 1967), p. 112.

18. Hartshorne, A Natural Theology for Our Time, p. 55.

19. Charles Hartshorne, Omnipotence and Other Theological Mistakes, (State University of New York, Albany, NY, 1934), p. 110.

20. Charles Hartshorne, Man’s Vision of God, (Archon Books, Hamden, Coon., 1964), p. 129.

21. Charles Hartshorne, "Whitehead in French Perspective," in Thomist 33, 1969, p. 575.

22. Hartshorne, Omnipotence and Other Theological Mistakes, p. 121.

23. Hartshorne, Logic of Perfection. . ., p. 253.

24. Hartshorne, Logic of Perfection. . ., p. 251.

25. Hartshorne, A Natural Theology for Our Time, pp. 107-108.

26. Charles Hartshorne, Creative Synthesis and Philosophic Method, (Open Court Publishing Co., La Salle, Ill., 1970), p. 121.

27. Ibid p. 289.

28. Hartshorne, Logic of Perfection. . ., p. 253.

29. Hartshorne, Logic of Perfection. . ., p. 253.

30. Hartshorne, Man’s Vision of God, p. 156.

31. Ibid. p. 156.

32. Alfred North Whitehead, "Immortality" in The Philosophy of Alfred North Whitehead, ed. by Paul Arthur Schilpp, Second Edition. (Open Court Publishing Co., La Salle, Ill., 1951), p. 688 (682-700).

33. Ibid. p. 688.

34. Ibid. p. 689.

35. Ibid. p. 693.

36. Ibid. p. 694.

37. Ibid. p. 694.

38. Ibid. p. 698.

39. Ibid. p. 698.

Chapter 7: The Problem of Evil from a Whiteheadian Perspective

I heard upon this dry dung heap

That man cry out who cannot sleep:

"If God is God He is not good,

If God is good He is not God;

Take the even, take the odd,

I would not sleep here if I could

Except for the little green leaves in the wood

And the wind on the water,"

— Nickles in J.B.1

The problem of evil has struck in man’s craw from Job to J.B. David Hume in his Dialogues Concerning Natural Religion quotes Epicurus’ version of the problem of evil: "Is he (God) willing to prevent evil, but not able? then is he impotent. Is he able but not willing? then is he malevolent. Is he both able and willing? whence then is evil?"2 This problem can be broken down into its various parts: (1) the nature of evil, (2) the nature of the universe, and (3) the nature of God (a) his omnipotence (b) his goodness.

What happens if we view this traditional problem from a Whiteheadian perspective? Can we come to a better understanding of the problem than we have gained from previous discussions? A better way to view the problem depends upon there being a better way to view evil, the universe, and God. The above discussion of the Whiteheadian view of the nature of the universe and of the nature of God provides that new perspective. Now we need to see how this new perspective aids us in understanding the problem of evil.

It is important this analysis of evil does not trivialize or eliminate it from reality. Rather our purpose is to seek an understanding of a real and serious part of our experience. In doing so we are following Whitehead’s belief that philosophy is the "elucidation of immediate experience." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 4)

Nelson Pike in his book of readings, God and Evil, properly places as the first article, a selection from Dostoevski’s The Brothers Karamazov, which depicts the horror and reality of evil. Ivan presents a case of abused children. Then he says, ". . . all I know is that there is suffering and that there are none guilty; that cause follows effect, simply and directly; that everything flows and finds its level — but that’s only Euclidean nonsense, I know that, and I can’t consent to live by it! What comfort is (it) to me that there are none guilty and that cause follows effect simply and directly, and that I know it — I must have justice, or I will destroy myself."3

Ivan presents real evil which we must not explain away. But Ivan’s response to the evil is inadequate. While the demand for justice is one which we all feel, the fact of our experience is that justice does not prevail. His demand for justice sounds like the whimpering of an adolescent, who, if not given his wish, threatens to rebel against his father.

A more mature reaction than Ivan’s is expressed by Wayne W. Dyer in his book, Your Erroneous Zones. His comment deals primarily with "natural evil," but he provides a better starting place to consider the problem of evil. He says. "Justice does not exist. It never has, and it never will. The world is simply not put together that way. Robins eat worms. That’s not fair to the worms. Spiders eat flies. That’s not fair to the flies. Cougars kill coyotes. Coyotes kill badgers. Badgers kill mice. Mice kill bugs. Bugs. . . You have only to look at nature to realize there is no justice in the world. Tornadoes, floods, tidal waves, droughts are all fair. It is a mythological concept, this justice business. The world and the people in it go on being unfair every day. You can choose to be happy or unhappy, but it has nothing to do with the lack of justice you see around you."4 While this view has some problems, at least it is a no-nonsense position — a good starting point.

If the world is not put together so that justice exists, how is it put together so that evil exists? I think that the clue to our understanding the problem of evil lies in a proper cosmology. And I believe Whitehead’s cosmology will help us understand the experience of evil.

Briefly reiterated, Whitehead’s view is that the basic unit of reality is an actual entity which may be conceived as ". . .a subject presiding over its own immediacy of becoming. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 45) "The actual entity terminates its becoming in one complex feeling involving a completely determinate bond with every item in the universe, the bond being either a positive or negative prehension." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 44) How does this cosmological view affect the traditional problem of evil?

Whitehead understands evil from the viewpoint of an aesthetician. He says in Religion in the Making, "The metaphysical doctrine, here expounded, finds the foundations of the world in the aesthetic experience. . . .All order is therefore aesthetic order, and the moral order is merely certain aspects of aesthetic order." (Religion in the Making, Cleveland: Meridian Books, 1960, 101) So, according to Whitehead, morality is an aspect of the more basic aesthetic order. He also places logical order under aesthetic order in his comment, "Logicians are not called in to advise artists." (Modes of Thought, New York: The Free Press, 1968 83) (Of course the converse is also true: artists are not called in to advise logicians.) Whitehead’s dominant category here is order. The aesthetic, the ethical, and the logical are conceived as forms of order. And he subsumes the latter two under the aesthetic. Thus, when he talks about the nature of evil, he is talking about the loss of a specific kind of order (moral order), a subset of aesthetic order.

If morality is a form of order, is evil then to be conceived as chaos? His answer is, "No." He rejects pure chaos. "The immanence of God gives reason for the belief that pure chaos is intrinsically impossible." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 111) In an open universe where creative events can take place, some chaos is required. "Thus chaos is not to be identified with evil; for harmony requires the due coordination of chaos, vagueness, narrowness, and width." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 112)

What then is evil? How is it to be understood? The terms, degradation, destruction, internal inconsistency, suffering, loss, and obstruction are used by Whitehead in characterizing evil. He comments in Religion in the Making, "The fact of evil, interwoven with the texture of the world, shows that in the nature of things there remains effectiveness for degradation. . . .the loss of the greater reality." (Religion in the Making, Cleveland: Meridian Books, 1960, 17) In Adventures of Ideas he says, "Qualifications have to be introduced, though they leave unshaken the fundamental position that ‘destruction as a dominant fact in the experience’ is the correct definition of evil." (Adventures of Ideas, New York: The Free Press, 1967, 259)

Why does evil occur? Whitehead’s answer is, "The categories governing the determination of things are the reasons why there should be evil; and are also the reasons why, in the advance of the world, particular evil facts are finally transcended." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 223) He explains how these categories govern the process of the concrescence of the actual occasion. The perfection of the subjective aim of an actual occasion is "the absence from it of component feelings which mutually inhibit each other. . . ." (Adventures of Ideas, New York: The Free Press, 1967, 256) One form of inhibition, complete inhibition, is finiteness and does not derogate from perfection. The other form of inhibition "involves the true active presence of both component feelings. In this case there is a third feeling of mutual destructiveness. . . .This is the feeling of evil in the most general sense, namely physical pain or mental evil, such as sorrow, horror, dislike." (Adventures of Ideas, New York: The Free Press, 1967, 256) Note that this third feeling is a positive force that is destructive. Julius Bixler says, "It is not enough to say that evil is negative or privative. Evil is a brute motive force on its own account. It is positive and destructive, where good is positive and creative."5 This correctly expresses Whitehead’s position. He says, "Evil is positive and destructive; what is good is positive and creative." (Religion in the Making, Cleveland: Meridian Books, 1960, 93)

So, in the Whiteheadian cosmology, evil is the feeling of destructiveness in experience which has its roots in the very nature of things. The incompatibility of prehensions (the feelings) of the actual occasion gives rise to the feeling of destructiveness. This feeling of destructiveness is a definite concrete reality in the world and is a part of the very nature of things.

The idea that the world was created good and then that evil intruded as an alien element creates "the problem of evil." The problem cannot be solved from this point of view because to explain the presence of evil, one must use the same metaphysical principles that one uses to explain the good. Whitehead made the same point in reference to God when he asserted that God cannot be made a exception to metaphysical principles — so neither can evil. And in Whiteheadian thought, it is not. There evil is the feeling of destructiveness in the actual occasion.

Another part of the problem of evil is expressed by Nickles in J.B.: "If God is God He is not good." Well, is God, God? Philosophers have asked, Is God omnipotent? Whitehead attacks the belief in the "unqualified omnipotence" of God because it would make God responsible "for every detail of every happening." (Adventures of Ideas, New York: The Free Press, 1967, 169) He also rejects the conception of God as "the one supreme reality, omnipotently disposing a wholly derivative world." (Adventures of Ideas, New York: The Free Press, 1967, 166) William Christian notes that ". . .the real target of this criticism is the view that God is omnificent, that all effective agency in the universe is to be ascribed to God."6 It is precisely this aspect of the omnipotence of God that is crucial to the problem of evil. Hence we must deal with the nature of God and God’s relation to the universe together in relation to the problem of evil.

Professor Hartshorne has reinterpreted the omnipotence of God from a Whiteheadian perspective in such a way as to shed light on the problem of evil. He argues that God ". . .is not ‘omnipotent’ in the Thomistic sense, as the power effectively to choose that any possible world, no matter which, shall be actual"7 The reason that God does not have this power is that each actual occasion is a creative entity which, within limits, determines itself. Hence there is a vast multiplicity of entities which make concrete particular events. Hartshorne says, ". . .omnipotence paralyzes thinking. We are what we are, not simply because divine power has decided or done this or that, but because countless non-divine creatures (including our own past selves) have decided what they have decided."8 The title of one of Hartshorne’s books clearly expresses his view, Omnipotence and Other Theological Mistakes.9

Or to quote God — I mean, George Burns, responding to the charge,

"Then God doesn’t care."

"I care. I care plenty. But what can I do?"

"But you’re God!"

"Only for The Big Picture."

"What?"

"I don’t get into details."10

Nickles also states the other side of the dilemma of the problem of evil, "If God is good, he is not God." So we are faced with the question, "Is God good?" The question sounds absurd because we would quickly respond, "Of course He is!"

One is startled then to read in Christian’s book: ". . .on Whitehead’s theory God is certainly not morally good, judged by those standards of behavior that are necessary for the peace and prosperity of human community. The question is whether these standards properly apply to his nature, and whether it is reasonable to judge God by them."11 Christian later argues that these moral standards are not applicable; hence he concludes that God is not morally good. More fully stated, he concludes that God is neither morally good nor evil.

But first, let us see how Christian understands God’s involvement with evil. He argues that God is involved both in the production and the preservation of evil experiences. God envisages all pure possibilities with appetition for their realization. "It seems therefore that his appetition includes those forms of definiteness which in the course of history characterize evil experiences and decisions and deeds."12 So God shares in the production of these experiences.

Also God prehends and values all the feelings of actual occasions including the morally evil ones. So Christian writes, "It seems therefore that God has a share in the preservation as well as the production of evil experiences and decisions."13

On the basis of these arguments Christian says that God is not morally good. But then Christian gets out of this position by arguing that evil is the exclusion of some of the initial datum of an actual occasion. And God does not exclude any datum. Hence God is not faced with human moral decisions of what to exclude.

But this solution does not solve the difficulty, because it is not proper to characterize human immoral actions as human finiteness. Christian quoted Whitehead, "The nature of evil is that the characters of things are mutually obstructive." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340)14 But things are mutually obstructive because man is finite and incapable of incorporating all the data of the past with maximum intensity. God can do this but man cannot. Whitehead refers to this inability of actual occasions as "evil." But Christian misunderstands when he takes this to be moral evil. This confusion arises because Whitehead uses the term, "evil," to refer both to aesthetic evil and moral evil without distinguishing between them.

Whitehead’s interpreters must determine which type of evil he is referring to in each passage being interpreted. On the same page with the above statement, Whitehead also refers to the ultimate tragic element in the temporal world as evil. He says, "The ultimate evil in the temporal world is. . . .that the past fades, that time is ‘perpetual perishing."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340) This ultimate evil is not moral failure but the aesthetic loss of immediacy. The feeling of this loss is great, and the desire for immortality stems from this sense of loss. So when the loss is called an aesthetic loss or an aesthetic evil, one does not discount the significance of the event.

But man’s immorality does not result from the fact that he must make some choices and not others (a condition of his finiteness). Nor does it result from the fact that his present is a process of vivid prehension and that the present once completed does not endure but perpetually perishes subjectively. Man is also not immoral because he chooses the lesser over the greater. Being dull, monotonous, and drab is certainly aesthetic failure, but it is not moral failure.

The point is that Christian’s proposition that morality does not apply to God does not follow from his argument. So back to the original question: Is God good?

Whitehead’s view that reality is composed of many creative entities, each of which involves in differing degrees the freedom to prehend in its (partial) self-creation, illuminates the problem of evil. The universe is filled with a multiplicity of agents making decisions. Responsibility is therefore a universal characteristic of all entities (though again in differing degrees). Hence part of Whitehead’s solution to the problem of evil is to attribute many evils to the inevitable conflicts between many agents of action.

Hartshorne’s discussion of the problem of evil follows this line of thought. "The root of evil, suffering, misfortune, wickedness, is the same as the root of all good, joy, happiness, and that is freedom, decision making."15 But the solution to the problem of evil cannot simply lie in human freedom because there is so much suffering not caused by humans. The only solution to the problem of evil "worth writing home about" is one in which human freedom is not only affirmed but is also "a special, intensified, magnified form of a general principle pervasive of reality, down to the very atoms and still farther."16 The result of such a principle is inevitable conflict and frustration as multiple agents decide things every moment.

This general principle of the freedom of all actualies needs to be augmented by principles ascribing all actuality to God. Hartshorne says, "The problem is how a genuine division of power, hence of responsibility for good and evil. . . .can be reconciled with the ascription of all the wealth of actuality to God. To do this we must have general metaphysical principles whereby actualities can be contained in other actualities yet retain their own self-decisions."17

Hartshorne argues that Whiteheadian principles provide a comprehensive metaphysical system that does that. This is an achievement of historic proportions. No philosopher prior to Whitehead provided a metaphysical system that could both affirm the freedom of the entities in the world and also attribute all the wealth of actuality to God. Without such a metaphysical system the problem of evil is unsolvable.

Hartshorne recognizes the theological implications of this metaphysical system. The most important implication is the necessity to re-interpret the omnipotence of God. Classical theology has ascribed the power to determine all things to God. The difficulty with this position is that consistency demanded that you must also say that God determined evil — a position classical theology denied. So we must reinterpret the classical understanding of the omnipotence of God. God can not be the only source of decision-making. While none surpasses God, the conception of the perfection of God’s power should not be interpreted to mean that God has all power and that all other entities are powerless. Rather while God’s power is unsurpassable by any other, others do have power to be casual agents.

If one rejects classical omnipotence, then God is not 0mm-responsible for the evils in the world. Then John Hick’s solution is incorrect: "We have. . . .found it to be an inescapable conclusion that the ultimate responsibility for the existence of sinful creatures and of the evils which they cause and suffer, rests upon God himself."18 Hick has characterized this as an Irenaean type of theodicy which "accepts God’s ultimate omni-responsibility and seeks to show for what good and justifying reason He has created a universe in which evil was inevitable."19

Hick lacks a metaphysic that recognizes the partial self-creativity of all creatures and hence responsibility. But his attempt does suggest an important avenue.

I believe that we can illuminate the problem of evil not only by recognizing that there are other creative agents of action (a reinterpretation of the omnipotence of God) but also by recognizing that destructiveness is an essential part of creativity (a reinterpretation of the goodness of God). In as much as creativity is a part of the nature of God as any other entity — since God is the supreme example of creativity — we need to re-interpret the goodness of God.

Whitehead’s consideration of evil is much broader than an apologist’s defense of God. Indeed Whitehead says that the function of God as the source of the initial aim of each actual entity ". . .is analogous to the remorseless working of things in Greek and in Buddhist thought. The initial aim is the best for that impasse. But if the best be bad, then the ruthlessness of god can be personified as Ate, the goddess of mischief. The chaff is burnt. What is inexorable in God, is valuation as an aim towards ‘order’;. . . ."(Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 244)

By referring to the "ruthlessness of god," "the god of mischief," and "if the best be bad," Whitehead is not attributing moral evil to God. But God, as the source of the initial aim of each entity, provides the best aim possible for an aesthetic synthesis of its past and its present possibilities. Actual entities in the world are far from perfect, and their present and immediate future prospects may leave much to be desired hence "the best for that impasse" may not be great; indeed, it may be chaff and it may get burnt. The ruthlessness here is not moral, but aesthetic. The best portrayal of a poorly developed character may result in poor reviews for the actor even though the problem is not with the actor. In life as in poker one must play the hand that one is dealt.

One can whimper that life is not fair. However, that is how things are: life is not fair; theology that expects God to make life fair is unrealistic. Any attribution of the moral category of fairness to the universe is simply misplaced.

The fundamental category for understanding the universe is aesthetic valuation toward order; the richness of creativity will sometimes produce aberrations as well as serendipitous outcomes. Chance and surprise, life and death, feeling and sympathy, interest and originality, harmony and discord, and progress and order are more basic categories in understanding the nature of the universe than a similar list of moral categories. Of course, moral categories are real forms of order in the universe, and as part of valuation, moral valuation has a basis in the fundamental nature of things. But aesthetic valuation is a more basic to the nature of the universe than moral valuation.

We must neither interpret the goodness of God to mean that life will be fair nor that the innocent will not suffer nor that calamitous events will not occur. These things happen, and they happen because of the conflicts involved in a multitude of decisions being made by a multitude of decision makers (human and non-human). They also occur because God’s initial aim is not fundamentally a moral aim but an aesthetic aim.

Whitehead notes that living societies require food which they obtain by destroying other societies. The society which survives may be either a lower or higher organism than which it feasts upon. Regardless of the case, the same observation follows: ". . .life is robbery. It is at this point that with life morals become acute. The robber requires justification." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 105) Vegetarians have sensed this violence and destruction and have responded by refusing to eat meat. But their protest, while notable, only allows them to escape the destruction of some of the higher organisms. It does not allow them to escape the destruction of all organisms. It remains the case that their lives (as is true of all life) depend upon robbery. Sensitive people seek justification for this destruction and robbery. Visions of paradise include the lamb lying down with the lion. But life is not that way. And that is not nature’s failure. Life depends upon the destruction of other life. Destruction lies in the nature of process. Birth and death are not intrusions; they are essential parts of process.

The clash of different prehensions of the actual occasions cause destructiveness and discordant feelings. Destructiveness, then, is in the very nature of things. Hence the goodness of God includes destructiveness. Destructiveness is neither a threat to God nor to the universe. Even people must have destructiveness in order to prevent the monotony of sameness and the withering of inspiration. It is immature to think that elimination of destruction is a desirable goal. The creative process requires it.

Zoroastrianism corrupted Hebrew thought by arguing that evil comes from another God. Thus we learned that evil is "the other" and concluded that it must be rejected and destroyed. How many wars have been fought to eradicate evil! We must learn not to make evil "the other" and forsake trying to destroy it.

Moral advancement depends upon rejecting the notion that evil is "the other." The comic strip character, Pogo, stated the theological truth: "We have met the enemy and he is us!" But even Pogo dared not state the consequential heresy. If the enemy is us and if we reflect the metaphysical principles of the universe (and we must), and if the metaphysical principles apply to God (and Whitehead has said that they do), then ergo, destructiveness is a part of God.

This is not to say that God is morally evil but that in providing aims based on the given, God’s involvement with the world produces neither an aesthetically perfect world nor a morally perfect world. And even if the past is preserved in God’s consequent nature, nonetheless, the present world in both its good aspects, which we would like to keep, and its bad aspects, which we would like to eliminate, disappear into the past. Actualization means perishing.20 "Completion is the perishing of immediacy: ‘It never really is.’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 85) The creative process entails the destruction of the past/present in the creation of the future. And the partial self-creation of creatures depends upon their decision and not God’s. Hence the future is open with regard to the moral decisions of those creatures capable of such judgements.

Destruction cannot disappear from any conceivable world in which creativity is fundamental. A world without destruction would be a static world without change, without decision making, without life. Plato’s world of forms can only be an abstraction. Heaven without freedom is self-refuting. And heaven without destruction would be a place without free creatures making choices.

We must not reject destructiveness (because it is part of our nature and we must be ourselves before God — so Soren Kierkegaard). Rather we must accept destruction (because we must accept ourselves) and we must use our destructiveness (as God does) as a force in the creative advancement of the world.

Whitehead’s discussion of society in the Adventures of Ideas makes it plain that there is a value to discordant feelings. He says, "Progress is founded upon the experience of discordant feeling." (Adventures of Ideas, New York: The Free Press, 1967, 257) These discordant feelings, in themselves destructive and evil, make a contribution by producing "the positive feeling of a quick shift of aim from the tameness of outworn perfection to some other ideal with its freshness still upon it." (Adventures of Ideas, New York: The Free Press, 1967, 257) To paraphrase another of Whitehead’s statements, one concludes it is more important that something be interesting than that it be good.

Whitehead’s solution to dealing with (aesthetic) evil (disharmony) is the introduction of a third system of prehensions which heightens Beauty and heightens Evil into a greater harmony. (Adventures of Ideas, New York: The Free Press, 1967, 259-264) So Whitehead understands that at least aesthetic evil is not to be eliminated. Hartshorne agrees, ". . .to rule is to keep anarchy in its proper subordinate place, not to get rid of it."21

To return to the original question, "Is God good?" The answer is, "Yes, God is morally good but his goodness does not entail being without destructiveness." An inadequate metaphysic is the basis of the view that God’s goodness entails the absence of destructiveness.

The metaphysics upon which Whitehead builds his view of God requires both goodness and destructiveness, and demands a creative, adventurous God. Fredrick Sontag, viewing the issue from a purely theological perspective, agrees, "This tendency to destruction must be a very strong side of God’s nature too."22 He adds, "The flaws which lead to man’s downfall must find their source in God’s nature or else go unexplained."23 "A God who is merely pleasant is ruled out, and so is one who intends simply good things."24 "A God capable of handling contingency is more fascinating, but also at times more horrifying."25

An objection might be raised that the God being discussed is not the God of religious worship. The reply would be that God, as the ultimate source of both good and destructiveness, is a Hebraic idea expressed in several books of the Old Testament.

Is a trumpet blown in a city,

and the people are not afraid?

Does evil befall a city, unless the Lord has done it? Amos 3:6 RSV

I form the light and create darkness:

I make peace and create evil:

I the Lord do all these things. Isa. 45:7 KJV

Shall we receive good at the hand of God,

and shall we not receive evil? Job 2:10 RSV

The evil spirit from God came upon Saul. I Sam. 18:10

So a God who is ultimately the source of good and destructiveness is not only metaphysically possible but has been a part of a great religious heritage.

 

NOTES:

1. Archibald MacLeish. J.B., Houghton Mifflin Company, (Boston. 1961), p. 11.

2. David Hume, Dialogues Concerning Natural Religion Hafner Publishing Co., (New York, 1948), p.66.

3. Nelson Pike, ed., God and Evil, Prentice-Hall, (Inglewood Cliffs, New Jersey. 1964), p. 14.

4. Wayne W. Dyer, Your Erroneous Zones, Avon Publishers (New York, 1976), p. 173.

5. Julius S. Bixler, "Whitehead’s Philosophy of Religion," in The Philosophy of Alfred North Whitehead, ed. by Paul A. Schilpp, Open Court, (La Salle, II, 1941), p. 497.

6. William A. Christian, An Interpretation of Whitehead’s Metaphysics, Yale University Press. (New Haven. 1959), p. 388.

7. Charles Hartshorne, Creative Synthesis and Philosophic Method, Open Court, (La Salle. Il., 1970), p. 242.

8. Hartshorne, Creative Synthesis. . ., p. 239.

9. Charles Hartshorne, Omnipotence and Other Theological Mistakes, State University of New York, (Albany, 1984).

10. Avery Corman, Oh, God!, Simon & Schuster, (New York, 1971), pp. 10-11.

11. Christian, p. 401.

12. Christian, p. 401.

13. Christian, p. 401.

14. Christian, p. 401.

15. Hartshorne, Omnipotence. . . p. 18.

16. Hartshorne, Omnipotence. . . p. 13.

17. Charles Hartshorne, "Whitehead’s Idea of God" in Whitehead’s Philosophy, University of Nebraska Press, (Lincoln, 1972), p. 72.

18. John Hick, Evil and the God of Love, Harper & Row, (New York. 1966), p. 234.

19. Hick, p. 262.

20. Hartshorne disagrees with Whitehead on this point. Hartshorne believes that the word, "perishing," misleadingly indicates a loss that does not occur. Cf. Hartshorne, Creative Synthesis, p.118.

21. Charles Hartshorne, "A New Look at the Problem of Evil." in Current Philosophical Issues: Essays In Honor of Curt John Ducasse, ed. by Frederick C. Dommeyer, Charles C. Thomas Publisher, (Springfield. II., 1966), p. 210.

22. Frederick Sontag, The God of Evil, Harper & Row, (New York. 1970). p. 36.

23. Sontag, p. 130.

24. Sontag, p. 135.

25. Sontag, p. 136.

Chapter 6: A Whiteheadian Concept of the Self

One of the ways that Whitehead’s thought is fundamentally different than that of most of western philosophy is his concept of the self. His view of the self is based on his rejection of the concept of substance. Beginning with Aristotle much of western philosophy may be understood as various attempts to understand reality utilizing the basic concept of substance. Arguments raged as to whether there was one, two, or an infinity of substances; whether substance was essentially mind or matter; etc. But all these arguments presupposed the concept of substance.

Whitehead is clear. He rejects the concept of substance: "The simple notion of an enduring substance sustaining persistent qualities, either essentially or accidentally, expresses a useful abstract for many purposes of life . . . . But in metaphysics the concept is sheer error." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 79) In outlining his view of the nature of real entities he comments, " . . .the notion of an actual entity as the unchanging subject of change is completely abandoned." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 29)

Whitehead’s alternative to substance is what he calls "an actual entity" which is a drop of experience (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 18) or act of experience (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 40) or ". . .a process of ‘feeling’ the many data, so as to absorb them into the unity of one individual ‘satisfaction."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 40) Whitehead’s view of reality is presented in the Introduction of this book and in Chapter Two. But further comments need to be made regarding those characteristics of actual entities that are appropriate to a discussion of the self.

The heart of Whitehead’s alternative (the actual entity) is the internal determination of the subject-to-be of what it is. He says, "The ‘subjective aim,’ which controls the becoming of a subject, is that subject feeling a proposition with the subjective form of purpose to realize it in that process of self-creation." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 23) Any entity is a subject. The old subject/object distinction is redefined to be the relation of the becoming of the entity (subject) and the subject, having become, is then data for other subjects (object). Each entity then is a subject becoming itself and in that process the becoming subject has some control over what it becomes.

This process is a process of self-creation. In many different places in Process and Reality Whitehead points out the self-creative aspect of the subject. The actual entity is a self-creating creature. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 85) He says, "An actual entity feels as it does feel in order to be the actual entity which it is. . . . The creativity is not an external agency with its own ulterior purposes." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 222) Rather ". . . .the subject is at work in the feeling, in order that it may be the subject with that feeling. The feeling is an episode in self-production. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 224) Whitehead also writes, "The subject completes itself during the process of concrescence by a self-criticism of its own incomplete phases." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 244) It is important to note that while this discussion sounds like he is talking about people, Whitehead is talking about the fundamental units of reality. He believes that the fundamental units of reality are subjects which are partially self-creative. They, of course, are not conscious but do have mental aspects.

But is it possible that anything can be self-created? It is interesting to note that traditional Western thought asserted that God was self-caused. Whitehead gives this attribute to every entity in the universe when he says, ". . .the subject of the feeling is causa sui." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 221)

If self-causation or self-creation is an attribute of everything, how does it occur? As Whitehead discusses the process of a thing coming into being, he says, ". . .the actual entity, in a state of process during which it is not fully definite, determines its own ultimate definiteness. This is the whole point of moral responsibility." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 255)

So things in the universe, as they move from indefinite possibilities to definite actuality, have the power to determine (to some degree) that definiteness. The extent of this power varies with the entity. At each moment each person may make a conscious decision to actualize some possibility that lies before them. The possibility of reading a book is made definite and is actualized by the person actually (pun intended) reading the book. This is one instance, on a highly complex level, of a basic principle in the nature of things. The introduction of novelty into the world by making potentialities actual is an accurate analysis of the basic nature of all reality.

One of the most significant consequences of Whitehead’s rejection of the concept of substance was that this rejection entails the rejection of the concept of the soul. Traditionally the concept of the soul is expressed both in the Greek version that the soul is an eternal substance and in the version (derived from a Christian theology based on Aristotle) that the soul is a created substance that endures unchanged through time. Whitehead says, "The doctrine of the enduring soul with its permanent characteristics is exactly the irrelevant answer to the problem which life presents. The problem is, How can there be originality?" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 104) David Hume attacked the idea of the unchanging self, but because he saw no alternative, concluded that the self is only a series of momentary perceptions. This view led him into skepticism.

Whitehead offers an alternative view of the self which is based on his view of the nature of reality. If the units of reality are changing, self-determined and creative, then it is no surprise that these characteristics also apply to the self. Indeed the justification for believing that these characteristics exist in the self lies in understanding them not as new aspects introduced by complexity but as fundamental aspects of the nature of reality.

First we will examine Whitehead’s understanding of the self in the context of his system. Then we will note how self-respect, novelty and responsibility are grounded in this view of the self.

How is the self understood in Whitehead’s scheme of actual entities, nexus (plural of nexus) and societies? To clarify this issue it will be helpful to note how Whitehead understands the whole person (man as a living organism). The problem of the nature of the self is not the same as the problem of understanding the whole person (man as a living organism) in Whitehead’s scheme. The major consideration must be the nature of the self, but briefly we understand the whole person in the following way.

Man, the living organism, is a structured society which includes subordinate societies and nexus with a definite pattern of structural interrelations. The difference between a subordinate society and a subordinate nexus is that the subordinate society is a group of occasions which can retain its ". . .dominant features of its defining characteristic in the general environment, apart from the structured society." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 99) A molecule in a cell is a subordinate society because it will maintain its general molecular features outside the cell. Subordinate nexus which cannot sustain themselves apart from the structured society are simply called nexus.

Whitehead gives an example of such a nexus the living occasions which compose the ‘empty’ space within the cell. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 99) He says, ". . .in abstraction from its animal body an ‘entirely living’ nexus is not properly a society at all, since ‘life’ cannot be a defining characteristic." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 104) The self is such an "entirely living nexus."

The conclusion of the argument would be that the self cannot survive apart from its structured society; hence the immortality of the self must include the immortality of that structured society. But our interest is in understanding what the self as an "entirely living nexus" means.

In setting forth this metaphysics in Process and Reality, Whitehead presents his categorical scheme and then turns to some derivative notions which include ‘social order’ and ‘personal order.’ He defines society as "a nexus with social order." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 34) A nexus enjoys social order if three conditions are fulfilled: (1) there is a common element of form which is its defining characteristic, (2) the reproduction of form is due to genetic relations and (3) the genetic relations include feelings of the common form. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 34) An example of a society is an ordinary physical object which endures through time.

Then Whitehead defines an enduring object as "a society whose social order has taken on the special form of ‘personal order’." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 34) A nexus enjoys ‘personal order’ if two conditions are fulfilled: (1) it is a ‘society’ and (2) the genetic relatedness of its members orders these members ‘serially.’ By ‘serially’ he means that the nexus forms a single line of inheritance of its defining characteristic. It thus "sustains a character" which is one meaning of the Latin word, persona; hence it has ‘personal order.’ There is no suggestion here of consciousness. Whitehead gives as an example of an enduring object that which forms "the subject matter of the science of dynamics." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 35)

A still more complex nexus is called a ‘corpuscular society.’ Two conditions are required for a ‘corpuscular society:’ (1) it enjoys a social order and (2) it is analyzable into strands of enduring objects. Whitehead says, "A society may be more or less corpuscular, according to the relative importance of the defining characteristics of the various enduring objects compared to that of the defining characteristic of the whole corpuscular nexus." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 35) This discussion is very important to Whitehead’s concept of man because in a later discussion he denies that the inorganic occasions of the human body form a corpuscular society. Attention will be given to this below.

Inorganic nexus which do not depend upon a whole ‘living’ society for survival are called ‘societies.’ The lowest grade of structured societies are material bodies such as chemicals. A higher grade of structured societies are ‘living societies’ and these have some nexus whose mental poles have original reactions and some nexus which are inorganic. Nexus whose mental poles have original reactions are called ‘entirely living’ nexus. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 101-105) The self is the highest or regnant ‘entirely living’ nexus in the human body.

The self or human personality is the most highly complex unity of the human body. It is particularly noted for the extent of its originality in response to the world around it. Originality is derived from the category of reversion in the process of concretion. It is also characterized by its initiative which is derived from the category of transmutation. The initiative in conceptual prehensions of the self amounts to thinking. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 102)

Whitehead rejects the idea that the single living cell has ". . .a single unified mentality, guided in each of its occasions by inheritance from its own past." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 104) The result would be determinism. The problem is not the need to explain continuity but the need to explain originality in the response of the cell to external stimulus. On the more complex level of the human body, Whitehead says that the concept of the enduring soul with its permanent characteristics is not helpful in explaining the problem of how there can be originality.

Originality (and hence life) occurs ". . .when the subjective aim which determines its process of concrescence has introduced a novelty of definiteness not to be found in the inherited data of its primary phase." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 104) The originality prevents us then from holding that in abstraction from its animal body an ‘entirely living’ nexus is a society. The living occasions abstracted from the inorganic occasions of the human body do not ". . .form a corpuscular sub-society, so that each living occasion is a member of an enduring entity with its personal order." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 104) In short, the self which is the ‘entirely living’ nexus of the human body is not an enduring entity; i.e., it is not a soul. But it is a living nexus which supports ". . .a thread of personal order along some historical route of its members." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 107) Whitehead has abandoned the notion of the ". . . actual entity as the unchanging subject of change. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 29) Neither is the Whiteheadian self an unchanging subject of change. Rather the self, like the actual entity, is a self-creating creature which is guided by its ideal of itself as individual satisfaction and as transcendent creator.

In the above attempt to understand the self in the metaphysical scheme, categories and derivative notions which basically apply to actual entities are utilized because the self is an entirely living nexus of actual entities. Aspects of originality and initiative are important. Also much that Whitehead says about creativity is relevant not only to the actual entity but also to the self. He says, "The world is self-creative; and the actual entity as self-creating creature passes into its immortal function of part-creator of the transcendent world. In its self-creation the actual entity is guided by its ideal of itself as individual satisfaction and as transcendent creator." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 85) This last sentence is as characteristic of the self as it is of the actual entity.

Two other aspects of Whitehead’s discussion of the actual entity are of great importance to an understanding of the self. They are the relation of the data of the past to the present and the subjective aim.

Two extreme positions are taken concerning the data of the past to the self. Determinists argue that the past determines the present such that the present is merely a working out of what was previously programmed.

Jean Paul Sartre, on the other hand, had what Wilfrid Dean calls ". . .the most extreme form of freedom the history of philosophy has ever presented."1 Sartre uses the example of a retired Napoleonic soldier who refuses to join the government of Louis XVIII but rather hopes for the return of the Emperor. Sartre says that the soldier’s past "does not in any way act deterministically; but once the past ‘soldier of the Empire’ has been chosen, then the conduct of the for-itself realizes this past."2 "We choose our past in the light of a certain end, but from then on it imposes itself upon us and devours us."3 What Sartre’ s account lacks is recognition that our past actions produce tendencies for present choices. The past has a vector character, an impetus, an influence.

It is true that the for-itself (the self) determines the meaning of the past. The old soldier decides that the meaning of the past is that he should hope for the return of the Emperor rather than join the present government. Sartre points out that the old soldier chose this meaning for the past, and that he could have chosen to give a different meaning to the past and therefore making a radical break with it. Since the for-itself determines the meaning of the past, it is completely free from the determining influence of the past. "This past itself is a free choice of the future."4 But the metaphysics of a for-itself (the self) which is "nothingness" and an in-itself (the world) which is "being" cannot account for the impact of the past on the present. It cannot account for the influence that a long history of acting a particular way has on an individual. The old soldier has lived those battles and, having lived them, they have an impact on the present self. In Whiteheadian thought the past is included (negatively or positively) in the present. Sartre’s account is one-sided. While it stresses the experience of man’s freedom of choice (and such experiences each of us has), it fails to take account that the person lived the past with the result that what he is at present and what he chooses to be in the future is influenced by his past.

Whitehead says that the macroscopic meaning of the philosophy of organism, ". . .is concerned with the giveness of the actual world, considered as the stubborn fact which at once limits and provides opportunity for the actual occasion. . . We essentially arise out of our bodies which are the stubborn facts of the immediate relevant past. We are also carried on by our immediate past of personal experiences; we finish a sentence because we have begun it. . . . We are governed by stubborn fact." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 129) So Whitehead argues that the past limits (contra Sartre) and also provides opportunity (contra the determinists) in the creative concrescence of the actual entity.

The past limits in that the actual entity prehends all past actual entities. "An actual entity has a perfectly definite bond with each item in the universe." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 41) Events in the past have varied in importance. Some have great importance and others lesser importance.

If the rearranging of the elements of the past were all that was involved in the formation of the actual entity, determinism would result. But other aspects are also involved. How the elements of the past are prehended is the locus of novelty. Whitehead says, "The subjective form is the immediate novelty; it is how that subject is feeling that objective datum." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 232) Actual entities prehend eternal objects, which are the pure potentials of the universe. These pure potentials are necessary for a contingent, actual world. "Apart from ‘potentiality’ and ‘giveness’ there can be no nexus of actual things in process of supersession by novel actual things. The alternative is a static monistic universe, without unrealized potentialities." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 45-46)

In Whitehead’s theory of objectification, ". . .the actual particular occasions become original elements for a new creation. . . .((by)) an operation of mutually adjusted abstraction, or elimination, whereby the many occasions of the actual world become one complex datum." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 210) The past provides the elements for the present actual self but these elements are adjusted as they become a part of the present self. Whitehead says, "Also in the creative advance, the nexus proper to an antecedent actual world is not destroyed. It is reproduced and added to, by the new bonds of feeling with the novel actualities which transcend it and include it." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 238) So the present self includes the past self but transcends it because as a part of the creative advance, the present self is a novel self.

Though one of the cardinal features of Sartre’s philosophy is the responsibility of the individual, the responsibility he discusses only has to do with the present and the future. Why would one hold a for-itself responsible for an act of the past which is the in-itself? Since the for-itself can give any value to the past, if it condemns and rejects the past, why should it be held responsible for it, even if it is the immediate past, e.g., yesterday’s action or what I did an hour ago?

Sartre’s philosophy would leave us without reason to hold a for-itself responsible for past actions if it rejected the past. And the essentialists would have us punish the soul throughout eternity because of its responsibility for its past actions. Neither philosophy seems adequate to deal with our observed experiences of life. Whitehead’s scheme of an on-going creative process prehending elements of the past and concrescing them into a novel, present unity gives reason to hold a person responsible; it also gives reasons to recognize that a person may choose to prehend aspects of the past in a different way with the result that though the past is not destroyed, yet some aspects have little significance or value for the present self. In such a scheme a person can understand the responsibility he presently bears for his past actions. He can realize that his past is a part of himself, and he can also understand that past actions which have been negative may now be utilized as he creatively becomes himself.

One may conceive the place of God in the constitution of the self in at least three ways. Sartre discusses two of these ways when he compares Leibniz’s view of the actions of Adam taking the apple with his own view of Adam’s action. In Leibniz’s view, according to Sartre, the essence of Adam has been given by God. Adam’s action depends upon himself and not others; hence he is free in that there is not external hindrance. But the action is dependent on Adam’s essence. And Sartre says, "Adam’s essence is for Adam himself a given; Adam has not chosen it; he could not choose to be Adam. Consequently, he does not support the responsibility for his being. Hence once he himself has been given, it is of little importance that one can attribute to him the relative responsibility for his act."5 Sartre proposes an alternative view. "Adam is not defined by an essence since for human reality essence comes after existence."6 Since Sartre shares with Leibniz the view of the relation that God would have if there was a God, Sartre says that God does not exist. If God did exist man would not be free. Sartre says, "Two solutions and only two are possible: either man is wholly determined. . . .or else man is wholly free."7 Sartre acknowledges that ". . .freedom requires a given"8 and that the for-itself is not "its own foundation"9 and that there is freedom only in a situation and that ". . .human reality everywhere encounters resistence and obstacles which it had not created."10 But the for-itself cannot really be related to the rest of the universe since it is nothingness.

In these two views, God is either so closely related to the self that man’s freedom is denied, or God is not at all related to the self with the result that the self is not related to the rest of the universe. Whitehead’s concept of God and of God’s relation to the self permits man to be free and yet relates him to the rest of the universe. Whitehead says, "Each temporal entity. . . .derives from God its basic conceptual aim, relevant to its actual world, yet with indeterminations awaiting its own decisions. This subjective aim, in its successive modifications, remains the unifying factor governing the successive phases of inter-play between physical and conceptual feelings. These decisions are impossible for the nascent creature antecedently to the novelties in the phases of its concrescence." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 224)

So God is the source of the subjective aim which is the initial direction taken by the concrescing subject in the process that constitutes that novel being. But God does not create the subject. Rather he is the source of the ". . .initial aim from which its self-causation starts." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 244) God is the source of a directed impetus, but the impetus achieves a unity under its own evaluations of the given and the possible.

The self then can be conceived as free because it is constituted by creative responses to its environment. But it can be understood as a part of a universe in which each actual entity is a creative process. The unity in such a universe is provided by God who is the source of the subjective aims which, when actualized, provide the maximum intensity of satisfaction.

The self is a creative concrescence of the past and the potential, and its relation to God and the rest of the universe is a novel adventure. What are the implications of such a view of the self for the concepts of self-respect, novelty and responsibility?

The claim that we should respect persons may be based on religious views, i.e., one should have respect of persons because they are children of God. Respect may be based on political demands, i.e., respect of persons is a necessary prerequisite for democracy. Or, respect may be based on philosophical grounds. Traditionally, respect of persons has been based on the idea that people are souls. According to some traditions a soul is eternal, that is, it has always existed and will always exist. According to other traditions the soul was created by God and will continue to exist forever. In either case the person is identified with the soul.

Respect for persons can be more adequately based on the philosophical insight that people are self-creating entities. The point is not that people are just creative, i.e., they create art, drama, business, etc. Rather the fundamental point is that people actively participate in their own creation. Respect can be based on this self-creativity.

To understand the concept of respect of persons, one should seek to understand the context in which the concept is operative. Respect of persons is weak when it stands isolated from a philosophical justification of respect of all things. Can respect for persons be understood as a part of respect for things in general? And if so, what is the basis for respect of things in general? In Whitehead’s metaphysical system not only are people self-creative, but so are all entities in the universe. It is in the nature of things to be self-creative because according to Whitehead, creativity is the ultimate principle. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 21)

Hence respect is based on the acknowledgment of the self-creative activity of everything in the universe. This view provides a basis for our respect of nature. Nature is a complex process of self-creative entities. Our respect for these self-creative creatures is one reason why we accept the ecological responsibility of not turning our planet into a garbage dump of radioactive wastes. We respect plant and animal life because we recognize they too are self-creative entities. We have a responsibility to preserve living species of plants and animals. We base this respect upon a recognition of the inherent value of these things.

We often justify protecting existing species of plants or animals by arguing for the value, present or future, of these plants or animals for man. But even if one could show that a plant or animal species had no value to us, we still would want to preserve it. "Value for mankind" justifications are not adequate.

That all things are to be respected does not mean that all things are equally valuable. We may have to choose between what will be destroyed and what will be preserved in a specific instance. Shall we plow up the prairie to plant corn in order to feed people? What criteria shall we use? The hierarchy of our choices reflects the creativity of the creature. In Whitehead’s system although all entities are self-creative, the level of creativity differs greatly. And it is on the basis of the level of creativity (actual or potential) that we make value judgements. For example, we study, train, and admire the dolphin. And in doing so we feed him a lot of fish. We would object to killing dolphins and grinding them up for fish food on the basis that the higher self-creative entities were being destroyed for the benefit of the lower.

If respect can be understood as recognition of creativity of entities, we have a philosophical foundation for the justification of respect of persons.

How can novelty be a part of the self? Creativity produces novelty. Each thing actualized in the universe is itself a creative advance into novelty according to Whitehead.

How does novelty occur? Novelty arises, interestingly enough, through a negative element. As long as a feature of the immediate past is positively included, there is repetition and therefore sameness. But when a feature is felt negatively (related to in a negative way or is non-conformed) (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 187) or when the imagination conceives of other possible alternatives, the possibility of novelty arises. So when things "don’t fit," "won’t work," "are inconsistent," or when you need something different or want something new — these negatives introduce the possibility of novelty.

The introduction of one of these non-conforming relationships results in alternatives. "A novelty has emerged into creation. The novelty may promote or destroy order; it may be good or bad. But it is new, a new type of individual, and not merely a new intensity of individual feeling." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 187) Whitehead adds, "Error is the price which we pay for progress." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 187)

Novelty is the result of self-causation. It is not an external agency with its own purpose. Novelty is the result of an inherent element. "An actual entity feels as it does feel in order to be the actual entity which it is. . . .All actual entities share with God this characteristic of self-causation. . . .The universe is thus a creative advance into novelty." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 222) So, novelty results from the self-causation of the individual.

Any adequate concept of the self must enable a person to understand the experience of feeling responsible and of attributing responsibility to persons. In Whiteheadian thought, responsibility is not a dubious characteristic of the highest of all organisms. Rather human responsibility has its basis in the very nature of reality of all entities. In outlining his categorical scheme Whitehead adds a ninth Categorical Obligation. It states, "The concrescence of each individual actual entity is internally determined and is externally free." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 46) This internal determination of all entities entails understanding responsibility in a much broader sense than it is typically understood. Internal determination means that freedom and responsibility permeate the universe.

Regarding human beings he says, ". . .the final decision of the immediate subject-superject, constituting the ultimate modification of subjective aim, is the foundation of our experience of responsibility" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 47) Although the subjective aim is initiated from an external source, the concrescing subject has the ability to modify that aim; the modification of that aim is the modification of what that subject becomes. Consequently the subject is not just responsible for what it does, but it is responsible in a more basic sense. It is responsible for what it is. Whitehead says, "The subject is responsible for being what it is in virtue of its feelings. It is also derivatively responsible for the consequences of its existence because they flow from its feelings." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 222)

With a Whiteheadian view of the self, one can give an appropriate explanation of the responsibility of the individual. Moral responsibility is then a part of a broader sense of responsibility based on creative action. Thus human creative action is a part of the creative action of the universe.

 

NOTES:

1. Wilfrid Dean, The Tragic Finale, (Harper and Row, New York, 1954). p. 160.

2. Jean Paul Sartre, Being and Nothingness, (Citadel Press, New York, 1965). p. 478.

3. Sartre, p. 479.

4. Sartre, p. 478.

5. Sartre, p. 444.

6. Sartre, p. 444.

7. Sartre, p. 418.

8. Sartre, p. 457.

9. Sartre, p. 460.

10. Sartre, p. 465.

Chapter 5: A Whiteheadian Concept of God: God in <I>Process and Reality</I>

C. Major Developments in the Concept of God in Process and Reality

Having considered the development of Whitehead’s thought about God in Science and the Modern World and in Religion in the Making, we now turn to the most important book which he wrote, Process and Reality. This book is a revision and enlargement of the 1927-28 Gif ford Lectures, which Whitehead gave at the University of Edinburgh, Scotland. These lectures were created by an endowment provided for by the will of Sir Gifford. Their purpose was to provide insights to religion based on reason, i.e., natural theology in contrast to revealed theology. If ever their purpose was fulfilled, it was with Whitehead’s lectures. Process and Reality: An Essay in Cosmology, published in 1929, is his version of the ideal of a ". . .necessary system of general ideas in terms of which every element of our experience can be interpreted." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 3) One can hardly measure the importance of this book for contemporary theology. Yet it is primarily a presentation of reality as "a philosophy of organism." Although God is a metaphysical necessity and an integral part of this explanation of reality, only in the last 10 pages of the 350-page book does Whitehead devote a separate chapter to the relation of God and the world. His insights into the nature of the world, the nature of God, and the relation of the two are the primary source of what is currently called "process theology." This thought represents the best "live option"for many theists today.

The best way to examine what Whitehead said about God in Process and Reality is to divide the discussion into two parts, (1) the primordial nature of God and (2) the consequent nature of God. This approach will enable us to examine the subject systematically.

1. The Primordial Nature of God in Process and Reality

Whitehead’s Major Change in the Primordial Nature of God: God as the Principle of Abstraction or Originality (God is the source of the initial aim.)

We will first focus on determining developments in Whitehead’s concept of the primordial (he does not use the parallel term, "antecedent," to his term, "consequent") nature of God. This covers ninety-five percent of Process and Reality because Whitehead only refers to the consequent nature of God four times prior to the last fifteen pages. Those references are short passages with the first three explicitly referenced by Whitehead to Part V. In contrast, Whitehead refers to the primordial nature of God approximately twenty times beginning in the first chapter and ending in the last chapter.

In trying to understand the development of an idea or ideas in a person’s writings, our search is like that of a detective. The detective begins at the end, at the scene of the crime after it has been committed. We can detect at what point Whitehead made a major change in reference to the primordial nature of God. We will then work our way back to the beginning point to show how the idea emerged from the matrix of his thought. Obviously he did not have the idea completed in his mind at the beginning because then he would not have built his system in such a way that he later had to revise it. So let us begin at the scene of the crime (the major change) and then go back to the beginning point and trace its emergence.

a. Initial aim

Whitehead made a change in his scheme in Part III, Chapter III, Sections I, II and III. In reading these sections, it is obvious that Whitehead inserted material to abolish one category and introduces the new idea of God as the source of the initial aim. What prompted him to do this? Since it is clear that he came back to this passage with a new understanding, the question is, "What new discovery caused him to change the passage?" The answer is that he changed his conception of the primordial nature of God to include God’s functioning as the source of the initial aim. Hence the primordial nature now had two major functions: to the principle of concretion or limitation he added the principle of abstraction or originality. With this new function added to the primordial nature of God, it became necessary to go back and change his scheme to reflect this insight. Whitehead’s first discovery was that God was the principle of concretion or limitation. This discovery was a result of the necessity of the metaphysical viewpoint. There had to be a principle to actualize or concretize the underlying creative energy.

Now Whitehead discovers that his system requires God to be the principle of abstraction or possibility. In setting up his cosmology, Whitehead had established various "categories," principles that apply to all of reality. One of these categories, the Category of Conceptual Reversion, explained novelty. Lewis Ford says, "When first proposed, conceptual reversion was absolutely necessary, because Whitehead was then probably attempting to explain the emergence of subjective aim from the occasion itself, and some sort of explanation had to be given for its novelty."1

The Category of Conceptual Reversion is Category v of Whitehead’s system. It is the following: "(v) The Category of Conceptual Reversion. There is secondary origination of conceptual feelings with data which are partially identical with and partially diverse from, the eternal objects forming the data in the first phase of the mental pole. The diversity is a relevant diversity determined by the subjective aim." "Note that category (iv) concerns conceptual reproduction of physical feeling, and category (v) concerns conceptual diversity from physical feeling." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 26)

Those unfamiliar with Whitehead’s systematic terminology in Process and Reality may wish to read Donald Sherburne’s explanation in A Key to Whitehead’s Process and Reality.2 He explains how Whitehead’s categories apply to the various phases of concrescence of an actual entity. What this is about is how the actual entity happens, i.e., how the various feelings through modifications become the one unified feeling which is the actual occasion. Category (iv) tells how a feeling of an eternal object derived from another actual entity is reproduced in the present actual entity.

Category (v) tells how a feeling of an eternal object derived from another actual entity can be modified. It is by this category that the inheritance of the past is modified. Whitehead says that it is by this category that "novelty enters the world." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 249)

But category (v) left "unanswered" how can unrealized eternal objects can be modified and utilized as well as realized eternal objects? The ontological principle requires that for anything (including an unrealized eternal object) to be effective, it must have reference to an actual entity. So in this case the ontological principle requires an actual entity to prehend these unrealized eternal objects. This necessitates an actual entity with a non-temporal dimension. Whitehead’s solution is a non-temporal actual entity that primordially prehends the eternal objects — his definition of God. Since Whitehead says: "Every eternal object has entered into the conceptual feelings of God," (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 250) one can answer how unrealized eternal objects can be effective by referring to God.

Now he can give a "more fundamental account" of the source of the initial aim of an actual entity. Utilizing Category (iv) and God’s conceptual feelings (how God feels the eternal objects), there is no reason to complicate the system with Category (v). "The Category of Reversion is then abolished." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 250) Whitehead’s more fundamental account then is that God, the primordial actual entity which prehends the eternal objects, is the source of the initial subjective aim which produces novelty in actual occasions.

Whitehead uses his theory of hybrid physical prehension to explain how actual occasions prehend God. These were ". . .devised by Whitehead to explain the ‘living person’. . . ."3 A hybrid physical feeling regarding God is a feeling of an eternal object by the concrescing occasion from a feeling of an eternal object by God. Or in Whitehead’s words, "A hybrid physical feeling originates for its subject a conceptual feeling of the antecedent subject. But the two conceptual feelings in the two subjects respectively may have different subject forms." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 246) He adds, "There is autonomy in the formation of the subjective forms of conceptual feelings. . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 246) This idea of autonomy is important because this is the place in the concrescence of the actual entity where originality, autonomy, freedom, novelty enter the world. Whitehead says, "Apart from the intervention of God, there could be nothing new in the world, and no order in the world.. . . The novel hybrid feelings derived from God, with the derivative sympathetic conceptual valuations, are the foundations of progress." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 247)

Whitehead’s odyssey of determining the nature of God, as required by his metaphysical principles, began long ago in Science and the Modern World. There he had discovered that the principle of limitation is necessary to explain how the underlying eternal energy became the actual occasions in this world. He called it the Principle of Limitation/Principle of Concretion; he recognized that this is metaphysically what is religiously called, "God." Now, very late in the composition of his system, he discovers that it requires God as the Principle of Abstraction. Charles Hartshorne in his discussion of the principle of concretion in his article, "Whitehead’s Idea of God," says, "It is somewhat unfortunate that Whitehead’s view of God was chiefly associated, for some years, with the phrase ‘principle of limitation’ (or of concretion). This is an inadequate description of his view.. . God is at once the principle of abstraction, of unbounded possibility and of concretion, of limited realization of possibility."4 Indeed Whitehead says concerning this fully developed concept of the primordial nature of God, "Thus an originality iii the temporal world is conditioned, though not determined, by an initial subjective aim supplied by the ground of all order and of all originality." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 108) So Whitehead ends by characterizing the primordial nature of God as the ground of all order and of all originality.

Whitehead has ended the development of the primordial nature of God by affirming God as the source of these two fundamental aspects of reality. He is both the source of order and the source of creativity in the becoming of actual occasions. Whitehead has worked out the implications of his system and ended with affirming both poles in the nature of God. In the closing chapter of Process and Reality he has a litany of such contrasts.

b. The development of this major change

In order to understand how this development took place, it is now necessary to trace the development of this thought to its emergence just prior to the completion of Process and Reality. This process will enable us to trace the adventure of an idea and to understand how the new insight fits into the system.

The question is: "What ideas flow into the concept of God as the source of the initial aim?" We may answer the question in two ways: with regard to the development of the concept of God or with regard to the development of the concept of the initial aim. Since the purpose of this discussion is to consider the former, only a short comment will be made with regard to the latter. Whitehead tried to derive the unity of the subject from the concrescent activity of the emerging occasion itself. But how could the not-yet-unified subject function as a process of unification? Subjectivity could not just "pop" into existence. There had to be a reason, and the reason for anything is expressed in the ontological principle which requires an actual entity as the effective agency of everything. So the initial stage of the subjective aim (the initial aim) of the actual entity must be derived from the primordial actual entity, God. Once the initial aim is given, then the ontological principle allows things to be derived from the self-determination of the present occasion.

The other way to understand how God becomes the source of the initial aim is to see the development of the concept of the primordial nature of God. Specifically it is to see how the valuing of the eternal objects develops into a source of the initial aim. The problem is that while at times Whitehead conceives of God’s ordering of the eternal objects to be eternally unchanging, at other times "the ordering is such as to specify the initial aim for each new occasion. . . (it) is extremely difficult to see how one unchanging order can provide a specific and novel aim to every new occasion."5

Cobb solves this problem by arguing that "the eternal ordering of the eternal objects is not one simple order but an indefinite variety of orders."6 William A. Christian, author of An Interpretation of Whitehead’s Metaphysics, solves the problem by denying any eternal ordering. He says, "I suggest that the primordial nature of God orders eternal objects in the sense, and only in the sense, that in God’s envisagement eternal objects are together."7 Rather than choosing either alternative, our developmental approach will lead us to do two things: to suggest that the problem arose because Whitehead’s concept of God changed during his writing and to provide some insights into how the problem should be solved.

The story goes all the way back to the chapter on God in Science and the Modern World. There he recognized that each individual activity is limited in two ways. First, there ". . . is an actual course of events, which might be otherwise so far as concerns eternal possibility, but is that course." (Science and the Modern World, New York: The Free Press, 1967, 177) This limitation is one of "antecedent selection" which includes the general logical and causal relationships. Second, he also recognized that limitation involves values.

He says. "Restriction is the price of value. There cannot be value without antecedent standards of value, to discriminate the acceptance or rejection of what is before the envisaging mode of activity. Thus there is an antecedent limitation among values, introducing contraries, grades, and oppositions." (Science and the Modern World, New York: The Free Press, 1967, 178) This principle of limitation is complex involving these two components. When he refers to the principle of limitation in subsequent writings, sometimes he refers to one meaning, and at other times he refers to the other.

In the final analysis the second meaning emerges as the source of originality. The reason is that while value involves choosing and choosing involves limiting, it is also true that choosing involves possibility, and possibility is the source of novelty or originality. However, this is jumping ahead of the story. Nevertheless, we may note here that the seed of the major change lies in this second feature of the principle of limitation.

In Science and the Modern World the principle of limitation is identified as God. In Religion in the Making God is a non-temporal actual entity who functions as this principle, i.e., ". . .the indetermination of mere creativity is transmuted into a determinate freedom." (Religion in the Making, Cleveland: Meridian Books, 1960, 88) In the last chapter of the book, God is conceived of as having both of the above features of the principle: ". . .the nature of God is the complete conceptual realization of the realm of ideal forms. . . But these forms are not realized by him in mere bare isolation, but as elements in the value of his conceptual experience." (Religion in the Making, Cleveland: Meridian Books, 1960, 148) But with regard to both of these, Whitehead affirms that God is above change. (RM 92, 95)

In Process and Reality the first of these two features is expressed as "the unconditioned conceptual valuation of the entire multiplicity of eternal objects,"(Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 31) "the complete conceptual evaluation of all eternal objects," (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 32) "the complete envisagement of eternal objects," (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 44) and "the unlimited conceptual realization of the absolute wealth of potentiality." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 343) John Cobb says that Whitehead ". . .tells us that God’s ordering of the eternal objects is primordial, and that in a sense which clearly means eternally unchanging. Indeed, this timeless envisagement of possibilities constitutes God’s primordial nature."8 Whitehead writes in the first lengthy passage in Process and Reality (Part I, Chapter III, Section I): "To sum up: God’s ‘primordial nature’ is abstracted from his commerce with particulars,. . . It is God in abstraction, alone with himself. As such it is a mere factor in God, deficient in actuality." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 34) Such characterization of God’s primordial nature does not leave much room to conceive him as the source of the initial aim of each actual entity especially when "the initial aim is the best" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 244) for each new occasion.

The second of these two features, having to do with valuing or standards of value, is also present in Process and Reality. First, the ordering or valuing of the eternal objects has to do with God himself as an actual entity. Whitehead writes, "Such a primordial superject of creativity achieves, in its unity of satisfaction, the complete conceptual valuation of all eternal objects on which creative order depends. It is the conceptual adjustment of all appetites in the form of aversions and adversions. It constitutes the meaning of relevance. Its status as an actual efficient fact is recognized by terming it the ‘primordial nature of God."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 32) This is his systematic expression of his reference in Religion in the Making, as "the completed ideal harmony, which is God." (Religion in the Making, Cleveland: Meridian Books, 1960, 115) A clearer statement of the significance of the ordering to God as an actual entity is: "The conceptual feelings, which compose his primordial nature, exemplify in their subjective forms their mutual sensitivity and their subjective unity of subjective aim. These subjective forms are valuations determining the relative relevance of eternal objects for each occasion of actuality." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 344)

Second, the ordering or valuing of the eternal objects begins to take on a power or effectiveness. Whitehead says, "God’s immanence in the world in respect to his primordial nature is an urge towards the future based upon an appetite in the present." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 32) He introduces "appetition" as a technical term to express the urge towards realization involved in conceptual valuation. Whitehead says, "If we say that God’s primordial nature is a completeness of ‘appetition,’ we give due weight to the subjective form — at a cost." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 33) He then refers to God’s primordial nature as "vision" and as "envisagement." Each of these gives a different emphasis. But the passage in which he makes these comments concludes with the above-quoted view that the primordial nature is an abstraction. Of course, as an abstraction it cannot be effective. Only God as an actual entity can be effective, but his effect regarding order and originality reflects his primordial nature.

In another passage Whitehead says that the given for an actual occasion is the components received from God and previous actual occasions. So he says, "The initial fact is macrocosmic. . ., the final fact is microcosmic. . . The initial fact is the primordial appetition, and the final fact is the decision of emphasis. . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 47-48) It may be that in "the initial fact is the primordial appetition" Whitehead is making a move toward conceiving of God as the source of the initial aim.

Whitehead argues that the initial phase of the actual occasion is derivative from God’s primordial nature. In discussing the regional standpoint in the extensive continuum of each process of concretion he says, "This initial phase is a direct derivate from God’s primordial nature. In this function, as in every other, God is the organ of novelty, aiming at intensification." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 67) Also in referring to the primordial nature of God, Whitehead says, "Thus an originality in the temporal world is conditioned, though not determined, by an initial subjective aim supplied by the ground of all order and of all originality." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 108) So not only is the initial place in the extensive continuum and part of the initial components, but also the initial subjective aim derives from God.

A key to this problem lies in the distinction between the primordial nature of God and God as an actual entity. The former is an abstraction, deficient in actuality and therefore incapable of being an effective agency, but it contains the ordering toward intensity that will be reflected in the initial aim. The latter as an actual entity is the effective agency for the initial aim. Whitehead says, ". . .the initial stage of its ((an actual occasion’s)) aim is an endowment which the subject inherits from the inevitable ordering of things, conceptually realized in the nature of God. . ., he is that actual entity from which each temporal concrescence receives that initial aim from which its self-causation starts." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 244)

In the last chapter of Process and Reality he says, "Thus, when we make a distinction of reason, and consider God in the abstraction of a primordial actuality, we must ascribe to him neither fulness of feeling, nor consciousness. He is the unconditioned actuality of conceptual feeling at the base of things; so that, by reason of this primordial actuality, there is an order in the relevance of eternal objects to the process of creation." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 344) But God’s primordial nature does much more than serve as the source of order. "He is the lure for feeling, the eternal urge of desire. His particular relevance to each creative act, as it arises from its own conditioned standpoint in the world, constitutes him the initial ‘object of desire’ establishing the initial phase of each subjective aim." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 344) Whitehead then quotes Aristotle with approval, "There is something which moves without being moved, being eternal. . ."

But Whitehead’s primordial concept of God is richer and more complex than Aristotle’s unmoved mover. The most striking difference is that Whitehead’s perception of God as an actual entity made it possible to conceive him as the source of the initial aim. Hence God is not only the ground of all order but also the ground of all originality.

2. Whitehead’s Insight: The Consequent Nature of God

Whitehead’s most important insight concerning the nature of God was that God had a temporal (consequent) nature as well as an eternal (primordial) one. What some consider a great insight provides a solution to God’s relation to the world. Consistent with Whitehead’s philosophical system, God, as a part of reality, interacts with the rest of reality. Systematically, God must not be an exception to metaphysical principles but rather the chief exemplification. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 343) And interaction means that the world affects God. "He shares with every new creation its actual world. . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345) This was Whitehead’s most startling insight into the nature of God.

The significance of Whitehead’s insight of the consequent nature of God can hardly be overstated. Charles Hartshorne makes the hard-to-believe statement, "Whitehead is in the Western world at least, the first great philosophical theist who, as a philosopher, really believes in the God of religion. . . The God of religion is. . .one who knows, loves, and wills with regard to others who know, love, and will."9 Hartshorne’s justification for this statement is that other philosophers have understood God only in terms of his primordial essence as absolute, independent, and infinite. "But, whereas earlier metaphysicians generally stopped here, leaving deity a mere unlimited essence, totally devoid of definite actuality, a power totally divorced from expression or achievement, Whitehead adds the other side of the divine portrait. The ‘consequent’ actuality of deity is the sequence of determinate, contingent experiences expressing both the essence of deity and the de facto content of the world God experiences at a given moment."10

Whitehead’s insight of the consequent (temporal) nature of God came near the end of the completion of Process and Reality. Lewis Ford is correct when he argues that ". . . Process and Reality was substantially complete before Whitehead discovered the consequent nature of God. . . .In terms of Whitehead’s total philosophy the move toward a temporal nature of God seems easy enough, but it was such a novel departure from traditional Western classical theism that it is no wonder that Whitehead was so long blind to these possibilities. After all, God had been for him the ‘non-temporal actual entity.’"11

Hence John Cobb overstates the case when he writes in his book, A Christian Natural Theology, that in Whitehead’s Religion in the Making "God is understood as being affected by the world."12 As evidence for this position he cites two passages: "Every act leaves the world with a deeper or a fainter impress of God. He then passes into his next relation to the world with enlarged, or diminished, presentation of ideal values." (Religion in the Making, Cleveland: Meridian Books, 1960, 152) and "Since God is actual, He must include in himself a synthesis of the total universe. There is, therefore, in God’s nature the aspect of the realm of forms as qualified by the world and the aspect of the world as qualified by the forms." (Religion in the Making, Cleveland: Meridian Books, 1960, 95)

The last of these two passages is taken from the context of an argument that while God is an actual entity who enters into every creative phase, nonetheless he ". . .is above change." (Religion in the Making, Cleveland: Meridian Books, 1960, 95) The argument is referring to the nature of God not changing in the specific respect of having internal inconsistency. The point of the argument is that God does not change in that manner. It would be odd to derive from part of that argument the startling insight so uncharacteristic of Western theology that God does change. If one pursued the implications of the position that God is an actual entity, one will reach the conclusion that God does change. But Whitehead does not pursue that line of reasoning here.

What about the first of these two passages? It points to the development which is to come. Why not agree with Cobb and say it came here? Because the thrust of Religion in the Making is a presentation of God as the non-temporal actual entity.

Ford, in tracing the changes in the development of Whitehead’s system, suggests that ". . . with the development of intellectual feelings, Whitehead could well have discovered that his conception of God as a synthesis of purely conceptual feeling was deficient. . . . ((because)) without intellectual feelings, God could not be conscious, and these required a basis in physical feeling."13 Indeed, Whitehead says that God, viewed as primordial, is deficient in actuality in two ways. "His feelings are only conceptual and so lack the fulness of actuality. Secondly, conceptual feelings, apart from complex integration with physical feelings, are devoid of consciousness in their subjective forms." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 343)

In simple terms, given Whitehead’s fully developed system, if God is conscious, then he must have physical feelings as well as conceptual feelings. God, then, has a temporal, physical aspect as well as a conceptual, mental aspect of his nature.

The result of this line of thought is that God is affected by the world and therefore changes. This is a radical departure from traditional theologies of Judaism, Christianity and Islam as well the philosophies of Platonism and Aristotelianism. The position is an internally consistent development within Whitehead’s cosmology, but one which he developed late in response to the demand of the Gifford Lectures.

a. The First Four References to the Consequent Nature of God in Process and Reality

Whitehead refers to the consequent nature of God on five occasions in Process and Reality. The longest of the first four occasions is a short paragraph and the others are one or two sentence references. The fifth occasion is ten pages of the most remarkable insights on the nature of God in Western philosophy. Whitehead’s genius is evident in the intuitive flashes of insight which are not only brilliant in themselves but are also consistent with his metaphysical system. Rarely has this level of creativity been associated with this comprehensive a view of reality.

The first occasion is the following:

The truth itself is nothing else than how the composite natures of the organic actualities of the world obtain adequate representation in the divine nature. Such representations compose the ‘consequent nature’ of God, which evolves in its relationship to the evolving world without derogation to the eternal completion of its primordial conceptual nature. In this way the ‘ontological principle’ is maintained — since there can be no determinate truth, correlating impartially the partial experiences of many actual entities, apart from one actual entity to which it can be referred. The reaction of the temporal world on the nature of God is considered subsequently in Part V: it is there termed ‘the consequent nature of God.’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 12-13)

In this passage Whitehead makes three points. The first is that the organic actualities of the world obtain adequate representation in the divine nature. That is, in technical terms, God prehends (he immediately sympathetically feels) each actual event in the world. Events are a part of him just as events which we experience are a part of who we are. The consequences are important for both each actual event in the world and for God. Whitehead later develops "adequate representation" in the divine nature to refer to each actual event’s immortality. (Immortality will be discussed below.) Since God sympathetically feels each event, he is dependent upon those events in the sense that he responds to those events no matter what they are. God also changes in the sense that he responds to different events in a way that is appropriate to each event. His response is always the same in the sense that they become a harmonious whole in his experience of them.

The second point is that the inclusion in God of these occasions of an evolving world does not destroy the completeness of the other nature of God, his conceptual side which is eternal or primordial.

The third point is that the ontological principle (the reasons for things are always to be found in the composite nature of definite actual entities) requires that there must be an actual entity which correlates the many partial experiences of many actual entities into a determinate whole. In short the ontological principle requires a god-like being who, in his composite nature, is the actual entity which experiences the world as a determinate whole. Two comments about this third point: First, the statement of this requirement is evidence that neither the concept of God in general nor the conception of the consequent nature of God is ad hoc to Whitehead’s system. Rather the systematic scheme which he envisions necessitates these concepts. Second, this argument is an argument for the existence of God. The ontological principle requires that there is such an actual entity.

The second occasion that Whitehead mentions the consequent nature of God is in a discussion of the primordial nature of God. He makes two comments, both of which are to the side of his main discussion. (1) "His ‘consequent nature’ results from his physical prehension of the derivative actual entities (cf. Part V)" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 31) (2) "This function of creatures, that they constitute the shifting character of creativity, is here termed the ‘objective immortality’ of actual entities. Thus God has objective immortality in respect to his primordial nature and his consequent nature. The objective immortality of his consequent nature is considered later (cf. Part V)" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 32)

In the first of these comments Whitehead says that God feels the physical aspects of things in the world just as much as he knows these things conceptually. God certainly has the ability to experience the world as people experience it (and no doubt many other ways), and he does. God knows pain and grief (and many other ways of experiencing the world) conceptually and physically. This insight is important for religious thought and is the basis for Whitehead’s claim: "God is the great companion — the fellow-sufferer who understands." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 351) This is not poetry or mystic vision, but it is an insight based on a metaphysical system of reality.

In the second of these comments, Whitehead says that the inclusion of the occasions of the world in God has an objective immortality as well as the primordial nature of God. Our experience is one of a flow of experiences. Once we have experienced, that experience perishes in its immediacy for us (that is what we mean when we say it is past). But God’s sympathetic feeling of that experience has objective immortality. This insight is also important to religion and Whitehead develops these ideas in Part V.

The third occasion in which Whitehead refers to the consequent nature of God is in a passage in which he considers God as a primordial actual entity. Hartshorne and many others have argued that Whitehead should have talked of God as "an enduring society of actualities, not a single actuality."14 But that is another argument for later discussion.

Because Whitehead is thinking of God as the primordial actual entity, he attributes the same threefold character to God which other actual entities have. God’s ‘primordial nature’ is the concrescence of a unity of conceptual feelings; his ‘consequent nature’ is his physical prehension of the actualities of the evolving universe; and his ‘superjective nature’ is "the character of the pragmatic value of his specific satisfaction qualifying the transcendent creativity in the various temporal instances." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 88) Whitehead further comments that God’s "primordial nature directs such perspectives of objectification that each novel actuality in the temporal world contributes such elements as it can to a realization in God free from inhibitions of intensity by reason of discordance." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 88) So the consequent nature of God is the realization in God of the contribution of actual entities. These contributions are freed from discordances and hence can achieve their appropriate intensity of feeling. The novel events in the lives of individuals (human and otherwise) are unified in the experience of God.

This passage also includes something entirely new in Whitehead, i.e., a reference to a third nature of God, the superjective nature. Nowhere else in the writings of Whitehead is there reference to the superjective nature of God. However this function is referred to in the last chapter of the book. There it is identified as the fourth phase in which the universe accomplishes its actuality. This superjective nature of God will be discussed below.

In the fourth occasion in which Whitehead refers to the consequent nature of God, Whitehead asserts that a nexus (a fact of togetherness) that is not a specific nexus of a concrete actual entity in the world must be somewhere. He says, "According to the ontological principle, the impartial nexus is an objective datum in the consequent nature of God; since it is somewhere and yet not by any necessity of its own nature implicated in the feelings of any determined actual entity of the actual world. The nexus involves realization somewhere." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 231) The only point that needs to be made about these comments for the purposes of the present discussion is that the consequent nature of God has a functional role in Whitehead’s metaphysical system. It is important to note this because later we will be considering the religious significance of the consequent nature. The fundamental thesis of this work is that Whitehead’s metaphysical system provides an adequate basis for a fruitful theology. This thesis entails the assertion that neither is Whitehead’s theology an ad hoc addition to his metaphysics nor does it stand separate and unrelated to his metaphysics.

b. The Final Reference to the Consequent Nature of God in Process and Reality

The fifth occasion that Whitehead refers to the consequent nature of God occurs in "Part V Final Interpretation." Part V is divided into two chapters: I. The Ideal Opposites and II. God and the World.

One might read the passage, "Process," which is part of Chapter X of Part II, prior to reading the chapter, "Ideal Opposites." The earlier section sets up the fundamental problem of integral experience that there is both the flux of things and permanence. The task of metaphysics is the elucidation of the meaning of these aspects of our experience.

The chapter, "Ideal Opposites," concerns the ultimate ideals which are opposites. Two types of ideals of civilizations are noted: ideals based on stern self-restraint and ideals based on the flowering of a culture. Ideals fashion themselves around permanence and around change. Order and novelty are contrasts with complex relationships. The immediacy of feeling faces perpetual perishing. There is a demand for permanence. The final pair of ideal opposites to be considered is God and the World — the topic of the last chapter.

The chapter, "God and the World," — only 10 pages — is, in my estimation, the most creative thinking in philosophy of religion in our Western philosophical tradition. The chapter is divided into seven sections.

In Section I Whitehead rejects the notion that God is an imperial ruler (a divine Caesar), the personification of moral energy (a Hebrew prophet) or an ultimate philosophical principle (the unmoved mover of Aristotle). He suggests a fourth alternative, the Galilean vision.

He says, "Love neither rules, nor is it unmoved; also it is a little oblivious as to morals." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 343) In Section II Whitehead asks: What do the metaphysical principles developed here require concerning the nature of God? He then discusses the primordial nature of God. His points are:

1. As primordial he is the unlimited conceptual realization of the absolute wealth of potentiality.

2. The primordial is an abstraction.

3. As primordial he is deficiently actual in two ways: a. his feelings are only conceptual and b. his conceptual feelings are devoid of consciousness.

4. The primordial nature provides an order in the relevance of eternal objects to the process of creation.

5. He is the lure for feeling.

6. His particular relevance to each creative act "constitutes him the initial ‘object of desire’ establishing the initial phase of each subjective aim." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 344)

In Section III Whitehead begins his discussion of the consequent nature of God. The philosophers and the theologians of the past have wanted to insure God’s perfection and his transcendence. In order to think of God as perfect, they held that he must be complete, non-dependent, unchanging and unaffected by the world. In Whitehead’s view God is an actual entity which prehends (takes into his internal constitution) all past actual occasions, as do all actual entities. The consequence of this is that he is affected by how the world is. Whitehead says, "The completion of God’s nature into a fulness of physical feeling is derived from the objectification of the world in God. He shares with every new creation its actual world." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345) The result of sharing the creatures’ actual worlds is that God’s consequent state or actuality is dependent upon what is actualized in the world, and he is changed by it. So, ". . .his derivative nature is consequent upon the creative advance of the world." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345)

God, like all actual entities, is dipolar; that is, he has both physical and mental characteristics. Most theologians have conceived of God as having mental characteristics, e.g., God has been identified as Absolute Mind (Hegel) but rarely have theologians or philosophers attributed a physical nature to God. Primitive peoples thought of God as a physical thing, such as the sun or some other object. A more sophisticated view is that the object represented God. But God as a physical entity was largely rejected by theologians and philosophers because they thought that God was not one object among other objects in the world. If he were, he would be limited and not the ultimate.(Tillich)

In what sense is God physical? In philosophy it is often more important to ask the right question than to give the right answer, for questions may make false assumptions. Questions making the wrong assumptions need to be revised, not answered. We need to revise the above question to "Does God have physical feelings?" Before we answer this question we need to say what we mean by having physical feelings. It means internally relating to (feeling) actual occasions in the world. The answer to the question is, "Yes, God internally relates to (includes in himself) the world."

Whitehead says, ". . .the nature of God is dipolar." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345) He said this once before at the end of Part I of the book. There he said, "Any instance of experience is dipolar, whether that instance be God or an actual occasion of the world." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 36) So, for Whitehead, all actual entities are dipolar. It is important to notice that Whitehead’s cosmology begins with these actual entities or events as the real things. The physical and the conceptual are abstractions from the concrete events. This point of view contrasts with Descartes’ philosophy which assumed that the mental is an independent substance and the physical is an independent substance. Descartes’ problem was to explain how these substances were together in objects in the world. Our modern, Western tradition is Cartesian for we have been taught to think of the mental and of the physical as different, real things. They are different in Whitehead, but they are not real things; they are abstractions from real things. Real things are the events or happenings of the process of creativity. God, like other actual entities, is real, and one can abstract his physical and conceptual characteristics.

The importance of the consequent nature of God is seen in Whitehead’s assertion that it is in the consequent nature that God is conscious. The primordial nature, being abstract, has no experience. Hence God’s primordial nature, though conceptual (also referred to as his mental pole), is not conscious. God’s consequent nature is conscious. It "originates with physical experience derived from the temporal world" and is "determined, incomplete, consequent, ‘everlasting’ ((in contrast to eternal)), fully actual, and conscious. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 345) God’s consciousness is derived from his physically experiencing the temporal world. I will discuss the religious significance of this important view separately.

In Section IV he discusses the character of God’s consequent nature. We may divide the discussion into three parts reflecting three images of God: Savior, Judge, and Poet. Whitehead does not use the term, savior, but he says that the wisdom of God’s subjective aim "prehends every actuality for what it can be" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 346) in a unison while retaining its immediacy. This creative advance includes sufferings and sorrows as well as triumphs and joys. Evil actions are "dismissed into their triviality of merely individual facts." (PR 346) Yet the good they may have done is saved by its relation to the whole. The image presented here of the growth of God’s nature is the image "of a tender care that nothing be lost." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 346)

Another image of the consequent nature is God’s judgement on the world. God’s judgment is not harsh rejection but rather "the judgement of tenderness which loses nothing that can be saved." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 346) Even "mere wreckage" is used. There is judgement here (as in the becoming of all actual entities) in how God prehends the events and how He integrates them into a harmony in His experience. God’s prehensions do not have the limitations that other actual entities have. The perfection of God’s subjective aim means that there will be "no loss, no obstruction."

We may raise the question as to whether everything in the temporal world is saved or not. Two issues are important here: (1) Is the evil of the world included in God’s consequent nature and if so, in what way is it included? (Is it transformed into good by being a contrast?) (2) Is the living immediacy of the actual occasions preserved in God? This last question will determine in what sense we believe in immortality. If the answer to the question is, "No," then people do not have an everlasting subjective immediacy, but contribute to the nature of God as prehended occasions, thus are preserved in his memory. If the answer is "Yes," then people do have an everlasting subjective immediacy. In the latter case there is a problem regarding Whitehead’s general principle that actual entities do not prehend contemporary actual entities, only past ones.

The solution may lie in restricting the principle to the relation between actual occasions and not applying it to the relation of an actual occasion and God. A fuller discussion of "immortality" in Whitehead’s thought will come later.

The third image used to understand God’s consequent nature is that of the Poet. The quality Whitehead has in mind is infinite patience. A multitude of free actual occasions are realizing themselves in the temporal world. He characterises their unity as a creative advance into novelty. God lures. He does not force. "He is the poet of the world, with tender patience leading it by his vision of truth, beauty, and goodness." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 346) The editors of the Corrected Edition note, "In his Macmillan copy, Whitehead crossed out ‘leading’ and wrote both ‘persuading’ and ‘swaying’ in the margin. No change was made in the text, partly because Whitehead did not clearly specify a substitute." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 413) Whitehead’s intention is clear. He wants to indicate the care with which God waifs. The creatures are (in part) self-creative.

In Section V he discusses the intuition of permanence in fluency and of fluency in permanence. Whitehead returns to the ancient Greek problems of the one and the many, and permanence and fluency. He rejects solutions which affirm one of these contrasts while denying the other. The "final Platonic problem" is the claim that the many which are in flux are "mere appearance." Whitehead asserts the reality of both contrasts. He says there are two problems: how permanence acquires flux for completion and how flux acquires permanence for completion. His solution is that the primordial, permanent nature of God is completed in the consequent nature of God "by the individual, fluent satisfaction of finite fact." And the many temporal occasions giving fluency to the finite world are completed and gain permanence by their everlasting union in the consequent nature of God. So God is both permanent and fluent, and actual occasions are both fluent and permanent.

Whitehead proceeds to give his famous set of antitheses that appear contradictory but are actually contrasts. They are contrasts because there is a shift of meaning in referring to God’s primordial nature and his consequent nature and in referring to the world as an actual occasion and the world as included in God. We will quote only a part of the passage:

"It is as true to say that God is permanent and the World fluent, as that the World is permanent and God is fluent.

"It is as true to say that God is one and the World many, as that the World is one and God many.

"It is as true to say that God creates the World, as that the World creates God. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 348)

Because he affirms the reality of both God and the world, Whitehead proposes what he takes to be a final metaphysical truth that "appetitive vision and physical enjoyment have equal claim to priority in creation." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 348) Both are part of God and both are part of the world. There is a mutual requirement of both.

There is a reconciliation of permanence and flux in God’s "everlastingness." By this he means that because God does not perish, the values that are prehended in him are forever -in the immediacy of his experience.

In Section VI Whitehead discusses how the many become one in God’s consequent nature. The discordant multiplicity of free creations of actualities in the temporal world are brought into complete adjustment in the harmony of God’s own actualization. So the final phase of an actual occasion is its existence in the perfect unity in God’s consequent nature. So a sense of worth beyond itself is a -part of individual self-attainment. Even if the experience is one of sorrow or pain, the experience is transformed into a part of a harmonious unity. Whitehead says that this is the idea of redemption through suffering expressed in religion and the idea of the aesthetic value of discords in art.

The universe thus achieves the expression of the variety of opposites — freedom/necessity, multiplicity/unity, imperfection/perfection. He says, "All the ‘opposites’ are elements in the nature of things, and are incorrigibly there. The concept of ‘God’ is the way in which we understand this incredible fact. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350)

In Section VII Whitehead gives his final flourish: the person in God and a new role of God’s consequent nature. Whitehead closes his book exploring how a person is included in the consequent nature of God. He starts with the general principle, "Each actuality in the temporal world has its reception into God’s nature." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350) He explains that the corresponding element in God’s nature is not temporal actuality, which continually perishes. Rather it is transformed into "a living, ever-present fact."

He draws a correlation between a person in the temporal world and God. Of the person he says, "An enduring personality in the temporal world is a route of occasions in which the successors with some peculiar completeness sum up their predecessors." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350) That much is clear. Now Whitehead means that the same is true of God but with a difference. In God there is a more complete unity of life. The more completeness comes from the fact that succession in God "does not mean loss of immediate unison."

What does that mean? In any actual occasion there is a unison of becoming among things in the present." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340) But the occasion becomes datum for a subsequent occasion. As such, it is objectified, and objectification involves elimination (the past fades). In reference to a person, the present occasion, which is the person now, has within it the past of that route of occasions. But the past fades, i.e., the present fact does not have the past fact with it in any full immediacy. But Whitehead asks, "Why should there not be novelty without loss of this direct unison of immediacy among things?" (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340) Although it is an empirical fact that process entails loss, he argues that there is no ultimate, metaphysical reason why this should be the whole story.

The same principle of inheritance that applies to a person and his past applies to the person in the temporal world and the person in God. As the past is included in us, so we are included in God. But Whitehead says we are included "without the qualification of any loss, either of individual identity or of completeness of unity." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 350-351) Our past "perishes" but in God there is no past; does this mean that our past does not "perish" in God but retains its subjective immediacy? He seems to be saying, "Yes." We discussed this problem above and we will again deal with it in the chapter on immortality. Does Whitehead’s position lead him to a traditional belief of life after death? The question must remain open for the present time.

Whitehead attaches great significance to our being included in God. Throughout the perishing occasions in the life of each temporal creature, these occasions are being transformed everlastingly in God. Hence our immediate, perishing actions have unfading importance because they live forever in God. The recognition of the everlastingness of our experiences in God refreshes our zest for existence.

One hardly expects, even in Whitehead, to find a new idea in the next-to-last paragraph of a 350-page book. Yet that is the case. His fertile mind kept developing his principles. Whitehead saw a new implication in the principle of universal relativity (". . .it belongs to the nature of a ‘being’ that it is a potential for every ‘becoming.’ Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 22) This principle applied to God as a actual entity means that God’s consequent nature is prehended by actual occasions. So God’s consequent nature has an effect on the temporal world, ". . .each temporal actuality includes it as an immediate fact of relevant experience." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 351) Whitehead says this is God’s love for the world expressed in "the particular providence for particular occasions." So God’s impact on an actual occasion includes more than just providing the initial aim, for it includes his consequent nature being prehended by each actual occasion. The initial aim is a more general, reflecting appetite toward novelty. The prehension of God’s consequent nature (how God has prehended the past actuality of that occasion) reveals a specific response to the past occasion. So Whitehead concludes, ". . .God is the great companion — the fellow-sufferer who understands." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 351)

Hence we come to the close of one of the most important attempts to understand the nature of the world and the nature of God. Rarely has such a refreshing breeze stirred in the dusty halls of philosophy. Whitehead presents us with a new way to understand reality and challenges us to unite science and religion, fact and value, and systematic development and creative thought.

3. The Religious Significance of the Consequent Nature of God

What is the religious significance of Whitehead’s concept of the nature of God? How does this view of God differ from the traditional view with regard to its appropriateness for religious worship?

It is unfortunate that for many years Whitehead’s concept of God was associated with the principle of concretion/limitation. The reason, of course, was his concept of God in Science and the Modern World. That view sounded like a philosopher’s god, for it was Whitehead’s version of Aristotle’s unmoved mover. That view is inadequate for the religious worshiper for neither a principle nor an unmovable, unresponsive, unhearing force is an appropriate object of worship. But at that time Whitehead thought that nothing further could be known about God through philosophy. Whatever else might be known must be sought in the religions themselves. Soon he changed his mind. In Religion in the Making he presented a fuller concept of God; later in Process and Reality he fully developed his view of God.

To set the stage for considering religion from a cosmological point of view, Whitehead writes, "The most general formulation of the religious problem is the question whether the process of the temporal world passes into the formation of other actualities, bound together in an order in which novelty does not mean loss." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 340) The question is whether the ordinary events of our temporal lives have any eternal permanence "without loss." Whitehead answers in the affirmative. He utilizes his cosmological principles to develop a concept of God which brings the opposites of the universe together in a harmonious unity. The final opposites, God and the world, have a reciprocal relationship in which God includes every actualized occasion into himself.

Whitehead’s concept of God, including both God’s primordial nature and his consequent nature, is important because it achieves the need both for a religiously available God and a God worthy of worship. The traditional philosophical concepts of God (including Whitehead’s concept in Science and the Modern World) made God "the eternal one" (a being outside time since things in time perish); "the absolute" (not relating to things in the temporal world); and "the perfect being" (not being dependent upon anything in the temporal world). But such concepts resulted in a God that was not available for worship. How could one pray to a God who only thought (not acted because this implied incompletion) and who finally only thought about himself? Could one expect response from "the absolute"? On the other hand, conceptions of God which made God finite often resulted in the conception of a God who struggled against evil but was not really worthy of worship. The object of worship must be both worthy of worship and capable in some sense of giving significance to the life of the worshiper.

Whitehead’s changing his concept of God from a principle to an actual entity, which performs the function of the principle (among other things), and his addition of the consequent nature gives a religiously worshipful God. The concept of the consequent nature of God gives a reciprocal relation to God and the world. This god is the God of worship because he is both the primordial actual reality who is the source of order and creativity in the temporal world (that is, he is worthy of worship), and he is the one who incorporates every actual occasion into himself in a harmonious and everlasting unity (that is, he is capable of responding).

In his consequent nature God has physical feelings of the actual occasions in the temporal world. This means he suffers and feels joy along with the temporal occasions. "God is the great companion — the fellow-sufferer who understands." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 351) Here is an unexpected philosophical backing for an important religious need. The God presented here is both appropriate for worship and also important in dealing existentially with the suffering in the world. The problem of evil takes on a different dimension since God is a fellow-sufferer.

The consequent nature is religiously significant because the momentary experiences in the temporal world are given eternal significance. This is achieved by the actual occasions being prehended by God. They become living, ever-present facts in the nature of God. And since God’s consequent nature is prehended by subsequent actual occasions, these facts influence the world.

We can say two things about this contribution. These facts (or occasions) may be significant or trivial. We can draw an analogy from history: some historical events have great significance while others are trivial. So the impact of actual occasions is not the same. Secondly, occasions may either contribute to the intensity of feeling or lead to denigration of intensity, hence toward monotony by simple repetition. That is, they may be novel or repeat the same pattern. So all occasions do not have the same significance, but all are included in the consequent nature. Whitehead says, ". . .each novel actuality in the temporal world contributes such elements as it can to a realization in God. . . ." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 88) Hence we are all part of the creative advance into novelty.

An insight that lies on the edge of the western religious vision is that since all actualities contribute to God, this means that nonhuman actualities do so as well. Actual occasions in nature ranging from atoms to plants and animals to the planet and beyond are all included in God. This provides a metaphysical basis for the value of nature and is a part of the religious vision that nature is sacred. It also provides a basis for the value of the wild plants and animals expressed by many contemporary ecologists. Stated in more general terms, this insight provides a metaphysical basis for the unity of nature (which of course includes people).

God in his consequent nature responds creatively to whatever actual occasions occur in the world. All occasions become a part of God’s unified experience of the world. Since each actual occasion has some degree of self-determination, God does not determine what happens in the world. He does provide an initial aim that is the best for that situation. But the actual occasion modifies the aim in its actualization. God awaits the outcome — hence his "patience." Whatever the response, God creatively prehends it into a whole.

The recognition of God’s consequent nature means that God is a compound individual. Like the cell which includes individuals (molecules and atoms) and is, in turn, included in an individual (body), God is a compound individual who includes other individuals (actual occasions). Hartshorne says that Whitehead’s "theory of the enduring individual as a ‘society’ of occasions, interlocked with other such individuals into societies of societies, is the first complete emergence of the compound individual into technical terminology."15 The result is a "conception of organism, of societies of entities feeling each other, compounded of each other’s feelings, ((which)) is Whitehead’s primary achievement. . . ."1 6So "God is the compound individual who at all times has embraced or will embrace the fullness of all other individuals as existing at those times."17

God in his consequent nature feels the feelings of the occasions in the world. He does this in the same sense that all actual occasions prehend (sympathetically feel) all past actual occasions. This fundamental principle of the relation of actual occasions is one of sympathetic feeling. So Whitehead has made what can correctly be called "love" into the basic relation of all entities to each other. On a human level to love means to participate sympathetically in the joys and sorrows of another. So to say that God loves the world (us included) is to recognize a fundamental principle of the relation, of occasions. It is not just pretty poetry. It is the real relation of things -and as such, should be recognized as our relation to nature, people and God, and their relation to us.

So in these ways we recognize the importance of the consequent nature of God for religious thought. No doubt there are many other insights that can be generated from it, but most importantly, we have a philosophical basis for theological thought.

 

NOTES:

1. Lewis Ford, "Some Proposals Concerning The Composition of Process and Reality," in Process Studies, vol. 8. No. 3, (Fall, 1978), p. 147.

2. Donald w. Sherburne, A Key to Whitehead’s Process and Reality (New York: The Macmillan Company. 1966).

3. Ford. Some Proposals. . . p.152.

4. Hartshorne. "Whitehead’s Idea of God." p. 550.

5. Cobb, A Christian Natural Theology, p. 155.

6. Cobb, A Christian Natural Theology, p. 155.

7. William A. Christian, An Interpretation of Whitehead’s Metaphysics, (New Haven: Yale University Press. 1959). p. 274.

8. Cobb, A Christian Natural Theology, p. 155.

9. Charles Hartshorne, "Whitehead’s Metaphysics," in Whitehead’s Philosophy: Selected Essays, 1935-1970 (Lincoln: University of Nebraska Press, 1972), p. 13.

10. Ibid. p.14.

11. Lewis Ford, "Some Proposals Concerning The Composition of Process and Reality," Process Studies. vol. 8. No. 3, (Fall, 1978,) p. 152. See also Ford’s chapter. "The Final Revisions," in his book, The Emergence of Whitehead Metaphysics, (Albany: State University of New York Press. 1984). pp. 211-244.

12. John Cobb, A Christian Natural Theology, (Philadelphia: Westminister Press, 1965) p. 148.

13. Lewis S. Ford, The Emergence of Whitehead’s Metaphysics, p. 227.

14. Charles Hartshorne. "The Dipolar Conception of Deity" in The Review of Metaphysics, XXI (1967) 273-239 on p. 287.

15. Charles Hartshorne, "The Compound Individual," in Whitehead’s Philosophy: Selected Essays, 1935-70 (Lincoln: University of Nebraska Press, 1972). 41-61 on pp. 54-55.

16. Ibid. p. 55.

17. Ibid. p. 60.

Chapter 4: A Whiteheadian Concept of God: God in <I>Science and the Modern World </I>and in <I>Religion in the Making</I>

B. The Development of the Concept of God in Science and the Modern World and in Religion in the Making

The concept of God emerges in the middle of Whitehead’s writings and he transforms it as he develops his philosophy. One can trace this development of his concept of God through several of his writings. There are four reasons for tracing this development. First, his different comments about God cannot be put on the same level. Not all of these express his mature judgement on the topic. If we are to interpret each text correctly, we must neither read latter insights into earlier thought nor try to make earlier comments consistent with latter judgements.

Second, many commentators give little notice to the development and therefore they tend to gloss over it or only admit it as possible. Hartshorne’s article on "Whitehead’s Idea of God" suggests a more fruitful approach: "We must.. . .emphasize the fact that it is in Whitehead’s three most recent books that the temporal aspect of God is most clearly and vigorously affirmed, so that there may have been a change in Whitehead’s belief since he wrote Science and Religion, a change in the direction of greater consistency with the Principle of Process."1 As usual Hartshorne’s insights are fruitful.

Third, it is well-known that Whitehead made changes both in his terms and in his system, especially in Process and Reality. One late change occurs when he abolishes the Category of Reversion and replaces it with ". . .the recognition of God’s characterization of the creative act." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 250) The recognition of the role of God as conceptually ordering the relevance of eternal objects to actual entities may have been foreshadowed in some of his earlier writings, but it is clear that Whitehead did not see that connection until after he had written a large part of Process and Reality.

Fourth, Whitehead’s writing is itself an instance of a creative process into novelty. Concepts are not static. Insights emerge. This recognition will give us a more accurate understanding of Whitehead’s thought.

Lewis Ford has done the most extensive work of anyone in tracing the development of Whitehead’s thought. He has published articles and a book arguing in great detail concerning the construction of Whitehead’s books. In The Emergence of Whitehead’s Metaphysics, l925-l929,2 Ford presents a detailed, scholarly account of these changes. This book, a landmark in Whiteheadian studies, presumes a thorough understanding of Whiteheadian thought. Ford presents technical arguments for scholars to use in interpreting particular passages in Whitehead’s books.

The line of argumentation in this chapter largely follows Ford’s analyses. There are two major differences in what he does and what I do. I do not presume that the reader already understands Whitehead’s thought and his vocabulary. Ford’s book is for Whiteheadian scholars — mine is for readers who need a clear, concise account of Whitehead’s ideas. Also I am only presenting the development of Whitehead’s concept of God as a way of showing how unique and how significant as a source of religious insight is his final view.

In order to understand how Whitehead developed the concept of God, one may begin by comparing his earlier works such as The Principles of Natural Knowledge (1919) and The Concept of Nature (1920) with his later works such as Science and the Modern World (1925), Religion in the Making (1926) and Process and Reality (1929). In the former, he expressed no philosophical theism. We know from biographical information that Whitehead was an atheist or at least an agnostic at one time in his life. When he introduced God’s existence and nature as essential aspects of his metaphysics, ". . .many of his early admirers were shocked by this turn of events, for they had supposed him to be a "tough-minded" empiricist who was done with religious views."3

Ford argues that the Lowell Lectures, prior to the additions, ". . .present a self-contained metaphysical synthesis which has no need of God."4 Ford calls this Whitehead’s "First Metaphysical Synthesis" and says that it is continuous with Whitehead’s earlier philosophy of nature.5 But when Whitehead adds the concept of "temporal atomicity" (elementary events cannot be subdivided into subevents which are fully actual), this provokes a ". . .subjectivism of actual occasions open to the real influence of possibility," and ". . .generates an unexpected role for God as the antecedent limitation of this possibility."6

Whitehead’s philosophical theism appears for the first time in Science and the Modern World in a chapter entitled, "God." However, there is an important earlier passage in the same book that is the best starting point for understanding how the concept of God entered Whitehead’s philosophical scheme. This passage, named by Lewis Ford the "Triple Envisagement" addition, is one of three that Ford takes to be additions to the Lowell Lectures which comprise most of the material for the book. Victor Lowe challenges Ford’s thesis that the passage is an addition.7 Regardless of who is correct about this passage, we do know that Whitehead added the chapters, "Abstraction" and "God" because he tells us this in the preface. Hence, we can identify a narrow band of time (the year of 1925) during which Whitehead introduced philosophical theism into his thought. The lectures were given in February, 1925, and Whitehead’s preface to the book is dated June 29, 1925. So between February and June of 1925 Whitehead recognized that the concept of God must be a part of his view of the nature of reality.8

The triple envisagement passage is significant because in it Whitehead formulates his concept of the nature of reality. Later in Religion in the Making he will present a different formulation. The part of the triple envisagement passage that is relevant to the present discussion says: ". . .the underlying activity, as conceived apart from the fact of realisation, has three types of envisagement. These are: first, the envisagement of eternal objects; secondly, the envisagement of possibilities of value in respect to the synthesis of eternal objects; and lastly, the envisagement of the actual matter of fact which must enter into the total situation which is achievable by the addition of the future."(Science and the Modern World, New York: The Free Press, 1967, 105)

While Ford says that Whitehead’s philosophical theism appears for the first time in the triple envisagement passage he later qualifies this claim by saying that Whitehead "obliquely introduces him" here. Ford says, "God’s role. . .is. . .to be found in the second envisagement."9 His role may be found here but the concept of God is introduced in the later chapter on God.

There are important differences between the triple envisagement passage and the chapter on God. First, God is not mentioned in the former. Rather Whitehead refers to (a) the underlying activity (b) the envisagement of eternal objects (c) the envisagement of possibilities of value and (d) the envisagement of the actual matter of fact. Second, in the former, it is the nature of the underlying activity to envisage both the eternal objects and the possibilities of value. In the larger passage (not quoted above), Whitehead attributes the envisagement of eternal objects and the envisagement of possibilities of value to the nature of the underlying activity (also called underlying eternal energy and eternal activity), not to God. Later in the chapter on God, Whitehead attributes the envisagement of the possibilities of value to the principle of limitation which is identified as God.

In the chapter, "God," Whitehead introduces God as the Principle of Concretion or, alternately stated, the Principle of Limitation. (Science and the Modern World, New York: The Free Press, 1967, 174 & 178) He comments, "This position can be substantiated only by the discussion of the general implication of the course of actual occasions — that is to say, of the process of realisation." (Science and the Modern World, New York: The Free Press, 1967, 174) Then he explains that limitation occurs in two ways. First, there is an actual course of events, which might be otherwise; hence there is ".. .a limitation of antecedent selection." (Science and the Modern World, New York: The Free Press, 1967, 177) Second, there is an antecedent limitation among values and "There cannot be value without antecedent standards of value. . ." (Science and the Modern World, New York: The Free Press, 1967, 178) Limitation in both these ways is necessary so, "...there is required a principle of limitation." (Science and the Modern World, New York: The Free Press, 1967, 178) Whitehead identifies God with this principle of limitation and then says, "What further can be known about God must be sought in the region of particular experiences, and therefore rests on an empirical basis." (Science and the Modern World, New York: The Free Press, 1967, 178) As he closes the chapter Whitehead specifically denies the conception of God as the ". . .foundation of the metaphysical situation with its ultimate activity." (Science and the Modern World, New York: The Free Press, 1967, 179) That is, he rejects the identification of God with the underlying activity or the underlying eternal energy referred to in the triple envisagement passage quoted above. He identifies God, "the supreme ground for limitation," with the function of the second envisagement, "the envisagement of possibilities of value." (Science and the Modern World, New York: The Free Press, 1967, 105)

In Religion in the Making, published a year later (the preface is dated March 13, 1926), Whitehead developed his philosophical theism. We can see this development by comparing the triple envisagement passage (remembering the developments that took place in the chapter on God) with a somewhat similar passage in Religion in the Making. This latter passage is Whitehead’s restatement of the formative elements. He says,

"These formative elements are:

1. The creativity whereby the actual world has its character of temporal passage to novelty.

2. The realm of ideal entities, or forms, which are in themselves not actual, but are such that they are exemplified in everything that is actual, according to some proportion of relevance.

3. The actual but non-temporal entity whereby the indetermination of mere creativity is transmuted into a determinate freedom. This non-temporal actual entity is what men call God — the supreme God of rationalized religion." (Religion in the Making, Cleveland: Meridian Books, 1960, 88)

In this passage and in the triple envisagement passage Whitehead, considering the general flux of events, sees three aspects of the world, any world whatever. The aspects are (1) an underlying eternal energy producing activities or events, (2) the possibilities of activities that might occur (the different forms that activities might take), and (3) a principle of limitation that affects, but does not determine, what activities occur (the valuing of the possibilities). The result of these aspects are the definite activities themselves which Whitehead calls actual occasions.

Let us take each of the three formative elements and see the changes he made between the two passages. The first element is barely mentioned in the first passage as it is referred to as the "underlying activity," "the eternal activity," or "an underlying eternal energy." (Science and the Modern World, New York: The Free Press, 1967, 105) In Religion in the Making it is identified as "creativity." Specifically it is ". . .the creativity whereby the actual world has its character of temporal passage to novelty." (Religion in the Making, Cleveland: Meridian Books, 1960, 88) It is also referred to as "a creativity with infinite freedom." (Religion in the Making, Cleveland: Meridian Books, 1960, 115) But an important change has occurred: while in the former passage the underlying activity is the basic aspect, which has three types of envisagement (a monism), in the latter passage creativity is just one of the three formative elements in the becoming of actual entities (a pluralism). Ford comments, "Instead of an underlying substantial activity and three metaphysical attributes, Whitehead now has the temporal world of actual occasions with three formative elements which jointly constitute its character: creativity, the ideal entities and God (Religion in the Making, Cleveland: Meridian Books, 1960, 88)."10 This constitutes a major shift in Whitehead’s thought: he moves from a monistic to a pluralistic view of the universe. Another change has occurred is that the term, "envisagement," has disappeared, even though it will reappear in Process and Reality in connection with God and the eternal objects (See Process and Reality, 34, 44 and 189).

This first formative element becomes the Category of the Ultimate in Process and Reality. There we read, "‘Creativity,’ ‘many,’ ‘ones are the ultimate notions involved in the meaning of the synonymous terms ‘thing,’ ‘being,’ ‘entity."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 21) He adds, "‘Creativity’ . . . is that ultimate principle by which the many. . .become the one actual occasion. . . This Category of the Ultimate replaces Aristotle’s category of ‘primary substance."’ (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 21) So, creativity, an underlying eternal energy, is the ultimate category rather than the concept of substance.

The second formative element, the realm of eternal objects, in itself, is the same in these passages. However, in the former passage the eternal objects are envisaged by the underlying activity. In the latter passage no envisagement is mentioned, but in Religion in the Making God is "the completed ideal harmony." (Religion in the Making, Cleveland: Meridian Books, 1960,115) "He is complete in the sense that his vision determines every possibility of value." (Religion in the Making, Cleveland: Meridian Books, 1960, 147) "This ideal world of conceptual harmonization is merely a description of God himself. Thus the nature of God is the complete conceptual realization of the realm of ideal forms." (Religion in the Making, Cleveland: Meridian Books, 1960, 148) So now God, not the underlying activity, is conceived as envisaging the eternal objects.

As we noted above, in the chapter on God in Science and the Modern World, Whitehead presents God as envisaging the possibilities of value as the principle of limitation but he makes no mention of God’s envisaging the eternal objects. Are these two envisagements two different things? John Cobb, one of the leading process theologians of today, says, "No." Cobb says, ". . .the way in which God functions as the principle of limitation is by ordering the infinite possibilities of the eternal objects according to principles of value."11 "This envisagement ((of eternal objects)) is not something additional to his function as principle of limitation, but it explains how that principle operates."12 This position is essentially correct assuming Whitehead’s more mature thought in Religion in the Making. But one must remember that in the triple envisagement passage in Science and the Modern World, Whitehead did present the two as distinct functions: Whitehead developed his philosophical theism between the two writings.

Lewis Ford agrees: "In Science and the Modern World the eternal objects are ordered independently of God. For Whitehead, God first functioned as ‘the principle of limitation,’. . . In Process and Reality, the eternal objects are organized together and given their respective ‘relational essences’ by the primordial or non-temporal activity of God."13 So Ford agrees with the argument that the concept of God undergoes development in Whitehead’s writings. The argument presented above is a more detailed analysis of the possible steps in that development.

Whitehead’s creativity has infinite possibilities of definiteness. These possibilities or potentials for realization he calls eternal objects. They are analogous to the Platonic forms or the medieval universals and are such items as color, shape, etc.

But creative energy does not actualize all possibilities at an instant. If so, the ideal would be the real; the potential would be the actual; all possibility would be realized; and time and change would be illusions. These theoretical possibilities have been considered as possible philosophical positions. The concept of God as actus purus means that God has (i.e., eternally) actualized all possibilities. But if this were so, no entity would be free, and our moral struggles in decision-making would not be genuine but determined. Hence possibilities would not be genuinely open to us. This fails to do justice to our experience of an open world of ongoing events. So, there must be a principle of limitation. Whitehead says, "Some particular how is necessary, and some particularization in the what of matter of fact is necessary." (Science and the Modern World, New York: The Free Press, 1967, 178)

Whitehead notes that Aristotle needed a Prime Mover for his system. And Whitehead needs a principle of limitation for creativity to become realized. Since this process is the abstract becoming concrete, Whitehead also calls this the Principle of Concretion. He identifies this principle as God, but as a principle, God is "not concrete." (Science and the Modern World, New York: The Free Press, 1967, 178) At that point his development (the writing of Science and the Modern World), he felt he had said what one could say about God from a metaphysical point of view. He comments, "What further can be known about God must be sought in the region of particular experiences, and therefore rests on an empirical basis." (Science and the Modern World, New York: The Free Press, 1967, 178) And he notes, "In respect to the interpretation of these experiences, mankind have differed profoundly." (Science and the Modern World, New York: The Free Press, 1967, 178-179)

But he could not help but draw two further conclusions from the perception of God as the principle of limitation. As the supreme ground of limitation, "it stands in His very nature to divide Good from Evil, and to establish Reason ‘within her dominions supreme." (Science and the Modern World, New York: The Free Press, 1967, 179) Although the principle of limitation is a valuing principle in that there is an aim at strength in beauty, Whitehead’s additional conclusions can hardly be justified on the basis of the principle of limitation alone. They are consistent with it but not required by it.

When we move from the chapter on God in Science and the Modern World to Religion in the Making, we encounter a major change. God, the principle of limitation, has now become God, "the actual but non-temporal entity whereby the indetermination of mere creativity is transmuted into a determinate freedom. This nontemporal actual entity is what men call God — the supreme God of rationalized religion." (Religion in the Making, Cleveland: Meridian Books, 1960, 88) So Whitehead now conceives of God as an actual entity who performs the function of limitation. And we must note that he calls God a non-temporal actual entity. We must address both these issues. First, why did Whitehead change his conception of God from a principle to an actual entity?

Before we answer this question, we need to note Whitehead’s warning against ". . . jumping. . .to the easy assumption that there is an ultimate reality. . ." (Science and the Modern World, New York: The Free Press, 1967, 92) who is the source of the order in the world. After all, he notes, nature itself might be self-explanatory. When you say that anything is self-explanatory, you introduce an ultimate arbitrariness. And all explanation finally does end in an ultimate arbitrariness. But arbitrary elements must not be introduced after the basic, fundamental starting point. And "the ultimate arbitrariness of matter of fact from which our formulation starts should disclose the same general principles of reality, which we dimly discern as stretching away into regions beyond our explicit powers of discernment." (Science and the Modern World, New York: The Free Press, 1967, 93) Whitehead insists that God must not be an exception to metaphysical principles but must be the chief exemplification of them. (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 343) So the general principles of reality must apply to God.

We must answer the question, "Why did Whitehead change his conception of God to one of an actual entity?" We may first give a negative answer. Whitehead explicitly argues that basic ". . .religious experience does not include any direct intuition of a definite person, or individual. It is a character of permanent rightness. . ." (Religion in the Making, Cleveland: Meridian Books, 1960, 60) So Whitehead does not move to conceiving God as an individual because of religious experience, rather he argues that there is ". . .no direct vision of a personal God" (RM 61) So, he continues, ". . .our belief is based upon inference." (Religion in the Making, Cleveland: Meridian Books, 1960, 61)

Now we can give a positive answer. If Whitehead moves from God, the principle of limitation, to God, the actual entity who performs this function, he must do so because metaphysical principles require it. The answer lies in the application of the ontological principle, which says that ". . .the reasons for things are always to be found in the composite nature of definite actual entities." (Process and Reality, Corrected Edition, ed. Griffin & Sherburne, New York: The Free Press, 1978, 19) The reason that the underlying creative energy is actualized in some definite way must be because of an actual entity. The ontological principle requires it. So God, the principle of limitation, becomes God, the actual entity, who is the reason why actualization occurs.

This explanation for Whitehead’s change is an implicit use of the ontological principle which was later explicitly identified as such in his following book, Process and Reality. The idea expressed in the principle is part of this explanation in Religion in the Making. He writes, "Unlimited possibility and abstract creativity can procure nothing. . . Thus the whole process itself. . .requires a definite entity, already actual among the formative elements, as an antecedent ground" (Religion in the Making, Cleveland: Meridian Books, 1960, 146) Because process requires a definite entity, the principle of limitation must become an "aboriginal actuality." (Religion in the Making, Cleveland: Meridian Books, 1960, 146)

In two other passages in Religion in the Making Whitehead explains the necessity of an ordering actual entity. He says, "The adjustment is the reason for the world. It is not the case that there is an actual world which accidentally happens to exhibit an order of nature. There is an actual world because there is an order in nature. If there were no order, there would be no world. Also since there is a world, we know that there is an order. The ordering entity is a necessary element in the metaphysical situation presented by the actual world." (Religion in the Making, Cleveland: Meridian Books, 1960, 101) And in a passage, in which the three formative elements are presented succinctly, he says, ". . .the universe exhibits a creativity with infinite freedom, and a realm of forms with infinite possibilities; but that this creativity and these forms are together impotent to achieve actuality apart from the completed ideal harmony, which is God." (Religion in the Making, Cleveland: Meridian Books, 1960, 115) These passages make it clear that Whitehead has introduced God as an actual entity because such a ordering entity is a metaphysical necessity.

Why is God conceived as a non-temporal actual entity? Whitehead gives three reasons. First, he gives a metaphysical reason. The source of order must not itself change. He says, "The definite determination which imposes ordered balance on the world requires an actual entity imposing its own unchanged consistency of character on every phase." (Religion in the Making, Cleveland: Meridian Books, 1960, 92) He also argues, "The temporal world. . . exhibits an order. . .which show(s) that its creative passage is subject to the immanence of an unchanging actual entity." (Religion in the Making, Cleveland: Meridian Books, 1960, 96) Second, he points out a moral requirement, "Thus if God be an actual entity which enters into every creative phase and yet is above change, He must be exempt from internal inconsistency which is the note of evil." (Religion in the Making, Cleveland: Meridian Books, 1960, 95) And third, Whitehead conceives of religion as having to do with the "permanent" elements of the world. In the preface of Religion in the Making Whitehead says that his aim is ". . .to direct attention to the foundation of religion on our apprehension of those permanent elements by reason of which there is a stable order in the world. . . ." (Religion in the Making, Cleveland: Meridian Books, 1960, 8) The point is that religion and God have to do with the "permanent" elements which produce "order" in the world. This is a traditional view of God. Only at the very end of Process and Reality does Whitehead modify this traditional view of God.

There is a hint in Religion in the Making of what will come. immediately after saying that God is "above change" (in this context meaning "exempt from internal inconsistency") Whitehead says, "Since God is actual, He must include in himself a synthesis of the total universe. There is, therefore, in God’s nature the aspect of the realm of forms as qualified by the world, and the aspect of the world as qualified by the forms." (Religion in the Making, Cleveland: Meridian Books, 1960, 95) If God is a synthesis of the total universe, then God changes as the world changes. The conception of God as above change is, in the end, only a partial truth referring to one aspect of his nature.

Whitehead’s argument in this paragraph in which he denies that God changes concerns the moral need for self-consistency. "His completion, so that He is exempt from transition into something else, must mean that his nature remains self-consistent in relation to all change." (Religion in the Making, Cleveland: Meridian Books, 1960, 95-96) While this argument is correct, theologians and philosophers have extended it to conclude that metaphysically God does not change. However, self-consistency does not entail that a person is above all change.

John Cobb argues that "the final new element in the doctrine of God (appears) in this book (Religion in the Making). God is understood as being affected by the world."14 Therefore, "After Religion in the Making, nothing really new is added to the doctrine of God."15 His evidence for this assertion is the passage quoted above and a passage, partially quoted here: "His purpose is always embodied in the particular ideals relevant to the actual state of the world. Thus all attainment is immortal in that it fashions the actual ideals which are God in the world as it is now. Every act leaves the world with a deeper or a fainter impression of God. He then passes into his next relation to the world with enlarged, or diminished, presentation of ideal values." (Religion in the Making, Cleveland: Meridian Books, 1960, 152) Cobb holds that in these passages, "The envisagement of the actual entities as well as of the eternal objects is now attributed to God, rather than to the underlying substantial activity."16 This latter point does express an insight of Whitehead’s, but he makes only general statements such as: "The purpose of God is the attainment of value in the temporal world." (Religion in the Making, Cleveland: Meridian Books, 1960, 97) But he does not tell how God relates to actual entities. And he does not express the implications of that relationship. As a matter of fact, Cobb later qualifies his statement and recognizes "substantive changes" occur between Religion in the Making and Process and Reality.17 Ford, noting Cobb’s earlier position, gives a detailed interpretation of seven passages in Religion in the Making to show that Whitehead had not yet ascribed to God physical feeling which allows the contrast between God’s temporal and non-temporal natures.18

A better interpretation of these passages might be to recognize that Whitehead is expressing flashes of insights as he thinks about the functions of God from such a metaphysical view. He is not presenting us with his final view; that must await the development of his metaphysical system. New insights will occur to him. The implications of his line of reasoning are neither given here nor even in the first part of Process and Reality. For example, Whitehead made a tremendous discovery when he spelled out the implications of his thought at the end of Process and Reality. He discovered what he called the "Consequent Nature of God." He discovered that God did change because of his interaction with the world. The basis of this discovery may lie in Religion in the Making, but the creative insights come only at the end of Process and Reality.

 

NOTES:

1. Charles Hartshorne. "Whitehead’s Idea of God" in P. A. Schilpp, The Philosophy of Alfred North Whitehead, (La Salle, Illinois, Open Court, 1941,) p. 541.

2. Lewis S Ford, The Emergence of Whitehead’s Metaphysics, 1925-1929 (Albany: State University of New York Press, 1984). (I have summarized Ford’s positions expressed in this book in my book review in The International Journal of Philosophy of Religion, 1986.)

3. Lewis S. Ford, "Whitehead’s First Metaphysical Synthesis," in The international Philosophical Quarterly, vol. 17, No. 3 (September, 1977), p. 253.

4. Ford, "Whitehead’s First. . .," p. 263.

5. Ford, The Emergence. . ., p. 23.

6. Ford, "Whitehead’s First. . .," p. 263.

7. Victor Lowe, "Ford’s Discovery about Whitehead," in The international Philosophical Quarterly, vol. 18, No. 2 (July, 1978), pp. 223-226.

8. Ford, "Whitehead’s First. . .," p. 253.

9. Ibid., p.265.

10. Ford, The Emergence. . ., p. 128-129.

11. John B. Cobb, Jr. A Christian Natural Theology, (Philadelphia: The Westminister Press, 1965), p. 145-146.

12. Ibid., p. 146.

13. Lewis S. Ford, "Afterword: A Sampling of Other Interpretations," in Explorations In Whitehead’s Philosophy, ed. by Lewis S. Ford and George L. Kline, (New York: Fordham University Press, 1983), p. 322.

14. Cobb, A Christian . . ., p. 145.

15. Ibid, p. 149.

16. Ibid, p. 148.

17. Ibid, p. 160.

18. Ford, The Emergence. . ., p. 140-147.