Chapter Two: The Discipleship Phase of the Christian Life

Discipleship Redefined

In spite of current usage, I am making discipleship only a phase of the Christian life rather than a description of the whole. The root word for discipleship comes from the Greek verb akoloutheo, "to follow," as in the command of Jesus, "Follow me." The emphasis lies on the action of following Jesus and on the relationship of personal attachment to him that following entails. Our word "disciple" comes from a different word, mathetes, whose meaning is "learner" or "pupil." Jesus did indeed act as a teacher to disciples as students, but the relationship between him and his followers was much more crucial than that of a student to a rabbi. In the relationship with a rabbi the emphasis was on the subject matter. In the relationship with Jesus the emphasis was on Jesus himself. The kingdom about which he taught drew near not because he taught about it but because he embodied it. Therefore I want the word "disciple" to connote primarily attachment to the person of Jesus as it does in the Gospels rather than attention to a body of learning on the part of a student. Professor Fitzmyer puts it precisely in connection with his discussion of Luke: "Christian discipleship is portrayed not only as acceptance of a master's teaching, but as identification of oneself with the master's way of life and destiny in an intimate, personal following of him."22

The figure to follow is Jesus of Nazareth. Consequently, when we look for models and descriptions of the life of faith under the rubric of discipleship, we are confined almost entirely to the four Gospels, where the disciples spend a maximum of three years of their journey of faith. Most of that amounts to only puzzled beginnings of a faith which uniformly collapses under the weight of the crucifixion. To be sure, the resurrection revives that faith, but, except for Luke, the chroniclers of these beginnings offer no subsequent record of the disciples as followers of Jesus.

The New Testament story of faith's continuation after its initial collapse has to be gleaned from other books of the New Testament. In these books, for the most part, the journey of faith is not portrayed as following. When scholars look for a comparable single term for the life of faith after Easter, they come up with "imitate" as the sequel to "follow."23

Luke continues to call the faithful "disciples" in his second volume, but that is merely a carryover from his first volume. After the ascension there is no figure to follow, since Jesus stands at God's right hand (Acts 7:56). If there is anyone to follow, according to Acts, it would be the Spirit whom Jesus has poured out to bless and guide the church (Acts 2:33)..24

Aside from Luke, only John and Matthew offer any continuing version of discipleship, but in very restricted ways. John portrays a risen Christ twice instructing Peter to follow him John 21:19-22), but no figure is offered within that metaphor for him to follow. In John we are caught between a later editor's desire to continue the metaphor of discipleship and the original author's intention to close it off. The burden of the original author's farewell discourse was that Jesus would be absent from the disciples after his ascension and that the coming of the Holy Spirit as paraclete would fill the void. In her function as paraclete, the Spirit was positioned differently than Jesus had been.25 The departing Jesus says that during the discipleship stage the Spirit "dwells with you" but afterward "will be in you." So the original author did not conceive of the Spirit as going before the disciples in some fashion analogous to Jesus' leading the disciples in the days of his flesh. That leaves Matthew as the remaining source for continuation of the metaphor of discipleship beyond resurrection.

The Great Commission appears to express this intention with, "Make disciples of all nations" (Matt. 28:19). When we inquire about the content of this discipleship, the answer is, "Teaching them to observe all that I have commanded you." Presumably Jesus continues with the disciples through his commandments --" `and lo, I am with you always, to the close of the age" (v. 20). It is hinted obliquely in the threefold formula for baptism that the Holy Spirit provides an added dimension to this continuation of discipleship. Presumably this baptism fulfills the promise of John that Jesus would baptize with the Holy 'Spirit and with fire (Matt. 3:11).

Two very important factors complicate Matthew's continuing form of discipleship. From resurrection on, Jesus is with them, whereas before, they had been with Jesus, i.e., he had led out ahead of them. Where is the dynamic leadership of the itinerating Jesus after Easter? How does the Holy Spirit supply this dynamic if that is one of her intended functions? Matthew supplies no answer to these questions. Without further answers to these questions the mandate to teach "them to observe all that I have commanded you" overshadows trinitarian baptism and the promise of Jesus' continuing presence. The result is that following Jesus tends to degenerate into following his version of the law. Discipleship becomes scarcely distinguishable from Judaism. Jesus as the new Moses interprets the law without concession to human hardness of heart (Matt. 19:8) but with concessions to rabbinic argumentation (v. 9). Christianity becomes another school of legal interpretation alongside the schools of Hillel and Shammai. To be sure, this mode of being Christian is authentic but it misses too much of what came to distinguish Christianity from Judaism. I maintain that the church assembled a canon to include literature that would answer the questions Matthew left unanswered. Until the journeying Christian learns how to apply these answers he or she is caught in a relatively early phase of faith maturing.

I do not mean to leave out of account the redaction critical insight that Matthew, Mark, and particularly John intended the episodes of Jesus' ministry to apply to the present. It is a well-acknowledged assumption of Gospel research that the materials of Jesus' ministry were preserved and retold precisely because the church experienced in them the continuing presence of the risen Christ in the guise of a past figure.26 Experiencing Christ's presence in these Gospels is a major part of what it means for them to become the Word of God. Nevertheless Christians who live primarily out of the discipleship metaphor tend to be limited in their maturing by the tendency to view the Gospel materials as stories of a past and absent Master.

To sum up: Matthew, Mark, Luke, and John all portray Christian faith in terms of discipleship up until the resurrection. Matthew recommends that metaphor as valid to the close of the age, but does not give content for Jesus' continuing presence. How baptism in the name of Father, Son, and Holy Spirit makes a difference is never spelled out.

In spite of the fact that its post-Easter content is vague, very many Christians continue to be drawn to discipleship as a term for being Christian in preference to other options offered within the canon. Why do so many prefer this metaphor in spite of its vagueness when other New Testament metaphors for the Christian life seem better designed to fill the space left by the risen Christ? I certainly do not understand all the reasons but I suspect that some of the following are part of the answer.

The Appeal of Discipleship

One of the things that characterizes modern consciousness is its confidence that the critical study of history is a way to test the truth of traditional wisdom. This consistently critical appraisal of traditional wisdom is relatively recent. It only came to bear fully on the study of Christianity in the last quarter of the last century. Applied to Christianity it meant sooner or later the testing of the figure of Jesus Christ. With historical fact as the touchstone, a distinction immediately arose between Jesus of Nazareth, a known figure of history, and the risen Christ of faith, a figure beyond history. The only sure historical component to the risen Christ was the historicity of those who believed in him. Believing in this Christ amounted to having faith in someone else's faith. To avoid being vulnerable to all sorts of historically questionable myths, it seemed wise to turn to the firmer ground of Jesus of Nazareth. Thus one of the first projects of Christian scholars under the spell of history as the final arbiter of reality was the quest for the historical Jesus. As Albert Schweitzer's chronicle makes clear, this quest was driven not simply by the search for the holy grail of reliable historical fact, but also by the desire to undo in the name of Jesus a great deal of seeming nonsense that had clothed itself in the mantle of Christian dogma.27

These twin drives, to ground faith in history and to free us from dogma, still have their appeal today. It certainly takes a greater leap of faith for a modern historian to relate to the risen Christ of Pauline mysticism or to the paraclete of John than to commit oneself to the straightforward teaching and example of the historical Jesus. It takes far less credulity to remember this Jesus respectfully than it does to pray to him as a living presence. This form of faith protects one from certain excesses of religion brought on by mystical attachment to a risen Christ. For example, it is comforting to know that Jesus never spoke in tongues or that Jesus seemed more at home in the world of women, weddings, and wine than Paul ever was.

The wing of American Christianity that is concerned with social justice and attuned to theology in a modern idiom finds confirmation in the figure of Jesus. His prophetic message with its central theme of the kingdom of God blends with this party's commitment to justice and its concern for the poor and oppressed. As prophet of the coming kingdom Jesus ranks alongside the classic Old Testament prophets who are the chief patrons of this party. The Christ mysticism of Paul seems much more difficult to translate into modern myth than does the ethical religion of Jesus.

I suspect also that discipleship has great appeal to healthy, confident moderns. Jesus seemed to foster self-reliance, initiative, and responsibility. When he taught and directed others, he assumed they had the power to carry out his commands without debilitating reservations arising from doctrines of original sin and moral depravity. When, for example, Jesus told the parable of the good Samaritan he concluded with, "Go and do likewise" (Luke 10:37). That is something a healthy person can grasp. The Sermon on the Mount may not be easy, but it is understandable and many people under the constant pressure of the marketplace find it a steadying guide in that jungle of ethical relativity. There is less dependency in discipleship focused as it is on a healthy ability to respond rather than on the spiritual mysteries of a Paul or a John who harp on the inabilities of the sickly soul.

Surely these are some of the appeals of discipleship. Pastors charged with leading people committed to this mode of being Christian may find these musings helpful in imagining what forms of communication and program will appeal to devotees of discipleship. If clergy ever feel inclined to lead some kind of modern-day, religious equivalent of a charge up San Juan Hill, discipleship Christians are likely to be the rough riders who will want to form behind them. Discipleship breeds heroes of faith like Dietrich Bonhoeffer and Martin Luther King, Jr. This heroic note suggests the first feature of this initial phase of the process of Christian maturing.

The Motto of Discipleship

When we look for the New Testament model for discipleship, we find its archetype in the Twelve whom Jesus selected to be his closest companions and pupils. We concentrate on Mark's portrayal because Mark was the original artist and also because Matthew and Luke soften and touch up Mark's stark sketch. It is important at the outset to grant that the portraits of the disciples are drawn more to describe a phase of faith than to show what the Twelve were really like. The quest of the historical disciples, like the quest of the historical Jesus, leads us as much to theologies of faith of the synoptic authors as it does to the first historical disciples.28 But that suits our needs exactly, since it is precisely the shape of faith these figures represent that is the subject of this chapter.

The sense of confidence in the self that typifies this stage of faith comes out in the exchange triggered by the request of James and John for places of privilege. "Grant us to sit, one at your right hand and one at your left, in your glory" (Mark 10:37). The scene is set just prior to the entry into Jerusalem when Jesus' disciples supposed that he would launch the holy war against the Gentiles that would result in superpower status for Israel under the Davidic kingship of Jesus. James and John were asking for cabinet posts in the soon to be formed government. Jesus knew what they wanted, but they did not know what was really in store for them. Jesus foresaw crucifixion and collapse of the movement rather than escalation into military and political triumph. He asked if they were ready to endure what was actually in store for him and for them. "Are you able to drink the cup that I drink, or to be baptized with the baptism with which I am baptized?" The reply of James and John is the motto of the discipleship phase: "We are able" (Mark 10:39). What they were able for was battle and the risk of becoming casualties in the anticipated holy war. They were willing to fight and take their chances. The other disciples felt just as ready and able, as the rest of the conversation shows.

This self-confidence on the part of the disciples is an expression of late Judaism's confidence in the goodness of human nature as God created it. According to this psychology, the natural self is continually under pressure from a good impulse and from a bad impulse, with power to choose between the two. Within this Jewish framework the disciples no doubt viewed the influence of Jesus as informing and strengthening the self to choose the good impulse in service of the vision of establishing the kingdom of God in the style of the golden age of David. They supposed that all that Jesus required of them to share in this dream was to repent, to believe, and to be ready to fight. Jewish confidence in human nature and in Israel's political destiny made them able for this.

Women Who Fit the Mold

Lest one imagine that discipleship macho is a merely male trait, consider the venerable tradition of the all-sufficient woman of faith. Her archetype finds hymnlike expression in the ode to the good wife (Prov. 31:10-31). This woman who "fears the Lord" is "far more precious than jewels" not merely because she is a charming and beautiful companion and mother. There is more. By rising "while it is yet night" and working productively until well after dark ("her lamp does not go out at night") she supplies the economic base for the standard of living of her husband and children. Indeed, she earns the status that her husband enjoys= "her husband is known in the gates where he sets among the elders of the land." Max Weber thought he had found the model of the Protestant ethic in Franklin's male figure hammering from five in the morning until eight at night to comfort his creditors .29 The original is the woman in Proverbs.

She has been there all along, although the control of the literature by males obscures her image. Only occasionally does she come into view, as in the squabble between Martha and Mary (Luke 10:38ff.) or in the story of the Greek woman with enough chutzpah to argue Jesus to a standstill so that her possessed child might be healed (Mark 7:24ff.). She has also been there all along in the attitudes of her offspring. According to Matthew, James and John who gave us the motto for discipleship, "We are able," were put up to their life projects by a believably ambitious mother (Matt. 20:20). And Monica and Suzanna, the mothers of Augustine and Wesley, deserve the credit for the driven quality of the discipleship of their sons.

We live in a time when the drive of discipleship is becoming socially acceptable for women as well as men. We see these superwomen disciples on every hand changing costumes in phone booths, from singles to wives to mothers to graduate students to professionals to staff partners with spouses to singles again. The model from Proverbs is coming into her own.

Discipleship and Ego Strength

The parallel with modern therapeutic assumptions will be obvious. But Paul's term for people who work out of this naturally endowed self was psychikos, an adjective built on the root word psyche, meaning the soul or the self (I Cor. 2:14). The RSV word for psychikos is "unspiritual man," but the footnote alternative, "natural man," is more apt. An even more apt translation for our time would be "psychological person." The person who works out of ego strength is the modern-day equivalent of the "soulish" or "psychic" person of Paul's day. These were persons who traced the power of the religious self to the natural vitality all humans share by creation rather than to the special vitality derived from experience of Spirit. Consequently, people in the discipleship phase will desire and profit by counseling and therapy aimed at the strengthening of the self. Pastors of people in this stage will find it important to be able to respond to this desire for the strengthening of the self in the service of the tasks and privileges of the kingdom of God. This reliance on the self to the neglect of the energy of Spirit ranks discipleship as the beginning phase of Christian maturing.

Discipleship and Reparenting

There is, however, a conflict between discipleship's view of self and today's conventional understanding of what constitutes a mature self. Therapy commonly seeks to wean the adult away from dependence on parentlike figures. The mature self is the autonomous self, free to take charge of its own destiny. By contrast, discipleship seeks to reestablish a parenting relationship. This time, however, the parenting figure is no human, but God as heavenly Father. In effect, the disciple is adopted out of his or her natural family into the family of God in order to be resocialized into the values and life-style of this family. Whatever one's natural socialization in childhood, it was at odds with the orientation of the heavenly family and must be redone.

This need for resocialization accounts for Jesus' abrupt way with family ties. He called the original four away from family businesses. James and John left their father, Zebedee, on the shore (Mark 1:16-20). Jesus spurned the summons of his own mother and brothers, explaining to the crowd he was teaching that they were his family in the measure that they did the will of God (Mark 3:19b-21, 31-35). He generalized, "If any one comes to me and does not hate his own father and mother and wife and children and brothers and sisters, yes, and even his own psyche [as it was formed and continues to be reinforced by worldly influences working through the family], he cannot be my disciple" (Luke 14:26). For those who suppose that the parenting of discipleship will fit smoothly with natural family relationships, Matthew strikes the harshest blow. "Do not think that I have come to bring peace on earth; I have not come to bring peace but a sword. For I have come to set a man against his father, and a daughter against her mother ... and a man's foes will be those of his own household. He who loves father or mother more than me is not worthy of me; and he who loves son or daughter more than me is not worthy of me" (Matt. 10: 34-37).

These sayings do not mean that Jesus was antifamily. He made marriage and family more secure than any Jewish regulations had (Mark 10:2-16). He confirmed Peter in his family once their home had become the base for his mission (Mark 1:29-34). It was just that in many ways every family delivers us to adulthood at cross purposes with the kingdom of God. Discipleship entails allowing God to parent the adult disciple in ways that compensate

for that deforming influence of our natural families. One could summarize Jesus' whole nurture of his disciples as a guiding of them into maturing, as the family of God defines maturing over against the way natural families define it.

My characterization of discipleship as the childhood phase of faith comes from this necessity for all of us in some way to start over again. That is what Jesus prescribed for his grown-up but malformed followers by putting a child in their midst with the comment, "Truly, I say to you, unless you turn and become like children, you will never enter the kingdom of heaven" (Matt. 18:3).

Before considering the content of this new childhood under God's parenting, we need to note the fact that this childhood of faith must have a beginning. The Synoptics picture that beginning in the episode of the call of the four fishermen.

The Call to Discipleships30

This beginning is for adults. Discipleship calls for detachment from natural family and preoccupation with work, both of which assume adult status. That is the point of the four fishermen being called away from nets and boats and from the father, Zebedee (Mark 1:16ff.). The disciple is one who subserves his or her workaday life and family commitments to Jesus' mastery. Detachment from family and work as the chief expressions of the order of this world, and attachment to Jesus as the representative of the order of the kingdom, is the beginning of discipleship. Its contents unfold in Jesus' teaching and example as they come down to us in the stories of his ministry. To adopt as one's own rule of life the new principles of life that Jesus taught and modeled is to launch the reparenting and resocialization that discipleship represents.

Women Disciples

Women as well as men were called to discipleship. Male domination in late Judaism prevented their story from coming to the fore, but women disciples are clearly in evidence. They remain faithful between crucifixion and resurrection, bridging the gap in the process of discipleship nurture left by the failure of male disciples. Women coped better with Jesus' apparent failure. The woman who anointed Jesus for burial earned perpetual fame by accepting a fate for Jesus that no male disciple could stomach (Mark 14:3ff.

Women had been in the circle of disciples all along, as an occasional saying discloses. "Whoever does the will of God is my brother, and sister, and mother" (Mark 3:35). Mother and sister disciples supported the movement all along (Luke 8:1ff.). They would have made the same moves to disengage from family and work as men. The issue of women leaving work and home to become disciples is behind the complaint of Martha about her disciple sister, Mary (Luke 10:39ff.). No doubt there were disgruntled Marthas all over Galilee who were left with their disciple sisters' share of the housework.

Discipleship in Contrast to Crowd Religion

Adoption of new principles for living distinguishes disciples from the crowd. Members of the crowd sought out Jesus merely for the good he could do them. They never intended to alter their way of life, much less to make Jesus the arbiter of their lives. The story of the ten lepers is a perfect example of the difference between discipleship and crowd religion. Nine who remained with the crowd took their healing and went their merry way. The one who exemplifies discipleship made his healing an occasion for mounting a relationship with God, "praising God with a loud voice," and for a worshipful intimacy with Jesus, "and he fell on his face at Jesus' feet, giving him thanks" (Luke 17:11-19). These characterize discipleship. Parishioners who appear in the sanctuary only on Christmas and Easter are our most obvious "crowd" exemplars today.

The Advantage of Discipleship Over New Creation and Rebirth

The call of the four presents a more realistic picture of the beginning of the Christian life than the metaphors of new creation and rebirth. These tend to promise too much too soon. The call of the four shows not only that disciples must make a conscious and deliberate choice to answer Jesus' call but that a long journey lies ahead of them before the daily leading of Christ their new Master will counter the effects of their former lives. Only this long journey can prepare them to fulfill their destiny to become fishers of others. Discipleship takes account of the long road that leads toward maturing. This relieves the fledgling Christian of the crushing puzzlement and guilt that come when all things turn out not to be immediately and literally new for new creatures in Christ. It allows for the fact that new birth does not simply close off influences of a former life in the days that follow conversion.

The portrayal of discipleship in the Gospels is as accurate in dealing with the end of the road as with its beginning -- the story of the faith journey of the first disciples remains unfinished. No Gospel author takes up the task of tracing each of the twelve to the journey's end. That is a parable of the fact that our maturing is never finished. But there is an end to discipleship in the sense of a goal that provides orientation within the always incomplete process of maturing. That goal is given in the metaphor that dominates this book: "I will make you become fishers of men [others]" (Mark 1:17). As disciples we are all destined for mission, so that one of the principal measures of maturing is the extent to which we engage in mission. The prophetic guide to maturing in the Christian life may take the measure of a person's effectiveness by how soon and how well his or her charges become avid, knowledgeable, successful, and peaceful anglers. Isaac Walton, a contemporary of Bunyan, wrote a classic entitled The Compleat Angler, which depicts such anglers. Whether or not it was Walton's intention, his book is an apt metaphor of the heart of the clerical calling and of the delightful mood in which it may unfold. Walton's "compleat" angler studies not only how to catch fish but also how to be at peace while doing it. Walton found the joy in the doing as rewarding as the catch. His final admonition, "Be quiet and go a-angling," is worth attending, as is the accompanying quotation from I Thessalonians, "Study to be quiet" (4:11). But much must happen in the new childhood of discipleship before we arrive at such mature poise.

Our Father

The prayer Jesus taught the disciples epitomizes the content of the reworked childhood he prescribed. It amounts to a lesson plan for those responsible for nurturing themselves and others in it. The prayer begins as the petition of a group: "Our Father. . . : " God uses the company of disciples as the medium of nurture. The church acts as the family of God to model and reinforce for one another what God is drawing us all toward. Jesus dealt with his disciples as a group, calling four to begin with (Mark 1:16-20). Eventually he selected twelve as a symbol of a new people that this family of disciples was intended to become. Even when they were dispersed for mission purposes, they went two by two. Solo discipleship is an anomaly. Faith matures in company with others. I will not say there is no salvation outside the church. I am prepared to say there is no maturing outside it.

The circle of disciples constituted the new family in which childhood is reworked. In the Synoptic Gospels it is the equivalent of church. That circle came to focus as a table fellowship. That table replaced the table of natural family. The nurturing influence of discipleship was most intense at table with Jesus. The celebration of the Lord's Supper is the sacramental continuation of the disciple circle gathered around its table. Jesus sat at the head of the disciples' table conducting the nurturing process for the invisible parenting God. In the sacrament he continues to preside over our nurture.

"Our Father" points to the new parent whose affection, guidance, and careful support shepherds us into new growth. The affection of this father fuels growth and invites our love. As we grow in discipleship, we grow in the degree of our intimacy with the heavenly father until it becomes natural to speak to him with all the familiarity of a child to its daddy. Jesus' "Abba, Father" in the Garden of Gethsemane would be something like "Daddy Dear" in our usage .31 The loving acceptance of this affectionate intimacy with the single most important other in the universe has power. For those who believe, it overcomes the denigrating and debilitating estimate of ourselves that our natural parenting, our early socialization, and life's daily put-downs have fastened on us.

Here is the true source of the life-giving affirmation we seek from our closest friends and dearest loved ones. They provide what we seek in such imperfect ways that our hearts remain restless until they rest in this father's love. The cause of liberating women from the oppressive role assignments of our culture complicates discipleship's way of relating to God as a father. Many blame the church's doctrine of the fatherhood of God for the predicament of women in Western culture. This doctrine was used most recently to reinforce the roles assigned to men and women in the Victorian family.32 It is true that doctrines of the fatherhood of God and the brotherhood of man as we have inherited them from the nineteenth century do reflect our culture's way of looking at the masculine role. That way of looking at men does not do justice to the role of God grounded in the disciples' prayer in particular and in the New Testament generally. As the New Testament presents God in action, God fulfills the best of both masculine and feminine roles in the process of nurturing us toward maturity. These multiple roles attributed to God lead logically to a doctrine of the Trinity. Within the Trinity the mothering role of Spirit emerges on a par with the fathering role we are now exploring, and overcomes in principle the fixing of God as masculine which occurred in Jewish monotheism.33 When we come to describe the phase of the Christian life that I call "transition in Spirit," we shall see that God exercises what we call masculine and feminine roles simultaneously, thus overcoming in eschatological preview the dividing wall of sexuality that so many now experience. Even in the discipleship phase, the disciples' prayer counters oppressive associations from culture.

The petition "Hallowed be thy name" means that this father is not the same as any other father any of us have known. An essential meaning of "holy" is separate or special. In its original setting in Judaism this petition reaffirmed monotheism's main tenet that there is only one true God. That is being reaffirmed here as disciples confess that no one else has a comparable claim to our allegiance or a comparable function as the source of our life. We are to love this one, commit ourselves to this one in a way we have never done with any human being. Holiness means that this fathering God will never deal with us in quite the same way any human parent has. We need not fear the influence of this father, however complicated parenting has been for us heretofore. To become a child again to this father will lead to our maturing as disciples and not to the childishness of arrested development that natural parenting in some measure imprints upon us all.

Fear of making God masculine will not be the major hindrance for most of us in assuming the new childhood of discipleship. Pride in our grown-up autonomy will be. Adult hubris says we have outgrown the need for parenting with its return to dependence and its reeducation. However grown up we consider ourselves to be, we cannot avoid Jesus' insistence that unless we turn and become as children there is no way for us into the kingdom of God. Too much of what we think we know about life and how it should be lived is foolish and destructive from the perspective of the reign of God. We must allow God to parent us if we are to mature. Christians who think to jump over this phase and rush to bringing in the kingdom in their own adult way inevitably misrepresent that kingdom and bring some counterfeit in its stead.

Thy Kingdom Come

Only reparenting makes it possible to perceive, let alone serve, God's kingdom and God's will-"Thy kingdom come, thy will be done." We take these two petitions together because the second is an expansion of the first. It is omitted in Luke and probably was not original in Jesus' teaching. To us the words "kingdom of God" tend to misrepresent the idea that Jesus and the Synoptic writers intended to convey. So much is at stake here because the coming near of the kingdom and its inauguration were the central theme of Jesus' prophecy and teaching. That theme gives discipleship its decisive content.

"Kingdom" implies a particular political institutional form. Most Jews in Jesus' day, including all the original disciples, supposed he was espousing a militant form ofwhat we would now call Zionism, a return to the golden age of David. Most disciples in every era since then have supposed the same. The discipleship phase climaxes with the overcoming of this illusion. We should have known from the start that any political equivalency for the kingdom was out of the question since the distinctive ethics summarized in the Sermon on the Mount make this impossible. Love of neighbor, including love of enemies, is totally incompatible with a political kingdom based on military conquest and maintained by military might.

Jesus' idea of the kingdom of God did not come from Jewish political history but came from the stream of apocalyptic thinking in late Judaism. Daniel is its source rather than the books that record Israel's conquests. The apocalyptic kingdom is a new order which will be given by God from heaven at the coming of the Son of man in clouds (Mark 13:24ff.). We cannot explore here the full meaning of that symbol for the end, but two implications are essential for understanding the parenting process of discipleship. First, although the new order of the kingdom will never be established in this age, it is the order into which disciples are being reparented and resocialized. Jesus carne to declare the coming of this new order as God's agenda for humankind. Jesus did not come declaring discipleship for its own sake. Discipleship is intended to serve the new order. This explains the second implication. In the measure that family, work, and traditional institutional religion serve existing worldly orders, they must be left behind. Discipleship calls for detachment from every means that the existing order uses to fasten its values and life patterns on people. That is why the original call to discipleship summoned disciples away from work and home. God as father parents us into the ethic of the new order of the kingdom. His love is a demanding love. The discipleship stage declares, in the name of Jesus as its authoritative interpreter, that there is no way into the process of maturing in the Christian life without obedient submission to this parenting God. Much of the effort of ministers as prophetic guides at this stage will be devoted to explaining the content of this ethic as the will of the parenting God whose presence comes into our lives and through us into the world by way of this ethic.

 

Daily Bread

God as the parenting father matches our obedience with provision for all of our needs. We need not limit "bread" to bare necessities, as in a prison diet of bread and water. Jesus' teaching offered more than puritan or monastic asceticism. In response to anxiety about clothes Jesus held up the "lilies of the field" as a lavishly beautiful example of clothing by God that surpasses anything Solomon could have managed at the height of his glory. Beauty is included in daily bread (Matt. 6:25-33). Jesus came eating and drinking in contrast to John the Baptist's "diet for a small planet," opening himself to the charge of being a glutton and a drunkard who "partied" with tax collectors and other sinners (Matt. 11:16-19). Think of how many fine banquets figure in Jesus' teaching metaphors and in the reports of his ministry. Even the bread and wine of the Last Supper were not the whole meal. Dining together stand out as a special feature of Jesus' nurture of his disciples. Luke followed his version of the disciples' prayer with a series of metaphors reinforcing the openhanded provision of God as parenting father (Luke 11:5-13; Matt. 7:7-12).

Christians devoted to the Protestant ethic and used to paying their own way may have difficulty with this "free lunch" policy. It does not intend to detract from the necessity to work, but it does challenge the cause-and-effect relationship between work and provision for material needs. Disciples are being directed to credit God for the fruits of their labor so that his mysterious hand upsets the usual calculus. This means that most of us will get a level of provision far beyond anything we deserve for our work. All of these considerations are aimed at delivering us from the distracting and enslaving anxiety for things that sap life and displace the concerns of discipleship (Matt. 6:33). Only anxiety-free reliance on God's provision for our own needs makes possible the lavish generosity toward God and neighbor that Jesus' teaching mandates (Matt. 5:3842; Mark 12:41-44).

Conservative Christians represent God more faithfully here than most mainline clergy. Anxiety about career and standard of living automatically overpower church members in the absence of teaching about the fatherly provision of God. For a beginning, most clergy will need to offer what seems to be too much. I think immediately about claims that God provides parking spaces to "revived" believers.34 When I was a younger theologian and knew better what God would and would not do, I ruled out Yahweh's parking cars. Now I would not put anything past this prodigal God.

I do not mean to suggest that this fatherly God endorses upward mobility as the final consideration in discipleship. That cannot be squared with the saying, "But seek first his kingdom and his righteousness, and all these things shall be yours as well" (Matt. 6:33). Protestants especially misled one another in the Gilded Age that followed the Civil War when they assured themselves that God intended all to "get rich. "35 People who make riches their aim are attempting to create for themselves bogus self-worth and security. In discipleship, worth and security are bestowed as gifts upon all who accept the love of the father of the kingdom and submit to his regulations for life. Jesus taught that having riches makes it more difficult to enter the kingdom (Mark 10:23).

What level of provision should a disciple expect? That cannot be adequately described in the coin of worldly exchange. When Peter asked that question for himself and all disciples, the answer was, "Truly, I say to you, there is no one who has left house or brothers or sisters or mother or father or children or lands, for my sake and for the gospel, who will not receive a hundredfold now in this time" (Mark 10:29-30). The point was that disciples will suffer no sense of loss for having shifted from anxiety about their level of well-being to trust in the support of the parenting God. In fact, we should expect to experience lavish provision, though we must reckon on some changes of taste in the course of our resocialization as disciples.

Forgive Us Our Debts

Having met our anxiety about material well-being, the prayer moves on to the equally important sustenance of preserving us in discipleship in spite of our continuing sins. We never quite slough off the effects of our former socialization, so that the imprint of that conditioning continues to haunt our attempts to act differently. The demons are anxious to fill any space not occupied by the nurture of God (Matt. 12:23ff.). In spite of the rigor of the new regulations, God is not a perfectionist parent, expecting what we cannot deliver. The injunction is to be perfect (Matt. 5:48). But perfection cannot mean what it connotes to us, otherwise the prayer would not provide for daily sinning, nor would there be provision for breaches within the community (Matt. 18:15-20). The theme of the Sermon prior to the saying on perfection has been the contrast between Jesus' rigorous exposition of true righteousness and the Pharisees' relaxing of the commandments.

Matthew's point is that Jesus' ethical teaching takes the exposition of God's will beyond the shortcomings of Pharisaic exposition and on to completion. Disciples must

tie their lives to this complete exposition of God's will and in that sense be perfect. "There must be no limits [like the limits being offered by Pharisees], as your heavenly Father's goodness knows no bounds." Breaches of true righteousness with God and within the disciple circle are bound to come. But then they must be repaired immediately, before the sun goes down (Eph. 4:26). And there must be no limit to the number of times forgiveness is offered (Matt. 18:21-22). This continual and immediate process of reconciliation must go on because relationships with God and with other disciples are the vehicles of nurture. Everything depends on keeping them free of obstructions to the flow of the power to mature.

Growing Pains

"Lead us not into temptation" calls attention to the fact that discipleship unfolds toward maturing only by overcoming obstacles to growth. Temptation means "testing" as Jesus was tested by Satan in the wilderness. Just as health in childhood is not the absence of disease, but the overcoming of it with the consequent building up of immunities, so we grow in righteousness as we fall prey to temptation, but build resistance to it in the process. This testing process comes with the territory, since we bring the tapes of our former socialization with us into discipleship. Maturing means suffering through the editing while new tapes of discipleship are being cut to displace the old tapes of crowd religion. The sense of the petition then is, "Do not let me be caught in tests too severe for me to manage in my spiritual infancy, and never, never let me sense that I have been abandoned by you when I fall." You see how the last two fit together. There can be no abandonment by this parenting God who has committed himself along with his whole earthly family to forgiving restoration-whatever may befall.

So much for the prayer as an inventory of important factors in discipleship nurture. The factors of resistance and testing at its end point to the final resistances that must be overcome before the discipleship phase may come to completion. The ultimate resistances to be overcome by reparenting and resocialization are illusions about who Jesus is and what the coming of the kingdom means. They are two sides of the same coin.

Beyond Illusion

Christology and the nature of the kingdom were the issues that caused the original disciples to defect. We can observe a process of dawning appreciation in the case of the first issue. They met Jesus as a prophet announcing the coming kingdom. They followed him initially on that basis. His ministry seemed to be a branch of the movement of the prophet John the Baptist. Then he unfolded a body of teaching about the nature of the kingdom and of life in it. He became their teacher-rabbi. The role of prophet and of teacher were both attested by healings, exorcisms, and nature miracles. At Caesarea Philippi disciples are represented as having put the prophecy and teaching about the kingdom of God together with the miracles and coming to the conclusion the crowd had missed. Jesus was more than a teacher-prophet-he was the Messiah of the coming kingdom. He was not just the herald of the kingdom but the agent through whom God would set it up. So far, so good.

Now the disciples' idea of the kingdom became decisive. Their religious nurture led them to expect the coming kingdom to be a return of the golden age of David. But this time Israel would be upgraded to a superpower that would impose its religion and will upon all the peoples of the earth. The Gentile nations were to become Israel's servants (Isa. 60). The first step in the coming of this kingdom was to be a holy war against Rome led by the messiah in his role as a charismatic warrior. At Caesarea Philippi all this came together. The disciples saw Jesus as this Son of David Messiah. Now they understood why Jesus had gone up to Jerusalem in spite of the resistance to him. He had come to Jerusalem to inaugurate the holy war against Rome in the ancient capital of his people. They began to collect weapons for the fray (Luke 22:36, 38). The disciples did not simply invent this scenario to fulfill some private wish. They had received it as part of their religious training.

Some such illusion about the kingdom and Jesus' role in it seems endemic to discipleship. The church through much of its history has been wedded to some variation of this illusory package. I think immediately of examples such as the church under Constantine; the dream of a holy Roman empire; crusade fever; the political alliances of the Reformation that led to state churches; and, closer to home, the American Protestant project to turn America into the kingdom of God.38 This misperception of the kingdom of God and of Jesus' role in it is the grand illusion of discipleship.

American disciples still have to move beyond thinking of America as the kingdom of God if they are to complete the work of that phase well enough to move to further maturing. That illusion persists among conservative Christians in their veneration of the economic and political systems of America as adequate vehicles of the kingdom of God. The coming of the kingdom only waits for the imposition of their private morality on the public at large. Current features of that morality include the allocation of national resources to outarm, and, if necessary, outfight the Russians; the return to laissez-faire capitalism in explicit rejection of welfare state compensation for the inequities of that economic system; and a ban on abortion as being a crime equivalent to murder. We saw the movement of this kingdom illusion peak in a coalition of Reagan forces, the Moral Majority, and the right-to-life movement.

Social activist Christians keep a counter hope and companion illusion alive in the form of liberation theology. For them the Vietnam war scuttled the hope of America ever qualifying as the promised land of the kingdom. So, many have shifted their hope to the Third World, where religiopolitical revolutionary movements of the oppressed might provide the occasion for the kingdom's coming there. Jesus is perceived by both types of Christianity as prophetic teacher of both versions of the kingdom. Both are prepared to follow him into holy war.

Transition to the phase of maturing beyond discipleship depends on turning away from these worldly versions of kingdom and messiah. Instead, disciples must settle for an apocalyptic kingdom which can never find adequate political implementation in institutions of this world. This more mature orientation will be content with increasing the level of justice where possible in all human institutions without expecting to transform them into the kingdom of God. Persons may now be recruited to share in advocating and implementing that justice as part of the process of Christian maturing. The final collapse of these illusions about Jesus and the kingdom belongs to the next phase, so we will discuss them in that connection in the next chapter. We need only observe now that discipleship comes to a climax in the shift from hope of our triumph in this world to hope of God's triumph in the next.

Fishers of Others: A Model for Ministry

Meanwhile the parenting God fathers his family toward maturing-illusions and all. As we noted in the call of the four (Mark 1:16-20), the call to discipleship served notice to disciples that they were to become fishers of others. I shall maintain that this is the ultimate goal of the whole maturing process within the Christian life. The disciples were continually reminded of this mandate, for to follow Jesus was to watch him as he fished for others. All the time that Jesus was teaching and leading the disciple circle he was engaged in mission. One cannot avoid the conclusion that disciples are missioners in training. It was only a matter of maturing and time before they were sent out to augment Jesus' mission. Eventually Jesus called out twelve specifically for mission and later sent them out to duplicate his ministry. The striking thing is that disciples are put into mission even before they overcome their illusions about Jesus and the kingdom. Does this suddenly indulgent father put his children in mission at risk of their mixing their illusions into the action? Apparently so-strange Godl The lesson must be that there is no phase in the Christian life in which we may plead immaturity in order to be free of the obligation to participate in mission.

A selection process takes place in connection with the call to augment Jesus' ministry. Only some of the company of disciples get to duplicate the public ministry of Jesus-preaching to the crowds, teaching disciple groups that respond, dealing with people one by one as they come forward, and healing as they go. The analogy to the professional ministry is obvious. Most Protestant theologies of ministry interpret ordination as the call to preach, teach, pastor, and administer the Sacraments to a largely passive assembly of hearers in obvious imitation of the model we see Jesus display in the Gospels. The Reformation definition of the church as present wherever the Word is rightly preached and the Sacraments rightly administered duplicates this picture of ministry. Only one person on the scene holds a pole. The rest presumably are fish to be caught. This picture in the Gospels of Jesus as model for ordained ministry is so powerful that it has seduced the church in general and clergy in particular into adopting it as the complete picture of ministry. This particular picture is most appropriate to the discipleship phase of Christian maturing. It misrepresents the rest of the New Testament's doctrine whereby ministry belongs to the whole church without the distinction we make between laity and clergy 37 This other picture of ministry emerged in the so-called theologies of the ministries of the laity.

After a flurry of such theologies not much has changed in the churches. We may begin to benefit from these seemingly competing doctrines of ministry only when we begin to appreciate that each correlates with a particular phase of maturing in the Christian life. The picture of ministry we see displayed at eleven o'clock on Sunday morning in the average local church is one most appropriate to the disciple, or childhood, phase of faith. As clergy and laity in a particular congregation move beyond that phase, the eleven o'clock service will need to change to meet the new situation. Other forms of gathering and other configurations of ministry will need to emerge. The eleveno'clock Sunday-morning ministry will always continue at least as fishing ground, launching pad, and seedbed, out of which subsequent phases of growth in Christian life and ministry emerge. How to match forms of ministry with phases of maturing will be the subject of the final chapter. But there are particular implications of the discipleship phase for clergy development that are best attended while this phase is freshly before us.

Discipleship Phase for Clergy

If the experience of a few clergy is typical, many of us spend half our careers under the spell of the illusions of the discipleship phase. For clergy these illusions are variations of the basic illusions about Christ and kingdom we traced in discipleship. If we substitute career for kingdom and minister for the Christ figure, the implications for maturing begin to unfold.

Most contemporary Christians have no eschatology comparable in scope to the one we saw in the Gospels. Apart from hope for personal immortality, we make little use of the images of the return of Christ, the end of this world, and a great judgment. There is perhaps a vague hangover of the traditional confidence that America is so special it will become the scene of the final unfolding of the kingdom of God. In the absence of confidence in the biblical images for the end, we tend to be at the mercy of the apocalyptic image of nuclear holocaust. This seems to be the only image for the end that has much power in church or culture today.

This substitution of an image of nuclear holocaust for the coming of Christ is a parable of what happens to Christians when they cease to believe in their own eschatological heritage. The culture supplies its own images for the end when we default by ceasing to believe in biblical images of God's triumph at the end. Clerical careers tend to fall prey to a similar process.

Most of us respond to a call to ministry with particular, beloved and effective clergypersons in mind. As we observe their ministry we see God challenging human lives with the transforming power of the gospel. Since we long for such challenge and transformation, we suppose the people in those congregations do also. We respond wholeheartedly and we suppose those congregations are doing the same. Our call often comes as we observe some model clergy figures who are at their best speaking in public. There is little real appreciation among admirers of how seriously hearers are actually taking these persons they admire. Candidates for ministry vastly overrate the influence their favorite clergy are having. Consequently, prospective ministers are able to sustain their dream of ministry until their first call or appointment to parish leadership after graduation from seminary and full ordination. Then the reality of the profession tumbles in on them.

The reality is that the vast majority of persons in a typical congregation do not want themselves or their world to be transformed by the gospel. Instead, they want the minister to help them make life easier to manage while they and their world stay the same in every important respect. The gospel says that we and the world orders in which we live must be changed to enjoy its blessings. The good news most people want to hear is that we can be blessed without anything changing. For most beginning clergy that is a wrenching revelation. Our road takes a turn toward Jerusalem. The congregation's view of ministry is very different from ours. We come wishing to be change agents in the name of the gospel of Jesus Christ. That is the meaning of ministry to which we responded and which our theological education has reinforced. Their view is that ministry is to support the status quo. Which view will prevail? Here we finally touch bottom. When we realistically assess the actual situation of the minister in a local congregation, we are forced to conclude that the people in the congregation have more power to change us than we have to change them. How we respond to this turn of events determines the shape of our ministries for the next ten to fifteen years.

Most of us have little choice but to accommodate to the congregation's view. No one has warned us that this is what the ministry is really like. Nor has our training equipped us to deal with the reality when it comes out.

At this point the eschatology of the culture fills the vacuum our preparation for ministry has left. We are in desperate need of an eschatology of some kind, for our world threatens to come to an end. But the end is not yet. There is an unconfessed eschatology at hand within the churches. It is no less real or powerful because it remains unstated. Dean Hoge has exposed the current eschatology of Protestants in the institutional church 38 Underneath the professing of most church people that they are pursuing traditional Christian values and churchly mission goals there lies a more fundamental commitment to what Hoge calls the big three. Typically, church members, clergy and lay, are most deeply committed to family, career, and standard of living. Whenever we are challenged by competing values, these three prevail.

Caught in the backwash of broken dreams of being change agents, young clergy shift toward pursuit of career as an alternative future. Advocacy of personal and social transformation fades as a major preoccupation of ministry. Career becomes the dominant eschatology for the profession. An unspoken contract gets struck. If we exert ourselves to provide what the institutional church wants at local and denominational levels, we will be rewarded with career advancement. From this point on, our ministries tend to be driven by pursuit of career rather than by passion for change.

To retain or recover our original dream in the face of career eschatology we will need to take certain steps. Discipleship nurture for clergy will mean clustering with other clergy who are resisting this takeover of the eschatology of career. This disciple circle will need to find together the means of grace to purge its members of domination by the big three until some more faithful form of ministry emerges. I am confident that can happen-but not unless clergy arrange for themselves a nurturing process similar to the one we have described in the discipleship phase.

I hope I have not drawn too dark a picture of the first and formative years as a pastoral leader. For many readers what I have described will not fit their experience. All my reading and observation tells me that it is an accurate picture of what happens to most of us. It is nothing any of us ought to feel ashamed o£ The culture and the institution to which we belong prescribe it for us. It is merely the churchly version of what happens to most adult males in our culture. I doubt there is much we can do about it until it happens to us, given our lack of warning and preparation. What matters is that we take vigorous action when we come to realize what is happening.

If this description of the predicament of the minister does not strike a chord of recognition now, eventually it will. Perhaps we may be fifteen to twenty years into ministry. That is how long it usually takes for career advancement to reach its peak. That point in our careers is like the experience of the first disciples when their career dreams vanished at the arrest of Jesus and the prospect of his execution. They had done what Jesus asked in the hope of a career in the coming kingdom. From their point of view it seemed that Jesus had defaulted on their deal. They forsook him and fled.

We experience a similar sense of betrayal. We have contracted with the institutional church for career advancement. Then the institution fails to keep its part of the bargain. Sometime in our forties or fifties we realize that we will rise no higher. There will be no larger or more challenging parishes to lead. How we respond to this jolt to our hopes will determine our path of maturing from then on. The description of the next phase of faith journey deals with this response. If we respond appropriately, this time in our careers may usher in a golden era of usefulness and satisfaction.

 

 

 

Notes (notes 1-21 are in Chapter One)

22. Joseph A. Fitzmyer, ed. and tr., The Gospel According to Luke, l-IX, The Anchor Bible, Vol. 28 (Doubleday & Co., 1981). 23. See Anselm Schulz, Nachfolgen und Nachahmen (Following and Imitating) (Munich: Kosel-Verlag, 1962), and Hans Dieter Betz, Nachfolge und Nachahmung Jesu Christi im Neuen Testament (Discipleship and Imitation of Jesus Christ in the New Testament) (Tiibingen: J. C. B. Mohr [Paul Siebeck], 1967).

24. According to Conzelmann, Luke intended the time of Jesus' ministry to be a unique and unrepeatable "middle of time," the conditions of which could not have been continued into the time of the church. See Hans Conzelmann, The Theology of St. Luke (Harper & Brothers, 1960), pp. 170ff.

25. In the next chapter, I shall explain how it is especially appropriate to speak of the Spirit as feminine.

26. For an argument of this intention for Mark particularly, but for others as well, see Hamilton, Recovery of the Protestant Adventure.

27. Albert Schweitzer, The Quest of the Historical Jesus (London: Adam & Charles Black, 1952).

28. For the perspective of redaction criticism which this chapter assumes but which it is beyond the scope of this book to explain, see Norman Perrin, What Is Redaction Criticism? (Fortress Press, 1969), and Joachim Rohde, Rediscovering the Teaching of the Evangelists, The New Testament Library (Westminster Press, 1968).

29. Max Weber, The Protestant Ethic and the Spirit of Capitalism (Charles Scribner's Sons, 1958), p. 49.

30. For a detailed treatment of this pericope, see Hamilton, Recovery of the Protestant Adventure, pp. 108-113.

31. Joachim Jeremias, The Prayers of Jesus (Fortress Press, 1978), pp. 96ff.

32. See Janet F. Fishburn, The Fatherhood of God and the Victorian Family: The Social Gospel in America (Fortress Press, 1982). Some even suggest that women were treated more fairly in heretical sects: Elaine Pagels, The Gnostic Gospels (Random House, 1979), for which there is inadequate grounds; c£ Kathleen McVey, "Gnosticism, Feminism, and Elaine Pagels," Theology Today, Vol. 37, No. 4 Qan. 1981), pp. 498-501.

33. Jiirgen Moltmann's lecture, "A Doxological Concept of the Trinity," delivered at Moravian Theological Seminary, Bethlehem, Pa., Nov. 19, 1980.

34. Dennis J. Bennett, Nine O'Clock in the Morning: An Episcopal Priest Discovers the Holy Spirit (Logos International, 1970), pp. 106ff.

35. Russell H. Conwell, Acres of Diamonds (Harper & Brothers, 1915), p. 18. Taken from a prime example of the Gospel of Wealth, "Acres of Diamonds" was the most famous lecture of that time by a Baptist clergyman.

36. For a recent expost; of this last illusion, see Hamilton, Recovery of the Protestant Adventure, Pt. I.

37. See, for example, Model for Ministry: A Report for Study Issued by the General Assembly Special Committee on the Theology of the Call, Lewis Mudge, ed., with essays by Arthur C. Cochrane (Philadelphia: Office of the General Assembly of The United Presbyterian Church U.S.A., 1970). 38. Hoge, Division in the Protestant House.

 

 

 

 

Chapter One: An Integrating Center for the Minister’s Work

Throughout their careers clergy experience the need for some perspective on their work that will help them to order the mind-boggling variety of demands their parishioners lay upon them. Without such ordering of priorities, the minister feels overloaded with details and unsure if the sixty-hour-plus workweek is yielding results to match the time and effort invested. Even more important to continuing morale is the need for some integrating center from which the minister can preserve a satisfying balance between what the church requires to satisfy the conditions of employment and what the minister requires to satisfy his or her sense of calling.

This need for an ordering and integrating center peaks periodically in typical clerical careers. The most frequently discussed time for clergy, as for many other professional groups, is mid-career. One Saturday morning amid the breakfast dishes and the litter of a week of parallel careers, I chanced upon a minister and his spouse. Their guards were down. He had been reading a book on mid-life crisis, geared especially to clergy. In it he found an excruciatingly accurate metaphor for the way he felt his life was going. It was in a section entitled "Just a Machine." The author is sharing his agony with his wife: "I said to Sally at one point, `I feel like a vending machine, dispensing products. Someone pushes a button, and out comes a sermon. Someone pushes another button for a solution to a personal or administrative problem. The family pushes buttons, and out come dollars or time involvement. The community pushes other buttons, and I show up at meetings, sign petitions, and take stands." 2 My friend's lament was that he never got to push any buttons of his own choosing. His life seemed forever at the mercy of the bidding of others. My Saturday morning companion had grown bone weary satisfying the requirements of others, with no compensating chance to meet his own. He was like the member of a first-aid squad, forever at the mercy of those at-home radios, liable to squeal an emergency call at any minute. It was time to put in an emergency call of his own, but a one-way system set up for only incoming calls offered no way to call out.

The soft undertone of most such conversations includes the wish to change location, but at mid-career it is difficult to arrange for a next parish of comparable size and salary. Even then there is no guarantee that the same frustration will not unfold in the next place. My minister friend was highly successful in meeting all the requirements the congregation judges belong to his vocation, but he had no equivalent success in meeting the requirements for his own vocational satisfaction. If he was to maintain energy and élan for the second half of his career, he needed a more effective way to sort out and reconcile these two competing sets of requirements.

Crisis in the Beginning Years

This same minister had probably experienced a similar crisis early in his career, but it came at a time of life that receives much less public attention. Besides, he was much more resilient then. There is this other time in the ministry, however, when there is an acute need for a way to bring order and greater satisfaction to one's calling. It may be buried in memory, not by intervening successes, but by experiences too painful to permit recall. At least that is what mature clergy often report to me at conferences where we try to review some of the best and worst times of the first five years after graduation from seminary. In a study on stress in ministry, ministers reported that 42 percent of the periods of stress they recalled took place during the first five years, and more than 25 percent in the first two years .3

Donald Smith found that the major source of stress in the first years is the conflict between the image of the profession that the minister carries into it and the way the profession actually unfolds. Typically the new minister wishes to be a prophet-pastor, while the congregation looks for an administrator-pastor. Small first congregations want to flourish as institutions. New clergy want to bring the kingdom of God to persons and to society. I suspect that one of the reasons the stress peaks at two years is that by then the realization has dawned on the aspiring prophet that the congregation has more power to get what it wants from the new minister than the new minister has to get what he or she wants from the first congregation. As the novice clergyperson struggles for a more realistic appreciation of the demands of the profession, there is every chance that the institution will also force its agenda on him or her without due regard for the original urge to be a prophet-pastor. In the measure this happens, the unfortunate compromise struck in the early years will haunt the whole career until the frustration of that Saturday-morning conversation breaks out in later years. New clergy are usually strikingly successful at meeting the realities of the profession but disappointingly unsuccessful at meeting the realities of their own calling.

In denominations with an appointive system, the weight of this early period tilts too easily in favor of institutional needs and away from calling needs. Methodist clergy agreed that in those first years they felt like Sisyphus condemned perpetually to roll a huge stone up a high hill only to have the stone roll back down again.4 In both the call system and the appointment system, beginning clergy tend to land in congregations that are so troubled or so marginal they cannot attract more skilled and experienced clergy.

Under an appointive system a minister's first congregation has probably been the victim of a rapid succession of inexperienced clergy who never stayed long enough to share the benefits of the experience won at the congregation's expense. No wonder the congregation has little enthusiasm for the next clerical leader's idea of ministry. Sooner or later the novice appointee awakens to the truth that few in the congregation or in the supervising hierarchy expect much accomplishment in terms of ministry. The real assignment is to learn to get along in the institution by going along with its needs as an institution. What the denominational supervisor wants to see is how cheerfully new clergy accept an assignment where the stone regularly rolls back down and over the struggling prophet-pastor. If during the testing period the new minister bounces up again smiling and cheerful after each traverse of the rock, he or she shows promise of deserving a next post where some accomplishment is possible. During the same period the new clergyperson may observe that the larger organization has few means to monitor prophetic-pastoral ministry, but many indices of how well things are going for the institution. This whole set of initial circumstances tends to present the profession as one that requires an adjustment that is both unfair and unsatisfying to the neophyte's sense of calling.

Sometimes institutional needs upstage the calling even in the process of recognizing that call. I know a young woman seminarian whose approval for ordination was postponed for a year with the explanation by the examining committee that they knew she could stand the postponement better than other, less mature candidates.

If theological education does its job well, new clergy come from seminary fired with the mission to be agents of change. No wonder they suffer trauma when they discover they are the chief targets of change. The tragedy is not that new clergy need to change their perception of the ministry, but that currently neither the seminaries nor the churches offer a metaphor for ministry that stands up under the first excruciating tension between the needs of one's calling and the needs of the church as institution.

One of the chief aims of this book is to provide such a metaphor. In my judgment the trauma of the early years arises not from having to come to terms with the realities of the profession but from the sense of having to surrender one's dream of ministry in the process. As the institution presents its claims on the profession, too little allowance is made for the element of prophet-pastor. If it were just that this dream were being given better orientation to reality, that would not be so bad. What feels bad is that the prophet-pastor seems eclipsed. The seeds for mid-career despair are sown when, looking back, we see that so much of the calling seems to have been neglected.

Crisis in the Final Years

The bearable thing about the crises of integrity that often occur in early and mid career is that there is still time to compensate for what seems to be going or has gone amiss in the working out of the minister's calling. But what is to be done when retirement draws near and there is no time to correct for lost dreams? More than one mature clergyperson has said to me, "If I had only known all this forty years sooner."

If my metaphor for ministry is apt, it should not only inform the life of the minister in full swing, but it should encompass the whole span of ministry. It is one of the virtues of a metaphor for ministry tied to organic development that it can provide for every time, no matter how we may sigh to ourselves or the world declare that the chances of renewed meaning lie behind us. The metaphor for ministry we seek should stand up at every time of career, clarifying and encouraging the ministry at hand.

Outworn Metaphors for Ministry

H. Richard Niebuhr's famous metaphor for the minister as "pastoral director,"5 and more recent variations of it, 6 continue to be useful in taking account of the two elements that distinguish the ministry from other professions, namely, the sense of a personal calling to be a prophetic resource to persons and to structures in society plus accountability to an organization that the minister both leads and serves. But this metaphor merely juxtaposes the two elements. What is missing in "pastoral director" is just the integrative element we are seeking. We require some perspective that can order the well as balance personal calling and institutional accountability

Samuel Blizzard described exactly the thing we are seeking. It is what Donald Smith and he call a minister's "integrative role." Speaking from a time when clergy were expected to be male, the integrative role is the minister's "goal orientation, or frame of reference to his work. . . . It is the end toward which he is working in his professional relationship with parishioners, church associations, community groups, and the general public. It is what he’s trying to accomplish with people in the professional practice of religion."7

The closest Niebuhr came to offering such a goal orientation was to suggest that the work of the pastoral-director is "the increase among men of the love of God and Neighbor." The value of this formulation is that it makes room for the two major foci for ministry within Protestantism: evangelism and social action or to use the language of the recent report of the Association of Theological Schools, "spiritual emphasis" and "social action emphasis."8

The churches have just completed two decades devoted to each of these emphases in turn, the 1960s for social action and the 1970s for evangelism. A historical and theological analysis of one or the other of these emphases shows each to be wanting as an adequate expression of the ministry.9 In the measure to which these are used to focus ministry in turn or together, the result has proved to be unresolvable conflict within a congregation or a denomination10 In the pluralistic churches of today, both emphases are always present to some extent, so that the ideal ministry attempts some balance between the two.

This balance as the goal for ministry has produced the latest attempts to epitomize the work of the minister in terms of the master roles11 of "facilitator," "enabler," and "conflict manager." In a pluralistic church the first two lead inevitably to the last. If the minister undertakes to encourage and implement the crazy-quilt variety of ideas in the average congregation of what the church should be doing with its members and resources, he or she soon finds that these ideas are competitive rather than complementary. At that point the presiding pastor must become a "conflict manager" or the whole operation dissolves into political chaos.

An apt metaphor for this very popular form of integrative role for ministry today would be the forest ranger on watch high up in a fire tower. The task of the minister is constantly to survey the horizon of the parish and be alert for any sign of impending conflict. Under this metaphor, the good minister is the one who keeps reducing the elapsed time from the detection of the first wisp of the smoke of conflict, through the scramble down the long ladder and the rush out to the trouble spot, to the stamping out of the smoldering source of smoke before it bursts into the flame of serious congregational conflict. As a master role this is, to say the least, wearing. Worst of all, it is hopeless as a means of satisfying calling, since it puts us back into that vending machine experience, completely at the disposal of the initiative and expectation of others, with no space left to satisfy one's own sense of calling.

The effect of facilitator, enabler, and conflict manager as master roles tends to be a bland and temporary peace at the expense of any unifying and energizing vision. The roles of enabler and conflict manager discourage any prophetic input from the minister. An enabler serves others' vision; a conflict manager does not complicate the scene with one more contending point of view. Actually these master roles are more appropriate to the therapeutic community from which they came. They serve to provide a kind of peace and unity in the church but not the purity that distinguishes the church from other groups in society.

There is some theological sense in the notion that the church models reconciliation in a pluralistic society by helping all kinds of people to get along together in church who would not associate, let alone work together in the world outside the church. This is the argument that is offered as a theological justification for the minister in the dominant roles of enabler and conflict manager. But reconciliation in the New Testament means primarily reconciliation to God and transformation of persons who then work for transformation in the world-not carte blanche provision for whatever views and life-styles members bring to congregational life.

Thus, reconciliation among Christians means living, working, and worshiping together on a basis that transcends the common denominator that conflict management finds. Unless this transforming and transcending reconciliation sets the tone, life in the church merely mirrors the tensions of pluralistic society. Reconciliation as transformation calls for ministerial leadership with a vision that transcends the conflict between evangelicals and social activists. The function of providing a transforming vision that transcends conflicting parties is not adequately included under "enabler" or "conflict manager." That is why we are searching beyond them for a metaphor for ministry with such a vision. We need a way of doing ministry that catches up what is most valuable in each of the two dominant parties of American Christianity and reconciles their adherents at a new level beyond the present competition between them. The metaphor for minister as such a visionary will include the functions of enabler and conflict manager, since those skills will always be appropriate to leaders of voluntary organizations. But when reconciliation is defined in terms of transformation, the result we hope for within the churches is more than an uneasy truce in the ongoing cold war between baptized Democrats and Republicans.

As we have reviewed the major integrating perspectives upon ministry of the past few decades, it has become increasingly clear what we seek. We need a metaphor to meet the crises of ministerial identity that occur typically in the early years, at mid-career, and in the years before retirement. This implies that the metaphor will need to have developmental relevance to the whole life span. We need a metaphor that also features a master or integrative role that lets the clergyperson know with greater specificity what he or she is trying to accomplish through the usual professional roles of preacher, liturgist, pastor, educator, evangelist, advocate of justice, and administrator. The generalized aim to spread the love of God and neighbor is too vague.12 The metaphor should also provide a reference by which the minister can strike a satisfying balance between what the congregation wants of the minister and what the minister needs in order to satisfy a sense of calling. It must also provide a vision of the mission of the church and its ministry that transcends the polarity and party spirit of evangelical-conservative versus social activist-liberal, private party versus public party. It will be the thesis of this book that prophetic guide to maturing in the Christian life is a metaphor for the professional ministry that fulfills all these specifications.

Prophetic Guide

When we first hear this metaphor it may seem to be suggesting a retreat into sectarian piety divorced from concern for social justice. The prophetic note in the metaphor should allay that anxiety, for it points to the vision of social justice that maturing in the Christian life entails. In fact the metaphor of prophetic guide draws its substance from the content of the Christian life to which it points. The Christian life I find described in the New Testament culminates in a willingness to engage in mission that includes witness, acts of charity, and acts of justice -- all at risk of losing worldly reward. The note of risk is essential, for it reflects the biblical dimension of self-denial and tragedy symbolized in the cross. This distinguishes Christian maturing from the upward mobility so often associated with evangelism, and from the triumphalism so often associated with social action. While confirming social concern, this metaphor at the same time confirms the concern for true piety so dear to the hearts of evangelicals.

It even makes room for a third concern within Christendom, namely, the emphasis on Spirit in the charismatic movement. A New Testament doctrine of the Christian life provides for the element of spiritual giftedness so necessary to the exercise of mission in a graceful way. At the same time, it provides grounds for a sympathetic critique of the charismatic movement's foibles, as well as of the foibles of evangelicals and social activists. In short, I intend to give to this metaphor for the ministry content out of a doctrine of the Christian life that includes the best of each major contemporary version of the Christian in mission. In no way does prophetic guide simply confirm the status quo in the world or in the church.

The master role to which this metaphor points declares that the main business of clergy is to provide or arrange for the resources necessary for Christians to mature. I will illustrate in a final chapter how this master role as a metaphor for integration can direct the energy of the pastoral leader in each of the professional roles. But at the outset it is important to see the metaphor of prophetic guide as the source of professional identity. The minister is unique compared with all the other helping professionals by virtue of the unique outcomes of his or her labor. The end result of the work of the clergy is maturing Christians. Over time in any place the effectiveness of ministry may be judged by the signs of maturing among parishioners.

This particular function of the pastoral leader is what gives the ministry its special identity. It may share a spectrum of functions with other helping professions engaged in social work, medicine, or psychological counseling, but no other profession is equipped to see to maturing in the Christian life. Once the ministry comes to realize its unique contribution to human life, it can reclaim its place at the head of the professions-not because other professions grant this, but because ministers know that their work is the most crucial service one human being can offer another. The ministry points the way to the pearl of great price.

This is not to say that the prophetic guide deals only with individuals. Christians mature in company with each other, so .that the guide always conducts a group tour. What is more, the church in mission focuses on social systems as well as on individuals. The doctrine of the Christian life that underlies the metaphor of prophetic guide will suggest that effectiveness in ministry may be measured not only by the quality of life of individuals but also by the kinds of groups the minister's efforts generate and by the effect they have on the surrounding community in the world.

This metaphor for ministry applies as much to the life of the minister as to the life of the parishioner. In particular, our doctrine of the Christian life provides guidance at every stage of the minister's career and sets the context for a ministry to ministers in the common crises of early, mid, and late career. We shall see that clerical careers tend to unfold in predictable stages just as research suggests is characteristic of all adult life. This raises the question of the relevance of developmental models to a doctrine of the Christian life. Do developmental models for adult life suggest that a doctrine of the Christian life should follow a similar scheme?

An Alternative to a Developmental Approach to the Christian Life

The most popular theory of faith development is the one being offered by James W. Fowler in Stages of Faith.13 My approach differs significantly from his. Fowler's method is to interview many subjects for their story of faith. My method will be to look for the stories of faith portrayed in the New Testament. Fowler fashions his categories for analyzing and classifying stories of faith from Piaget's theory of cognitive development, Kohlberg's theory of moral development, and Erikson's psychosocial development. These theories reflect evolutionary assumptions about organic life which determine the picture of the life of faith. The result of these assumptions is that faith unfolds as a one-way journey. It proceeds through six successive stages on a gradient from lower to higher forms until the most mature self arrives at a universalizing stage completing the development. In this final state a radical commitment to pluralism relativizes all particular faith stances so that none is excluded.

The ruling assumption seems to be that the human self is programmed in some paragenetic way to seek meaning by ever more appropriate adaptation to an ever-enlarging environment. This evolutionary adaptation comes to a climax when it is universal in its sympathies and tolerant of every particular religious tradition by virtue of the "Unconditioned" that comes to expression in all religions. Although the path of development is predetermined, any particular self may cease developing and stick at conventional levels. The track is predetermined, but the degree of progression on it is not.

My way of giving structure to the Christian life shares with faith development the ideas of stages or eras and a particular sequence to them, but that is all. As I read the New Testament, the life of faith is drawn ahead by the Spirit rather than driven from behind by the self Indeed, so long and insofar as the journey is driven by the self, faith is inauthentic. The self's idea of faith is so laced with illusion that its quest must be displaced by the Spirit's drawings in order for authentic faith to emerge and mature. In the Christian life there is no completion of the journey in this life under the conditions of this world. Maturity comes finally in a new body in the setting of a new heaven and a new earth. In this life we are ever in the process of maturing; we never arrive.

While the sequence of eras or stages is given by the promise of the creature in a new creation and by the Spirit's drawings toward fulfillment of that promise, they are not experienced as separate stages. Instead they are phases or dimensions of a wholistic experience that moves back and forth along a spectrum, appropriating and emphasizing now this phase, now that. I prefer the word "phase" to "stage" or "era" because of this more fluid interrelationship among phases. From a sequential point of view no phase is ever left behind but is caught up in the next as its necessary ground. The metaphor of a temple that grows as if it were a body is apt (Eph. 2:20-21). The advantages of this metaphor are the combining of elements of structure (apostles and prophets as the foundation, Christ Jesus as the cornerstone), sequence (from foundation to complete temple), and organic growth (the whole structure is joined together and grows).

But given the importance of sequence, the movement within is neither necessary nor one way. A person may decide not to have faith or, having had faith, to recant (Heb. 6:1-8), or, having had faith and matured some in it, to regress (Gal. 3:3). These options for the Christian life seem to fall outside development in an evolutionary sense.

Fowler calls his frame of understanding for faith "structural-developmental." I would call mine "phased-eschatological," with the phases experienced both as in sequence and simultaneous. Such descriptions are only suggestive and a little pretentious. We shall see what they mean when we come to the matter itself. I only wish at this point to serve notice that faith development theory as developed by Fowler does not describe what I find in the New Testament. In theological terms I see Fowler's system or design as a variation of redemptive history with its chronological sequence of dispensations. It has an existentialist twist as well in its tendency to reduce particular religious traditions to subjectivity. Piaget and Kohlberg give Fowler structure for this subjectivity, just as Heidegger gave Bultmann structure for his reduction of Christian tradition.

In short, faith development strikes me as an existentialist version of redemptive history in which history is reduced to personal response while holding fast to a chronological framework. The final picture is of a religious self telling its beads of meaning on a rosary of time. This psychology of the pious self completely obscures the majesty of God. The New Testament keeps an eye on the religious self, to be sure, but overshadows it with the majesty of God. I seek to follow that distribution of emphasis in my portrayal of the Christian life. The final picture that the New Testament offers loses the religious self in "a great multitude which no one can number,... standing before the throne and before the Lamb.... crying out with a loud voice, `Salvation belongs to our God who sits upon the throne, and to the Lamb' While a surrounding choir of angels responds `Amen Blessing and glory and wisdom and thanksgiving and honor and power and might be to our God for ever and ever! Amen"' (Rev. 7:9-10). That is somewhat different from faith development's culminating reverence for the religious self at stage six

The Christian Life, the Adult Life Cycle, and the Church Year

For me there is pressing need for conversation that distinguishes the Christian life from other faith options and especially from the patterns being offered by contemporary culture. We are just now discovering what this patterning is like. Gail Sheehy gives a journalist's report of this research in her best seller, Passages. 14 Daniel Levinson gives his report of fundamental research on men through mid-life in The Seasons of a Man's Life (a similar report on women is to follow).15 What these and comparable investigations show is that there are predictable stages and transitions in adult life just as we know there are for children. Many parents are able to survive parenting only because of the assurance that the outrageous behavior of their child is merely a stage in its development and that with patience, firmness, and understanding, the child will return to the world of civilized behavior. The same perilous odyssey continues into adulthood.

For adults, these unfolding stages and transitions are as heavily programmed by cultural expectations as by the biological and psychological factors that determine childhood. There is research to show that the rhythm of the lives of adult men and women in our society is determined largely by career patterns at work and expectations of self-fulfillment, especially sexual fulfillment, in their personal lives. Compared with these, any specifically religious value orientation seems to count for little. Unless these clearly powerful and increasingly well defined influences on the lives of church members are met by equally powerful and well-defined influences of grace for living the Christian life, the role of clergy is in danger of being reduced to the role of chaplains, summoned for brief, emergency ministrations to a life cycle unfolding in complete isolation from the life of faith.

It is time for the church to reassert its guidance in the lives of its adult members, for they are as much at the mercy of a captivating culture as were the members of the early church before the invention of the church year. In ancient culture the peak times of the agricultural and solar years, such as spring planting, fall harvest, winter solstice, and spring equinox, threatened to seduce the people of God to the worship of fertility and sun gods and goddesses connected with these peak times. Israel pioneered churchly guidance and protection of its people by displacing the festivals of Canaanite culture with festivals marking the history of Israel's redemption as a people. The church followed suit (for different reasons) by displacing the Jewish festivals with Good Friday, Easter, and Pentecost, and the pagan winter festival of the sun-god with Advent. Until the church of our time finds alternate, graceful ways to mark the Christian life of adults, the sad secular holidays of mid-life crisis-retirement, aging, and finally death and dying-will cast a spell over the lives of Christians. Just as the invention of the church year broke the spell of the gods of sun, moon, and stars, so now the recovery of a clear-cut doctrine of the Christian life must break the spell of the all too predictable pattern of adult life.

The Rise of the Charismatic Movement

Recent theological reflection has not served the churches well in furnishing a theory of the life of a Christian to place over against the culture's cycle of adult life. One might have expected that the redemptive history school of biblical theology would have gone on to apply its linear, periodizing scheme to Christian experience. It did not, because, like neo-orthodoxy to which it was related, it was shy of experience and hostile to the Bultmannian call to construct a hermeneutical bridge from the Bible to the novel situation of our time. Especially in its Barthian form, neo-orthodoxy was wary of "mysticism," pietism, and experience-centered theologies of the nineteenth century. It was so bound not to separate sanctification from justification or to erect an "order of salvation" that no comprehensive frame of understanding was given to sanctification.

Dietrich Bonhoeffer's classic was as close as neoorthodoxy ever got to a doctrine of the Christian life, but The Cost of Discipleship (Nachfolge) was mainly an exposition of the Sermon on the Mount and of Matthew 10. It ignored the description of the Christian life in the balance of the New Testament. And so it was that academic theology's most recent reflection on the Christian life has been so shy of offering guides for experience that it has left the field wide open to the pietism it intended to combat. The chief legacy of Bonhoeffer is the term "discipleship," which has become the designation in mainline Protestant denominations for the whole Christian life.

Neo-orthodoxy practically fostered neo-Pentecostalism by its neglect of Christian experience. Theology, like nature, abhors a vacuum. The piety that has filled the vacuum since the early 1960s came to be called the charismatic movement. Its origins lie in the evangelical revival in England and especially in Wesley's doctrine of perfection. In the famous Aldersgate experience, Wesley found the sudden assurance of salvation that the Moravians promised. But it was the next experience, also sudden, for which his movement became famous, what Albert Outler calls the "fullness of faith" and what Wesley called "perfection."16

Outler is correct in praising Wesley for his concern that the revivalist's work was not done when he had mediated conversion. In what is perhaps the last classic Protestant treatment of sanctification, Bunyan's The Pilgrim's Progress, Christian is converted one sixth of the way through the book and the balance is devoted to his pilgrimage. In the tradition of revivalism and mass evangelism in America, however, so much attention was given to conversion that the other five sixths of the convert's life were simply neglected, with the result that most converts aborted their pilgrimage near its beginning. Although we must congratulate Wesley and his descendants on their concern for sanctification, they tended to focus it, like conversion, on a single experience at a point in time. Perfection soon ` became the next experience to be pursued beyond conversion.

In the late nineteenth century, the pursuit of perfection amounted to an obsession in American churches. But as mainline denominations moved away from dependence on revivals and mass evangelism, they came to apply the optimism of perfection more to the arena of social transformation than to the sphere of personal sanctification.17 The result was that Methodist devotion to entire sanctification had to find expression outside the denomination in so-called Holiness groups. These eventually spawned Pentecostalism.'18

The Pentecostal idea of a "second blessing," marked by speaking in tongues, has now returned to influence American churches of every stripe in the form of the charismatic movement.'19 The idea of speaking in tongues is highly disturbing to the vast majority of pastoral leaders because it puts them in an impossible bind. The practice claims support from Paul, who explicitly bans its prohibition (I Cor. 14:39), and from Acts, but its advocates offer no doctrine of the Christian life by which this experience can be integrated into so-called normal parish life. The result is that the average pastoral leader feels bound to grant the biblical precedent but compelled to resist its practice. Without a doctrine of the Christian life to make sense of speaking in tongues, there is no way to integrate it into the normal life of a noncharismatic congregation.

Biblical Grounds for the Metaphor of Prophetic Guide

The New Testament does not display an office of minister comparable to the pastoral leader of our institutionalized church.20 It does offer a variety of figures whose prophetic function provides a model for the office of ministry today. Prophecy, in the sense of declaration of the mighty act of God in Christ for salvation, anchored the life of the people of God then as it does now. This fact is symbolized by the career of John the Baptist, the prophetic forerunner of Jesus' ministry. Jesus himself appeared to be a prophet before messianic appreciation of him took over (Mark 8:28; Luke 24:19). Paul reflected the primacy of prophecy by rating it above all the other gifts of the Spirit which provide for ministry in his congregations (I Cor. 14:1, 5, 24, 31, 39). This prominence of prophecy continued in the Pauline school in the ranking of prophecy second among the gifts after apostleship (Eph. 4:11). It is assumed that prophets guide the life of the church in Acts, although they are thrown in the background by the Twelve (Acts 11:27ff;15:32; 21:10). For Luke, Paul was not an apostle in the sense of the Twelve, but was numbered among others as a prophet and teacher (Acts 13:1).

Our interest in prophecy is to discover the master role or major effect intended. It is striking that in Zechariah's meditation upon his newborn son's role as prophet, the culminating function was "to guide our feet into the way of peace" (Luke 1:79), making John the original prophetic guide. Luke wrote late enough that the immediate expectation of the end had been displaced by reckoning with the long haul of history and, most significantly for our purposes, with the long haul of the Christian life. Zechariah's "way of peace" introduced Luke's conception of Christianity as "the Way" (Acts 9:2; 19:9; 24:22). Luke's special interest in journeys invites us to see his description of the Christian life as a metaphor for a phased journey which it is the ministry of the prophets to "strengthen" (Acts 15:32).

Paul also modeled this guiding function of prophecy. As an apostle he distinguished his ministry from that of others by virtue of having been the originating parent of faith for congregations (I Cor. 3:10-17; Rom. 15:20) and individuals (I Cor. 4:15). This means that he was not content merely to initiate faith and then leave its nurture to others. When he wrote to the Corinthians claiming to be their father in the faith in contrast to "countless guides in Christ," he was functioning through the letters precisely as a guide to improve on the work of other guides. Indeed he saw himself as a parent whose ultimate function was to bring his charges to maturity by building up (I Thess. 5:11; I Cor. 10:23; 14:12; II Cor. 10:8; 13:10), edifying (I Cor. 14:4, 26; Rom. 15:2), and upbuilding (Rom.14:19; I Cor.14:3; II Cor.12:19), all words with the same Greek root.21

The Pauline school caught the same master role for miristry and continued it in terms of parenting (Eph. 4:14), - growth (Eph. 4:15), building up (Eph. 4:12,16; Col. 2:6-7), edification (Eph. 4:29), and maturing (Eph. 4:13; Col. 1: 28-29; 4:12). Churches and individuals are temples of the Holy Spirit in process of construction (Eph. 2:20-22). The main task of apostolic and prophetic ministry is to serve that process of construction. The climactic expression of maturing in the Christian life as the ultimate aim of all ministry in the church comes in Ephesians:

And his gifts were that some should be apostles, some prophets, some evangelists, some pastors and teachers, to equip the saints for the work of ministry, for building up the body of Christ, until we all attain to the unity of the faith and of the knowledge of the Son of God, to mature manhood, to the measure of the stature of the fulness of Christ.... We are to grow up in every way into him who is the head, into Christ, from whom the whole body, joined and knit together by every joint with which it is supplied, when each part is working properly, makes bodily growth and upbuilds itself in love. (Eph. 4:11-16)

This is a prose ode to the master role of ministry as prophetic guide to maturing in the Christian life. Other New Testament authors reinforce this perspective on ministry.

The author of the Fourth Gospel featured this same function under the metaphor of shepherd. Jesus modeled that metaphor in John 10 and then passed it on to Peter as his dominant role after resurrection John 21:15-17). The shepherd is responsible for protecting the sheep against error, but the ultimate function is to nourish their growth. The shepherd metaphor also occurs: in Matthew, for Jesus' ministry (Matt. 9:36; 15:24) and for that of the Twelve (10:6); in I Peter for the ministry of the elders and of Christ (I Peter 5:2ff.); and in Acts (20:28-29). Our word "pastor" is the English form of shepherd. I Peter 2:25 and Acts 20:28 connect bishop with the functioning of a shepherd to emphasize protection against error.

Finally, the church chose Paul as a model for institutional ministry. The Pastorals present the mature Paul parenting his charges and fellow workers Timothy (I Tim. 1:1-2; II Tim. 1:1-2) and Titus (1:1, 4). Titus epitomized the apostolic function in nurturing and developmental terms that confirm the central role of prophetic guide to maturing in the Christian life: "Paul, a servant of God and an apostle of Jesus Christ, to further the faith of God's elect and their knowledge of the truth which accords with godliness" (1:1).

Summary

The New Testament justifies our metaphor for ministry insofar as may be reasonably expected. Given the near expectation of the end and the temporary character of life in the early church, it is surprising how much account is taken of the necessity to nurture the church and its members to maturity in a process that takes time. With this much encouragement, we move to the embryo doctrine of the Christian life that emerges in the New Testament. Even in embryo form it gives enough content to "prophetic guide" to confirm the value of the metaphor. When we see how maturing in the Christian life works out in contemporary institutional terms, we shall see the prophetic note come to full clarity. At this point it is enough to be encouraged that the metaphor has a New Testament basis, speaks to the predictable crises of clergy careers, and brings integrity to the impossibly broad spectrum of role expectation laid on the profession by congregation and ministry alike. Finally, the doctrine of the Christian life contained in the metaphor will offer a gracious alternative to the fateful adult life cycle we see our culture fastening' onto us all.

Notes

1. James W. Fowler, Stages of Faith: The Psychology of Human Development and the Quest for Meaning (Harper & Row, 1981).

2. Jim Conway, Men in Mid-Life Crisis (David C. Cook Publishing Co., 1978), p. 57.

3. Edgar W. Mills and John P. Koval, Stress in the Ministry (New York: Ministry Studies Board and IDOC, 1971; 70 pp.), cited in Donald P. Smith, Clergy in the Cross Fire: Coping with Role Conflicts in Ministry (Westminster Press, 1973), p. 54.

4. David A. Giles and Neill Q. Hamilton, "Seasons of a Pastor's Life," The Circuit Rider, September 1980, p. 4.

5. H. Richard Niebuhr, The Purpose of the Church and Its Ministry: Reflections on the Aims of Theological Education (Harper & Brothers, 1956).

6. Donald P. Smith suggests "minister-director," "minister-executive," or "minister-manager," in Clergy in the Cross Fire, p. 153.

7. Samuel W. Blizzard, "The Protestant Parish Minister's Integrating Roles," Religious Education, Vol. 53, No. 4 July-Aug. 1958), quoted in Smith, Clergy in the Cross Fire, p. 99.

8. David S. Schuller, Merton P. Strommen, and Milo L. Brekke, eds., Ministry in America: A Complete Report and Analysis, Based on an In-Depth Survey of 47 Denominations in the United States and Canada with Interpretation by 18 Experts (Harper & Row, 1980), pp. 60-68.

9. Neill Q. Hamilton, Recovery of the Protestant Adventure (Seabury Press, 1981).

10. Presbyterians are the most striking example of this conflict among denominations that attempt to practice "combined emphases." See Dean Hoge, Division in the Protestant House: The Basic Reasons Behind Intra-Church Conflicts '(Westminster Press, 1976).

11. This term is Blizzard's, "The Parish Minister's Self-Image of His Master Role," Pastoral Psychology, Vol. 9, No. 89 (Dec. 1958), pp. 25-32.

12. Niebuhr, The Purpose of the Church and Its Ministry, p. 31.

13. Fowler, Stages of Faith.

14. Gail Sheehy, Passages: Predictable Crises of Adult Life (Bantam Books, 1976).

15. Daniel J. Levinson et al., The Seasons of a Man's Life (Alfred A. Knopf, 1978).

16. Albert C. Outler, ed., John Wesley, A Library of Protestant Thought (Oxford University Press, 1964), p. 251.

17. See Robert T. Handy, A Christian America: Protestant Hopes and Historical Realities (Oxford University Press, 1971), for the story of social perfectionism.

18. For this story, see Vinson Synan, The Holiness-Pentecostal Movement in the United States (Wm. B. Eerdmans Publishing Co., 1971).

19. See Richard Quebedeaux, The New Charismatics: The Origins, Development, and Significance of Neo-Pentecostalism (Doubleday & Co., 1976), for the story in America; Walter J. Hollenweger, The Pentecostals: The Charismatic Movement in the Churches (Augsburg Publishing House, 1972); and Arnold Bittlinger, ed., The Church Is Charismatic: The World Council of Churches and the Charismatic Renewal (Geneva: World Council of Churches, 1981), for the story worldwide.

20. The Greek words for an office simply do not occur in the New Testament. See Eduard Schweizer, Church Order in the New Testament, Studies in Biblical Theology, No. 32 (London: SCM Press, 1961), p. 171.

21. Otto Michel, "oikodomeo," in Theologisches Worterbuch zum Neuen Testament, Vol. 5, ed. Gerhard Kittel (Stuttgart: W. Kohlhammer Verlag), pp. 142ff.

 

 

 

 

 

Selected Bibliography

PRINCIPAL WORKS OF REINHOLD NIEBUHR

Does Civilization Need Religion? — A Study in the Social Resources and Limitations of Religion in Modern Life. New York: Macmillan Co., 1927.

Leaves from the Notebook of a Tamed Cynic. Living Age Books. New York: Meridian Books, 1959.

The Contribution of Religion to Social Work. New York: Columbia University Press, 1932.

Moral Man and Immoral Society: A Study in Ethics and Politics. New York: Charles Scribner’s Sons, 1932.

Reflections on the End of an Era. New York: Charles Scribner’s Sons, 1934.

An Interpretation of Christian Ethics. Living Age Books. New York: Meridian Books, 1956.

Beyond Tragedy: Essays on the Christian Interpretation of History. New York: Charles Scribner’s Sons, 1937.

Christianity and Power Politics. New York: Charles Scribner’s Sons, 1940.

The Nature and Destiny of Man: A Christian Interpretation. Two volumes in one. Vol. 1, Human Nature. Vol. 2, Human Destiny. New York: Charles Scribner’s Sons, 1953.

The Children of Light and the Children of Darkness: A Vindication of Democracy and a Critique of Its Traditional Defense. New York: Charles Scribner’s Sons, 1944.

Discerning the Signs of the Times: Sermons for Today and Tomorrow. New York: Charles Scribner’s Sons. 1946.

Faith and History: A Comparison of Christian and Modern Views History. New York: Charles Scribner’s Sons, 1949.

The Irony of American History. New York: Charles Scribner’s Sons, 1952.

Christian Realism and Political Problems. New York: Charles Scribner’s Sons, 1953.

The Self and the Dramas of History. New York: Charles Scribner’s Sons, 1957.

Love and Justice. Edited by D. B. Robertson. Philadelphia: Westminster Press, 1957.

The World Crisis and American Responsibility. Edited by Ernest W Lefever. New York: Association Press, 1958.

Pious and Secular America. New York: Charles Scribner’s Sons, 1958.

Essays in Applied Christianity. Edited by D. B. Robertson. New York: World Publishing Co., Meridian Books, 1959.

The Structure of Nations and Empires: A Study of the Recurring Patterns and Problems of the Political Order in Relation to the Unique Problems of the Nuclear Age. New York: Charles Scribner’s Sons, 1959.

Reinhold Niebuhr on Politics. Edited by Harry R. Davis and Robert C. Good. New York: Charles Scribner’s Sons, 1960.

A Nation So Conceived: Reflections on the History of America from Its Early Vision to Its Present Power. With Alan Heimert. New York: Charles Scribner’s Sons, 1963.

Man’s Nature and His Communities. New York: Charles Scribner’s Sons, 1965.

Faith and Politics: A Commentary on Religious, Social, and Political Thought in a Technological Age. Edited by Ronald H. Stone. Ne York: George Braziller, 1968.

The Democratic Experience: Past and Prospects. With Paul E. Sigmund. New York: Frederick A. Praeger Publishers, 1969.

Justice and Mercy. Edited by Ursula M. Niebuhr. New York: Harper & Row, 1974.

BOOKS ABOUT REINHOLD NIEBUHR

Bingham, June. Courage to Change: An Introduction to the Life and Thought of Reinhold Niebuhr. New York: Charles Scribner’s Son 1961.

Fackre, Gabriel J. The Promise of Reinhold Niebuhr, The Promise of Theology series, ed. Martin E. Marty. Philadelphia: J. B. Lippincott Co., 1970.

Guthrie, Shirley Caperton, Jr. The Theological Character of Reinhold Niebuhr’s Social Ethic. Winterthur, Switzerland: P. G: Keller Verlag, 1959.

Harland, Gordon. The Thought of Reinhold Niebuhr. New York: Oxford University Press, 1960.

Hofmann, Hans. The Theology of Reinhold Niebuhr. Translated by Louise Pettibone Smith. New York: Charles Scribner’s Sons, 1956.

Kegley, Charles W., and Robert W. Bretall, eds. Reinhold Niebuhr His Religious, Social, and Political Thought. The Library of Living Theology, vol. 2. New York: Macmillan Co., 1956.

Landon, Harold R., ed. Reinhold Niebuhr: A Prophetic Voice in Our Time. Greenwich, Conn.: Seabury Press, 1962.

Merkley, Paul. Reinhold Niebuhr: A Political Account. Montreal, Canada: McGill-Queen’s University Press, 1975.

Scott, Nathan A., Jr., ed. The Legacy of Reinhold Niebuhr. Chicago: University of Chicago Press, 1975.

Stone, Ronald H. Reinhold Niebuhr: Prophet to Politicians. Nashville, Tenn.: Abingdon Press, 1972.

A thorough record of Niebuhr’s books, essays, and periodical articles through the year 1953 is found in D. B. Robertson’s Reinhold Niebuhr’s Works: A Bibliography (Berea, Ky.: Berea College Press, 1954). Professor Robertson reissued and extended this bibliography through the year 1955 in Reinhold Niebuhr: His Religious, Social, and Political Thought, ed. Charles W. Kegley and Robert W. Bretall, Ronald H. Stone and Joann M. Stone have updated Robertson’s work in "The Writings of Reinhold Niebuhr, 1953-1971," Union Seminary Quarterly Review 5, no. 27 (Fall 1971): 9-27. A complete bibliography on Niebuhr is yet to be compiled but these works come close.

Chapter 6: Relevance and the March of Time

Mind-boggling events have taken place since Niebuhr died in 1971: the deaths of Harry Truman and Lyndon Johnson, Richard Nixon’s tragic Watergate crisis, war in the Middle East, rapprochement with Red China and an uneasy detente with Soviet Russia, the energy crisis, large-scale unemployment, an escalating crime rate in the nation, the erosion of confidence in the leadership of the Western world, and the emergence of a new crop of politicians on the national scene. As the long-time interpreter of twentieth-century American religious and political life, Niebuhr would be at home in our era.

Only recently have Niebuhr quotations begun once again to sprinkle the political speeches of national office seekers and the pages of learned religious journals. Niebuhr has been neglected for a decade. During the great theological slump of the 1960s, when theologies of "play" and of the "death of God" were anticipating a "swinging" Kingdom of God now, Niebuhr was scorned by the Dionysiac revelers. At the same time, the New Left (now the old New Left) in politics, persuaded by the rhetoric of its own simplistic radicalism which seemed to call for burning down or bringing down everything, concluded that Niebuhr’s Christian realism was a sellout to the establishment. As the fads of the ‘60s are forgotten, Niebuhr is being studied with a new intensity. Today’s backward glance at Niebuhr is permitting us to see that he was not just a representative of the cold war of the 1950s. The resources in his thought go beyond his response to any one period of history, and events since his retirement have not refuted the main outlines of his Christian realism. Just as those of us who were young twenty years ago learned from Niebuhr, so today’s young can profit from the way he applied the Christian faith to modern experience.

What can Niebuhr say to a new generation of theologian and statesmen? Is he even needed today by either church or world? I have obviously written this book as a Niebuhr partisan, and you would expect me to say, "Niebuhr remains relevant." But among my plaudits, I have also said that some of Niebuhr’s ideas and actions were flawed and are now dated. He was often a step ahead of history, but he also made some wrong choices. Niebuhr himself was the first to admit that he was not a painstaking theologian, that he left many aspects of Christian thought undeveloped, and that he made some serious political miscalculations — to which confessions plenty of his critics agreed. In retrospect, some of those who regretted his influence are beginning to see that neither his theology nor his politics were as outrageous as much that has recently come along, and that much of what Niebuhr had to say is anything but obsolete.

Niebuhr was a turning-point figure in American religious history. Since we can’t agree with everything he said or did what can we learn from him? Among the many themes we might consider, I would underscore at least five.

(1) He was equally thinker and doer. His intellectual and physical vitality alone do not explain this combination because he continued in both worlds during years of physical illness. He consciously tried to overcome the arrogance inherent in pure thought or full-time action by sharing both worlds and speaking with sympathy and authority to each. His lifestyle offers us an example in how to combine deep yet pragmatic piety. Niebuhr said, "The lives of many intellectuals are boring." He was one of the great contributors to the thinking of our time, but his significance is greater because he did more than think. He was a visible sacrament. Many of the most influential theologians in Christian history have been activists. Contemplative reflection is thus only one of the valid models for the theologian.

The glory of American theology has been its ability to combine faith and practice. European ecclesiastical scholarship has seldom understood this best and most durable feature of the American Protestant tradition. Even when Europeans have recognized this American pragmatism, they have failed to appreciate it (and thereby exposed their own intellectual provincialism). Niebuhr entered into an appreciative yet critical conversation with secular thought because of his deep religious commitment. It was solely because of his religious conversion that he joined the political wars and made available the great Christian theological tradition to the American political debate. A generation before the existential Now theologians were shouting it from the front lines, he knew that the safest place for the Christian thinker was in the midst of the social struggle.

At this point a warning should be given: Niebuhr’s religious faith cannot be separated from his political activity. Those secular disciples of Niebuhr ("atheists for Niebuhr") who accept his political stance but scorn or ignore his religious experience are mistaken; they violate his own sense of integrity. He claimed that the root of his political faith (both the reflective and the active side) was grounded in his Christian faith. In a recent book, writer Paul Merkley says, "It seems to me that those of Niebuhr’s admirers who embrace Niebuhr’s political credo without embracing his theological presuppositions owe us some explanation. Niebuhr’s own politics cannot at any point be disengaged — even for purposes of passing discussion on its ‘appropriateness’ or its ‘relevance’ — from his theology."1 Niebuhr shows us that there is a theological tradition available to the American intellectual which the secularist fails to appreciate. He shows that the secularist takes our political institutions for granted while ignoring the logic of theology — that political discussion depends upon justice, that justice depends upon ethics, and that ethics is grounded in theology. The danger remains that secularists will develop from Niebuhr’s political realism an ethic that is little more than a reflection of the exigencies of the American strategy in its Confrontation with Russia or China.

(2) Again, we can learn from Niebuhr to define the basic sin as pride rather than sensuality. Niebuhr’s contribution here can scarcely be overestimated. Not since St. Augustine’s City of God have we had a theologian who so shifted the locus of sin from the visible misuse of natural impulses to the more subtle area of man’s inflated self-assertion that hides behind claims of moral disinterestedness and superiority. Niebuhr gave a sustained and brilliant analysis of both individual and collective egoism. Traditional American moralism and pietism owe him a permanent debt of gratitude for his reflections on the nature of sin. His use of the category of pride was truly devastating in laying bare the inordinate self-regard that routine propriety so often simply camouflaged.

At this point another warning is important: Niebuhr’s category of sensuality — a slothful retreat into unconscious organicism — should not be overlooked. Sin as pride cannot be explained apart from sensuality. Niebuhr taught that man is in a dialectical relationship between spirit and nature, and sin is always two-dimensional. He focused his attention upon the cool hypocrisy of the powerful classes, but he was aware of the growing tendency of the affluent to retreat into passivity, to want only to be left alone. Self-forgetfulness, a retreat from the barricades, was the underdeveloped side of his doctrine of sin. In our day we are probably more conscious than Niebuhr was in his that self-surrender, sloth, and inordinate self-humiliation need to be emphasized as much as pride to fully understand man s sin. Modern society in its accelerating withdrawal into affluent pleasantness needs the category of sensuality to interpret its self-ignoring life. Our generation of backlash and resentment is as tempted by despair as by false optimism.

(3) We can learn from Niebuhr that sin persists on every level of individual achievement, social or cultural advance, and religious pretension. This may be Niebuhr’s major warning to both the guardians of the status quo and the revolutionaries seeking a new order. Our decade has not outlived Niebuhr’s insight that personal and social sanctification are not easily achieved, that we are not as good as we think we are, that only God is sufficient, and that there remains a tension between justice and love. We still need his genius to see that human behavior is complex, that demonic possibilities are built into church and social structures, that human pride and spiritual arrogance rise to new heights precisely at the point where they are closest to the Kingdom of God, and that advance brings vulnerability to new temptations. Since overweening self-regard is ubiquitous, religious and political groups need Niebuhr’s caution about special arrogance, about the self-righteous smoke screen laid down by the powerful, and about cheap grace. Just now in theology we are giving reason another chance to cope with sin through technological ingenuity, as for example, when we try to find technocratic solutions for the hunger problem (let’s feed everyone without taking away from anyone). Again, reason is showing the folly of the nuclear arms race, that it is foolish to destroy an enemy if the consequence is self-destruction. The sane mind knows that an ever-accelerating arms race can lead only to disaster. But here Niebuhr would remind us that technology and political science take place within power blocs that rarely reform on their own, and those who cherish reason must realize its limited ability to curb egoism. For Niebuhr, reason was ambivalent, capable both of checking sinfulness and of justifying sinfulness.

At this point a third warning is in order: Niebuhr was not a pessimist about man’s possibilities. He taught that by the grace of God, history is full of "indeterminate possibilities" and that there are no limits on the achievement of a more universal brotherhood. For him the danger of retrogression was ever present, but he was prepared to deal with individual problems with a hopeful openness. All achievements are limited by egoism, he said, but this is no excuse for fatalistic complacency. "All things are possible" qualifies human sinfulness at every level. Niebuhr would urge us on to ever-greater measures of responsibility in social and political affairs. He gave us a worthy model in his own continued light for justice for oppressed groups. He placed enormous emphasis upon human freedom and the possibilities of human life. No one else has been more successful than he at solving some of our cruel problems. Fortified by the past, his pilgrim theology was always open to the future.

(4) We can learn from Niebuhr how to be ruggedly realistic about our illusions and those of others. He practiced a searching self-criticism and self-evaluation and was forever on the lookout for wrong-headedness in himself and others. He was as hard on the cynical as he was on the peddlers of self-satisfaction and triumphalism. This meant for Niebuhr that he wore his honors lightly. He was not everyone’s favorite, but he was popular in some circles because he was not concerned with popularity. He was no one’s uncritical ally. He retained a sense of humor about his own pretensions, and he was prepared at times to make a frank reversal of opinion: he had the courage to change. In his old age, for example, he regretted the polemics of his younger days, admitting, "My polemics were of an impatient young man who had certain things to say and wanted to get them said clearly and forcefully. However, I learned a few things as I got older. . . I do reject my polemical attitude of the past."2 Or again, Niebuhr began his ministry during the crisis of Western capitalism and was confronted with the utopianism of Communism and its claim that violence was the only means to social justice. He was tempted by this view but soon saw that hate was the same on the left as on the right. His honesty early led him to reject the butcheries of the Lenin-Stalin era and to assert that Communism was as close to barbarism as Fascism. He embodied one of his own favorite phrases, "self-transcendence."

A fourth warning: Niebuhr suppressed the tendency toward utopianism in his day, but utopianism is no longer a mortal sin in our decade. An American Protestant return to the optimism of the Social Gospel is improbable, but one of the most arresting features of this last quarter of the twentieth century is our preoccupation with the future. The Age of Aquarius has produced visionaries both inside and outside the church, theologies of hope, and politics of the future. Vision and realism need each other in our day of rising expectations. Both the soft utopians (who believe evil can be transformed by loving persuasion) and the hard utopians (who would forcefully sacrifice people now for future goals) need Niebuhr’s analysis of their illusions.

The scourge of overconfidence always distorts the indeterminate possibilities of history. Niebuhr’s emphasis on justification (the continuation of sin in the life of the redeemed) is a healthy balance to the latest emphasis on sanctification. Eschatological political theologies ("theologies of liberation") associated with the names of Pannenberg, Moltmann, Metz, Alvez, and Braaten, among others, lend themselves to the idea of perfection in history and could well profit from a measure of Niebuhr’s realism. His realism can also be an antidote to the arrogance of political radicalism. The necessity of competing for power leaves no group sinless; the political act is always tragic. To the soft utopians (perfection will emerge in history) he would point out that the distribution of power must be dealt with, and he would caution hard utopians (evil is morally justified if it brings about the good) about the abuses of power even by the best intentioned.

(5) We can learn from Niebuhr something about how to communicate the gospel in a secular age. John C. Bennett said that Niebuhr was one of the most persuasive preachers of this century, and that there are many people today who are Christians because of his preaching. Bennett illustrated by saying that there "are two theologians of wide influence whom I have in mind. One told me that he was converted to the Christian faith by Niebuhr’s preaching when he was a student, and the other told me half seriously that at the time he really believed in God because God was necessary for Reinie’s system. This man has since written his own book about God."3 Niebuhr was a remarkable "apologetic evangelist," Bennett said. "He won people to the Christian faith and preserved them in it by showing them how it illumined the very issues that troubled them most and how it could be the commitment that might give form to their lives."4

With the exception of Paul Tillich, no other theologian of this century has struck so deeply into the secular mind. Niebuhr was accorded an esteem by the secularists as notable as that given him by his theological peers. Apart from his eloquence, how did he do it? He went back to Christian basics. He took seriously the biblical revelation that God is revealed in Christ. He was bibliocentric without being bibliolatrous. Learning from the past, he applied Christian tradition to secular discussion. He assumed in his evangelistic apologetics that God is a necessary companion in the human pilgrimage, and human life makes better sense with him than without him. He felt that his vocation was to make this good news credible (intellectual exploits under the direction of faith), and preaching was an avenue to express the gospel (his sermons are still widely read). He had the rare gift of relating ideas to circumstances, and felt that his particular apologetic task was to show the relevance of the Christian revelation to the hard problems of history. The particular channel he chose was a prophetic interpretation of Christian ethics (and thereby fastened the term "Christian realism" on the American scene). His preaching can even be considered conservative in the sense that he dared to return to the notion of good and evil, to invoke the concept of a human nature, and to believe that God in Jesus Christ is the final arbiter of history — concepts long dismissed and derided by secular minds. His faith was strong at center but had a remarkable openness in its structure. He stressed that God’s "common grace" was shared by secularists as well as Christians. At the same time, he was unsparing of any form of self-satisfaction in the church, an attitude which explained in part his acceptance by many humanists, socialists, and men of other faiths. He loved the church, but he criticized it for its failure. to provide moral leadership.

One final note of warning: in communicating the gospel to the secular mind, Niebuhr’s particular method may not be the appropriate method for everyone. Sharing the gospel means at least two things: the essence of the gospel must be presented in such a way that it may be seen and heard for what it truly is; it must also be presented in such a way that it may be either accepted or rejected. There are numerous ways to present the good news with clarity; there are no guaranteed ways to present it so that it will be accepted. Using common human experience as a base, Niebuhr sought to show that the secular view of life is inadequate: the secular analysis of man made less sense than the biblical one. He knew that the refutation of secular presuppositions did not compel the secularist to accept the Christian faith, but it gave the gospel an opportunity to be heard.

Karl Barth had little interest in speaking the Word to the world. Paul Tillich was so alert to the nuances of the world that he may have blurred the message of the Word. Niebuhr tried to keep a healthy tension between the Word and the world. Niebuhr’s doctrine of sin, has communicated to both church and world in spite of its complications (if only he could have spoken in parables as well as he spoke in paradoxes), but his doctrine of grace has failed to speak adequately to either. His preaching method is partly to blame for his lack of communication about God’s grace: he spoke more often of sin, and since the life of grace is still mixed with evil it is easier to stress man’s condition of sin. Yet it is too much to ask of any preacher that his every word be as good as his best word. But this is a surface reason and does not probe the deeper cause. St. Paul held that the gospel is a scandal to the unregenerate because his whole existence is perverted. Niebuhr labeled this perversion "Harvard orthodoxy" — to accept the Christian analysis of the human situation without accepting the Christian remedy. Secularists will continue to stumble at any solution based on the person and work of a historical Christ.

After reading Niebuhr again in the preparation of this book, I am now more than ever persuaded that his thought can be a source of critical guidance to a new generation. His deep faith in God’s transcendent judgment and mercy can once again support and illumine thoughtful people both inside and outside the Christian circle. He deserves to be heard again.

 

NOTES:

1. Paul Merkley, Reinhold Niebuhr: A Political Account (Montreal Canada: McGill-Queen’s University Press, 1975), p. viii. In this well-written book Merkley says that his entire argument is that Niebuhr’s unmatched political influence is due to the theological ground of his work, and "that in Niebuhr’s own intellectual pilgrimage theological commitment has been the prime mover" (p. ix).

2. Patrick Granfield, Theologians at Work (New York: Macmillan Co., 1967), p. 55.

3. John C. Bennett, "The Greatness of Reinhold Niebuhr," Union Seminary Quarterly Review 27 (Fall 1971): 4.

4. Ibid.

Chapter 5: Love and Justice

There is still a widespread impression abroad in religious circles that although Niebuhr was effective in destroying illusions, he failed to provide adequate positive direction. It is my conviction, however, that out of the resources of the Christian faith he provided a responsible approach to concrete social issues. One of the most fruitful dimensions of his thought is the way he used the resources of faith for achieving a responsible society. His test for true religion was social relevance. Those who claim that there is no basis in his theology for social action either have not read him with care or do not understand the depths of life.

The relation of God’s love (agape) to individual and collective life in terms of justice was close to the heart of Niebuhr’s thought. He explored intensely the problem of love and justice, and many parts of his theology developed or changed as a result of this exploration. He rescued his theology from the abstract by constantly applying it to specific human problems. It was his conviction that only a Christian, informed and empowered by God’s grace, could continue to struggle for a better world without illusions about human nature and the historic process. Niebuhr put it this way in a memorable paragraph:

Nothing that is worth doing can be achieved in our lifetime; therefore we must be saved by hope. Nothing which is true or beautiful or good makes complete sense in any immediate context of history; therefore we must be saved by faith. Nothing we do, however virtuous, can be accomplished alone; therefore we are saved by love. No virtuous act is quite as virtuous from the standpoint of our friend or foe as it is from our standpoint. Therefore we must be saved by the final form of love which is forgiveness.1

The perfect expression of God’s grace is the sacrificial love demonstrated by Christ on the Cross. Grace as sacrificial love is the pinnacle of the ethical norm of the Kingdom of God, the moral ideal of the Kingdom. Consequently, grace as the perfect agape of the Cross deals not with static legal norms but with moral dynamics. Assuming that the sinful self has accepted by faith God’s grace as Truth (Incarnation and Atonement) and received God’s grace as Power (Justification and Sanctification), how is the new self to apply Kingdom ethics (the ethic of the Cross) to secular social structures? Niebuhr answered this question by relating love to the structures of justice. Niebuhr considered the relation of agape to the struggle for justice to be as profound a revelation of the possibilities of God’s grace and the limitations imposed by man’s sin as any facet of existence. He believed the basic presuppositions of the Christian faith are political on the side of their application. "To deny this," he said, "is to be oblivious of one aspect of historic existence which the Renaissance understood so well: that life represents an indeterminate series of possibilities and therefore of obligations to fulfill them."2 His theology flowed naturally toward political reflection and action.

He was concerned that love be defined in such a way that it had meaning for the structures of justice. He said that the church is responsible for relating God’s love in a realistic way to the moral problems of an industrial civilization, but, unfortunately, modern Christianity is characterized by a lack of ethical relevancy.

The fact is that more men in our modern era are irreligious because religion has failed to make civilization ethical than because it has failed to maintain its intellectual respectability. For every person who disavows religion because some ancient and unrevised dogma outrages his intelligence, several become irreligious because the social impotence of religion outrages their conscience.3

The church and individual Christians are too often guilty of substituting benevolence for justice in the basic organizations of life. Love is frequently defined by Christians only in terms of personal relations.

THE AGAPE OF THE CROSS

The unmeasured love of Christ the Truth (sacrificial, heedless, uncalculating) sets the norm for man’s life. This love judges man’s actions and finds them to be lacking. Because of the atoning sacrifice of Christ, God’s grace as Power both forgives man for falling short of love and provides the moral undergirding for him to remain faithful to love. Justification releases man to a life of love, and sanctification empowers him with grace to reach levels of love that would otherwise be impossible. This is the relationship of love to the moral life of the regenerate Christian.

Niebuhr’s social ethics grew out of this love of the Cross. Because of man’s indeterminate freedom, only love can be the norm for his social nature. Man is free in order that he might love. However, any realistic approach to social issues must recognize the power struggle that pervades society and the resulting necessity of force. When moral achievements in the social order are judged on the basis of the divine perfection of love, they are shown to be inadequate. Niebuhr was able to relate love to the social struggle by the original relation of God’s love to his justice in the paradox of the Atonement. In the Cross God reveals both his wrath and his love. God’s love is revealed by his taking wrath upon himself. This original source of the relation of love to justice in the Atonement was used by Niebuhr in all of his ethical constructions for the social order.

Niebuhr viewed the application of love to social relations as an "impossible possibility." This phrase expressed Niebuhr’s way of saying that love is always relevant, but its perfect attainment in social life is difficult. (He later abandoned this phrase, not because of its inaccuracy, but because it was so easily misunderstood.) The transcendence of the love ideal makes it an impossibility, while the constant improvement of every human achievement by the love ethic makes it a possibility. Love is relevant in that it provides judgment for man’s actions and the spring for ethical motives. At the same time, love is impossible as a wholly adequate social ethic. When love is most fully attained, at that moment it is in danger of corruption. The insights derived from the soul’s encounter with God must be incorporated into institutions which can know nothing of such an encounter. Insights from individual religious experience must provide the collective man with proper inspiration for action.4

Niebuhr felt that love is not a simple possibility in social relations because perfect love is always crucified in history. He held that the primary meaning of love is to be found in self-sacrifice (and was accused by his brother Richard, among others, of defining love too narrowly). He said that it is the failure to take account of this crucifixion that has brought confusion into the modern application of love to the social structure. Without this love, however, progress would be impossible. Some degree of heedless love must always be present, or else the giver of love will end in resentment about the possible absence of perfect reciprocity in the recipient of his love. Every form of moral advance is ultimately dependent upon love for its direction and motive. Religious faith is the motive for seeking the moral life. Although the relationship between the ethic of love (or the Kingdom of God) and concrete social action was viewed uneasily by Niebuhr, he nevertheless struggled to relate the two.

THE RELATION OF LOVE AND JUSTICE

Agape is related to social action in terms of dynamic ethical principles. Niebuhr maintained that love is under obligation to accept the best principles it can for the ordering of society. Often it is necessary to give priority to one principle over another. One such general principle is justice. Justice is not distinctively Christian, but agape cannot repeal it or work apart from it. Love commonly means the self’s active care for another; justice commonly means the impartial consideration of all parties concerned without special interest or personal preferences. Justice is the mediating principle between absolute love and the power principles of society — the relative embodiment of love in social structures. For large groups the highest goal is justice rather than love.

The relation between love and justice is dialectical. Justice is love in realizable action. God’s love for us (agape) leads us to love one another (mutual love). Mutual love needs agape to keep it from selfishness. Mutual love is one notch below the level of agape, while one notch below mutual love is justice (the only reachable norm for society). The minimal level of justice is the life needs of the neighbor that speak to the self as "claims" and "rights." Justice is a moral concept that is used by reason to discriminate the needs due the neighbor. Justice is the attempt to institutionalize the moral demands of love. Niebuhr put the relation this way:

Systems and principles of justice are the servants and instruments of the spirit of brotherhood in so far as they extend the sense of obligation towards the other, (a) from an immediately felt obligation, prompted by obvious need, to a continued obligation expressed in fixed principles of mutual support; (b) from a simple relation of the self and one "other" to the complex relations of the self and the "others"; and (c) finally from the obligations . . . which the community defines from its more impartial perspective.5

When justice is applied to the community, it becomes a principle of balance between competing groups within the community. For Niebuhr, equal justice, an inexact term covering a wide range of ideas, was generally defined as a decent equilibrium of power.

Niebuhr’s insistence on the balance of power was important for his community policy. This idea is well presented in the following passage:

Justification by faith in the realm of justice means that we will not regard the pressures and counterpressures, the tensions, the overt and covert conflicts by which justice is achieved and maintained as normative in the absolute sense; but neither will we ease our conscience by seeking to escape from involvement in them. We will know that we cannot purge ourselves of the sin and guilt in which we are involved by the moral ambiguities of politics without also disavowing responsibility for creative possibilities of justice.6

Equality, then, governs the idea of justice. Moral pragmatism is inevitable in righting social wrongs. Since community relations have limited morality and reason (self-interest is the primary datum of groups), power must be countered by power. Thus Niebuhr backed the formation of trade unions because he felt that workers had to organize to protect themselves against the exploitive tendencies of a laissez-faire economy and its power wielders. He also backed Roosevelt’s New Deal because he felt that basic social security required the assistance of government, that is, political power checking economic power. Or again, he saw the black citizens’ human rights fight making a wise use of social and political power to gain equal dignity and redress old grievances. But the government, as an instrument of distributive justice, was also a power that had to be watched and corrected.

On the international level, the same pragmatic balance of power was necessary for Niebuhr. Communist Russia and China, doggedly hauling peasant societies into a twentieth-century technological age with a totalitarian grip, were in the hands of political elites vulnerable to the abuse of their power. Communist evil, Niebuhr said, resulted from its monopoly of power (absolute power over other men producing evils worse than injustice), its utopianism (attribution of the source of evil to something outside man — private property), its faith in revolution (a substitute religion), and its dogmatism (ideology masquerading as science). For example, in the autumn 1956 Suez crisis, Niebuhr objected to the Eisenhower-Dulles policy because he felt its "legalistic-moralistic approach" played into the hands of the Soviets and strengthened Nasser’s intransigence. Communist ideology, claiming righteous purity with religious zeal, generated an imperialism dangerous to the West and its protector, the United States. Niebuhr felt that it was necessary for U.S. foreign policy to place limits on the expansionist zeal of Communist nations. At the same time America was too eager to impose its democratic traditions on developing countries not yet ready for them, Niebuhr said. Add to this zeal other major miscalculations, and the anguish of Vietnam was the result. Since the struggle between the major powers will be with us for decades to come, he felt that a wise statecraft must take into account the collective egoisms of nations and the ideal of a tolerable mutuality. The major world powers must exercise their responsibility for world order while refraining from exploiting their advantaged position.

When love goes into action in society, it gives rise to specific schemes or principles of justice. Justice is a second best to prevent one life from taking advantage of another. A realistic approach will take into account the tendency of man to think more highly of himself than he ought to think. Love cannot be an alternative to the "pushing and shoving" which justice requires. Political structures and pressures remain necessary. Although justice may be the approximation of brotherhood under conditions of sin, Niebuhr said that we need a great deal of this "second-rate" Christianity.

Niebuhr said that modern culture too easily assumes that the level of sanctification in the life of the individual can be regarded as a simple possibility for social groups. He contended that the will to power is a threat to the sanctification of even the most intimate groups. This celebrated "moral man and immoral society" theme runs through his writings, as already noted. It argues that a sharp distinction must be drawn between "the moral and social behavior of individuals and of social groups, national, racial, and economic; and that this distinction justifies and necessitates political policies which a purely individualistic ethic must always find embarrassing."7 The larger the group, the greater the difficulty in attaining justice.

Niebuhr said that the question of what is right in love and justice is usually clear. The real problem is what is possible in the light of man’s self-centeredness and intransigence. Hence Niebuhr argued for the principle of prudence. The application of love to schemes of justice must prudently take account of the human factor. Where group loyalties are involved, for example, coercion is often the only means of attaining justice. This holds true even for those men who most adequately embody agape. Love, persuasion, reason, and insight may mitigate and transcend the social struggle, but they cannot eliminate it. He said that this "is the very heart of the problem of Christian politics: the readiness to use power and interest in the service of an end dictated by love and yet an absence of complacency about the evil inherent in them."8

Niebuhr’s application of love to the social struggle came by way of a long and searching criticism of four major approaches. These positions are: (1) Protestant pietistic individualism. This position sees no necessity of applying love to justice. (2) A vague Christian or secular moralism (both Marxism and liberalism). This group tries to apply love directly to justice without taking account of original sin.

(3) Roman Catholicism’s natural law theory. This view relegates love to the realm of perfection while the church rationally defines the nature of Christian justice. The error here is an uncritical regard for the purity of reason. (4) The socialist Christian position. This position applies the insights of socialism to society, but submits them to the criticism of the law of love. Niebuhr found in these positions the way that love should not be related to justice; he excluded these various alternatives.

Love is related to justice in that it partly fulfills and partly negates justice. Niebuhr developed this relationship on three levels. (1) Love is the source of the norms of justice. From the love of Christ come suggested possibilities for improving justice. Equality is a significant principle of justice deduced, from the law of love and implicit within the love command: "Thus equality is love in terms of logic."9 Or again, the ability to enter sympathetically into the experience of another turns out to be another form of love that is close to agape. This Niebuhr called "imaginative justice." Forms of justice can never attain to agape, but they can approximate it. (2) Love is the dynamic motive for the establishment of justice. Love is constantly suggesting means to raise justice to higher levels of purity by the inspiration of agape. Reason cannot do this because it is subject to the corruptions of self-interest. How does love inspire justice? When the self encounters the agape of God, it responds in contrition and gratitude. Man’s contrite recognition of his sinfulness enhances justice because it establishes a foundation for better harmony in communal life. When man encounters agape he is grateful for the goodness of life. It is good because God created it, and this in turn validates the devoted efforts to achieve higher forms of justice. This gratitude springing from agape is a powerful dynamic. (3) Love is an end, while justice is a means. Love is the final goal toward which justice moves. Justice is not a fully satisfactory goal in itself because it falls short of love, being dependent upon coercive power on the one hand, and requiring rational calculations in the balancing of rights against rights on the other. In comparison, love is free, creative, and redemptive.

Niebuhr’s position may be summarized by saying that love is the operating motive in seeking the best possible social order, while justice is the instrument of love’s application. Justice may approximate love, but it is always capable of being corrected by love and raised to a higher level. Love fulfills justice insofar as it draws justice into greater and greater achievements of brotherhood. Love negates justice in that justice has elements which contradict love on each new level of achievement. Love can always raise justice to new heights; its possibility of transforming justice is indeterminate. Thus love requires, negates, and fulfills justice.

JUSTICE AND THE PARADOX OF GRACE

Niebuhr felt that the struggle for justice reveals the limitations of sin and the possibilities of progress by God’s grace in society. Love is the norm for individual life; brotherhood is the norm for social existence. Progress can be made from one generation to another although progress is fraught with danger. Because man is a free creature there are no limits to the purity of brotherhood he may reach; but because of man’s freedom his brotherhood is never safe from corruption on each new level of achievement. Brotherhood is faced with the indeterminate character of both good and evil (thus making society dynamic).

Niebuhr’s doctrine of human nature determined his views of what can be accomplished in attaining brotherhood in society. His view of man caused him to seek proximate solutions rather than absolute ones. This approach avoided the idolatrous fanaticisms which accompany absolute solutions and released constructive elements. His vocation was to clear the path for hopeful solutions by first destroying the illusions which flourished among religious and secular liberals and intellectuals. Events largely helped him to win this battle, and it is now easier to see the constructive side of his thought.

Original sin and the paradox of grace are as true expressions of social life and the struggle for justice as they are of the life of the individual. Niebuhr’s doctrine of justification indicated his awareness of the difficulty of relating agape to social action. (1) Justification points to the source of motive and morale for ethical living amidst the sinfulness of the human situation; it permits the Christian to participate in struggles for justice without making the struggle the norm. Justification enables the Christian to act morally in a sinful world even though this act involves participation in the evil which produces conflicts of conscience. The Christian is never satisfied that a particular strategy is the will of God. (2) Further, by making man conscious of his ethical responsibilities, the doctrine of justification keeps man from having a self-righteous conscience. The righteous and the idealists, secure in their own virtue, are those most in need of justification. Because they feel no need of justification they are unbending and uncreative in their approach to the unrighteous. (3) All efforts at justice are equally far from the Kingdom of God because they involve coercive efforts and coercion is foreign to the brotherhood of love. In this sense, "all have sinned and fall short of the glory of God" (Rom. 3:23). Here Niebuhr’s doctrine of the "equality of sin and the inequality of guilt" is transferred from the individual to the group.10 When man’s righteousness is set over against God’s righteousness, the need for justification in the social struggle is obvious.

Justification, and its resultant humility, is the step prior to sanctification in social life just as it is in individual life. In the area of the relatively good and evil it is important to recognize that there are always higher possibilities of sanctification in every historic situation. Christians are under obligation to establish "indeterminate degrees" of justice in the social order, but they must do so in the light of the doctrine of justification. The recognition of the need for justification in the social order leads to greater degrees of sanctification. Niebuhr said that sanctification "in the realm of social relations demands recognition of the impossibility of perfect sanctification."11

Human society as well as the individual can know the sanctifying power of grace. Niebuhr ascribed to human communities and social institutions the possibility of renewal through grace. Although sanctification in the life of communities and social institutions is not so clearly defined an experience as it is in the individual, Niebuhr said that old forms and structures of life may be renewed rather than destroyed by the vicissitudes of history. This possibility, he held, "establishes the validity of the Christian doctrine of life through death for the collective, as well as for the individual, organism."12

The Renaissance insight of the possibility of indefinite moral improvement does not mean that Niebuhr returned to a liberal philosophy of progress for the social order. He saw an apocalyptic pattern in history in which good does not overcome evil in history but grows alongside it to the end. Both Renaissance and Reformation possibilities form a constant tension throughout history; sanctification is possible, but never without justification. At the same time, the "paradox of grace" saves the Christian from pessimism. To point out the limits of man’s existence does not mean a negation of that existence. Pessimism is just as much a result of expecting too much as of expecting too little. The same mind that is given the grace to know its sin is also given the grace to know its possibilities. Niebuhr’s analysis may perplex, but it does not lead to despair.

Niebuhr was a critic of the pessimist and cynic. From his earliest writings he warned against a too consistent realism. He was vocal in his criticism of those who recognize only man’s limitations and do not do justice to man’s indeterminate possibilities. He put it this way:

The cynic who discounts the moral potentialities of human nature seems always to verify his critical appraisal of human nature for the reason that his very skepticism lowers the moral potentialities of the individuals and groups with which he deals. On the other hand, the faith that assumes generosity in the fellow man is also verified because it tends to create what it assumes.13

He was critical of both cynicism and utopianism; he attempted to take a position between the two. When the illusions of cynicism and utopianism are stripped away, there are endless possibilities for perfecting the justice of social institutions.

The conclusion most abhorrent to Niebuhr’s critics was his idea that the growth of man’s possibilities for good carries with it the possibility of growth in evil. This conclusion leaves no room for a perfect society. But contrary to the opinion of Niebuhr’s critics, his thought was as far from cynicism as it was from utopianism. He said that it is wrong to interpret reality in the terms of either approach. He wrote:

An attitude which avoids both sentimentality and cynicism must obviously be grounded in a Christian view of human nature which is schooled by the Gospel not to take the pretensions of men at their face value, on the one hand, and, on the other, not to deny the residual capacity for justice among even sinful men.14

Niebuhr attempted to arrive at an operating optimism, a balanced position between extremes. There was no defeatism for Niebuhr in the Christian faith. The Christian faith sees man realistically in his sinfulness; but it also sees God’s grace giving man the power to meet life’s needs in a confident, victorious spirit. He said that mankind "will finally find political instruments and moral resources adequate for a wholesome communal life on a world-wide scale."15

Far from being a defeatist, Niebuhr may even have had underlying strains of utopianism or perfectionism in his thought. Utopians are buoyed up by their expectations; Niebuhr’s hopeful expectations were more sober, but they were important for his thought on moral conduct. John Bennett said it is probably true "that the vigor of Niebuhr’s attacks on perfectionism comes partly from the fact that he has always been much tempted by it."16 Niebuhr preserved certain perfectionist elements in his statement of the gospel: in his interpretation of love and of Christ’s "powerlessness" in history and in the tribute he paid to perfectionistic pacifism. On the other hand, he never gave a final picture of society — no complete vision of the world order, no "brave new world" — because of the tragic character of the political act.

LOVE, JUSTICE, AND THE COMMUNITY OF GRACE

Niebuhr loved the church (and made no apology for being critical of it), gave it devoted service (from pastor in Detroit to leader in the ecumenical movement), and wrote extensively for and about it in his periodical writings. He had a great deal to say about the functions of the church in its worship, sacraments, polity, etc., but here we are interested in how he viewed the church in relation to the social order. The first business of the church in society, he said, is "to raise and answer religious questions within the framework of which . . . the moral issues must be solved."17 His concern led him to deliver some withering blasts at churchmen who neglected the problem of social justice. His controversy with the European theologian Karl Barth was an evidence of his feeling. He thought (1) that Barth’s theology insulated the church from the world, (2) that Barth was too eschatological for calculated political decisions, (3) that Barth was so pragmatic that he disavowed all moral principles, and (4) that Barth isolated Christianity from the effects of philosophical and scientific speculation.

Niebuhr had a continuously growing appreciation for the church, but he did not want this appreciation to betray him into complacency about the new evil that could come into being through the church. Reminding the church that it was still subject to the judgment of God, he said that "every vehicle of God’s grace, the preacher of the word, the prince of the church, the teacher of theology, the historic institution, the written word, the sacred canon, all these are in danger of being revered as if they were themselves divine."18 He never hesitated to catalog the sins of the church, but his primary accusation was that the church had failed to render a service in the cause of social justice. He wrote that the church "maintains ethical attitudes in the interstices of our civilization, but does not build them into its structure. It embroiders life with its little amenities, but it does not change the pattern."19 The church is frequently indifferent to the immediate problems of relative justice. Christian leaders flee their daily responsibilities and decisions of justice in human affairs. "Yesterday they discovered that the church may be an ark in which to survive a flood. Today they seem so enamored of this special function of the church that they have decided to turn the ark into a home on Mount Ararat and live in it perpetually."20 Niebuhr said it is a tragedy that the church cultivates its spirituality by divorcing itself from an understanding of the brutal elements of collective life. He felt that the orthodox church convicts men of only the secondary sins of society, while the liberal church is unable to convict men of sin at all because of its romantic view of human nature.

Ideally, the church offers both diagnosis and healing to a sub-Christian culture. Why, then, has the church failed to grapple with the real moral problems of life? Niebuhr maintained that dozens of reasons may be given, but he settled on one "real case." He said that there seems to be a natural incompatibility between every high cause and the agency which advances it. Even the church cannot escape this paradox. The chief example of the error of "regarding the historic church as the unqualified representative of Christ on earth so that the enemies of the church become the enemies of God"21 was called by Niebuhr the "Catholic heresy." The Catholic church considers itself the extension of the Incarnation and assures men of their salvation if they can climb a "ladder of merit." At the same time Niebuhr said that the evangelical churches, coupling pietism and perfectionist illusions, are tempted to disregard the moral ambiguity in the life of the redeemed. The less democratic churches have an inherent danger of pride and the abuse of power. On the other hand, the sectarian churches are not powerful and resourceful enough to maintain a Christian witness in the struggle for justice in the social situation.

Niebuhr singled out Billy Graham as a personable and honorable exponent of pietistic evangelicalism. Niebuhr had a high appreciation of Graham as a Christian and as an evangelist. But, said Niebuhr, Graham’s representative pietistic moralism does not bring the Christian faith into correspondence with our social obligations, nor does it recognize the precariousness of the virtues of the redeemed. This pietism, ignoring the perplexities of guilt and responsibility which Christians must face, thinks that the problems of an atomic age can be solved simply by converting people to Christ; it lacks the grace to measure the distance between man’s fragmentary righteousness and the divine holiness. Niebuhr felt that this individualistic approach to faith and commitment was in danger of obscuring the highly complex task of justice in the community. On the other hand, he said that the message of Billy Graham, despite its simple pietism and obscurantist framework of "The Bible says. . . ," has "preserved something of the biblical sense of a divine judgment and mercy before which all human strivings and ambitions are convicted of guilt and reduced to their proper proportions."22

For Niebuhr the first business of the church was to raise and answer the religious question about the meaning of existence. Within this framework the moral-political issues which man faces must be solved. He had a firm conviction that the church can take its gospel of love seriously and apply it to the basic problems of life in this world. He affirmed that the church is always a genuine source of grace, whatever might be its corruptions. The church is founded upon faith in God; in spite of the historical corruptions into which it has fallen it bears the "oracles of God." It is the community where "the Kingdom of God impinges most unmistakably upon history because it is the community where the judgment and the mercy of God are known, piercing through all the pride and pretensions of men and transforming their lives."23

The church, when it combines two qualities, makes the gospel effective in moral-political life. These qualities are spiritual vigor and social intelligence. By the grace of God in man the new creature is given a powerful religious devotion that keeps the strong forces of the self in check. A genuine "crucifixion" of the self, a new birth, gives spiritual vigor. The humble person who arises as a result of this regenerating experience has a good chance of being a mediator of the divine grace and presenting the gospel in its full dimensions to the social order. Religious fervor creates the will to live the Christian life in all its ramifications. The full substance of the new life in Christ "and of the church as a community of grace is maintained by the continual renewal of the faith through the Scriptures."24 A spiritual rebirth combined with educated guidance make a potent working force for a realistic approach.

What is this realistic approach? Niebuhr said that it is the recognition of original sin and the paradox of grace in society as well as in the individual. It is the recognition that recurring love eases and qualifies but does not destroy the relative injustices of society. The church’s effort in the cause of reconciliation is advanced when it creates Christian realists who know that justice requires conflict. There are plenty of moral idealists in the church who confuse the issue by thinking that they can establish justice in a simple manner.

This approach demands that the church make a twofold honest analysis: (1) The church must help people make a self-analysis through the preaching of judgment. Men know how selfish they are when they are scrutinized from the perspective of the absolute, and this must come before society can be healed by grace.25 Such preaching involves a pitiless analysis of the motives and self-justification of man. (2) The church must also make a rigorous analysis of society for its members because most Christians do not know the kind of world they live in. Niebuhr said that it "is only in rare cases that moral good-will makes itself effective automatically. It must be directed." 26

What are the consequences of this realistic approach? On the one hand the church can mitigate the social struggle; on the other hand it may transcend the social struggle by destroying conceit. The gospel produces a spirit of humility and repentance. For Niebuhr, nothing was more socially relevant than humility born of faith’s encounter. Humility, rooted in repentance, expresses itself in the spirit of forgiveness. The righteousness of any just cause, though real, is not absolute. The church can make an invaluable gift to society by presenting to the community a greater number of contrite souls who express their redemption partly in the recognition of the remnant of pride that remains in the soul of every redeemed person. "Mercy to the foe is possible only to those who know themselves to be sinners." 27

The church may also transcend the social struggle. As well as creating a spirit of love, the church can create an attitude of trust and faith toward other human beings, thus stressing the potentialities of man rather than the immediate realities. "Through such imagination the needs of the social foe are appreciated, his inadequacies are understood in the light of his situation, and his possibilities for higher and more moral action are recognized." 28

Niebuhr’s discussion of the church and social justice assumed the doctrines of sin and grace in all of their ramifications. The church is composed of repentant sinners who have been born again through the grace of God. "The church is created not by the righteousness of the pharisee but the contrition of the publican; not by the achievement of pure goodness but by the recognition of the sinfulness of all human goodness."29 Part of the message of the church is a message of repentance, but it must be repentance for the saints as well as for those who deny the Lord.

The church, then, is composed of those persons who have recognized their sinfulness in the light of Christ the Truth. These persons have, through repentance and faith, been given grace as Power to live the new life in Christ. These saints remain in need of justifying grace because they are not perfectly sanctified. The church as an institution shares in this paradox. The problem of the church is to retain the paradox of grace. The church must absorb what is valid in the Renaissance attitude toward history and yet retain the Reformation emphasis on the equal need of all men for divine forgiveness. This attitude will not cause the church to encourage simple answers to the complex problems of society.

In the final analysis, then, the message of the church must be eschatological. The church is the eschatological community because it knows that its consummation is at the end of history. When the church is not sufficiently eschatological, it is in danger of becoming an Antichrist. This is not to exclude the redemptive act of God; but the church must keep eyes fixed steadfastly on the final goal, for in that goal is found the criterion for the message of the church to society. The most relevant task of the church is to proclaim the classical Christian gospel.

 

NOTES:

1. Niebuhr, The Irony of American History, p. 63.

2. Niebuhr, The Nature and Destiny of Man, 2:190.

3. Niebuhr, Does Civilization Need Religion?, p. 12.

4. Reinhold Niebuhr, "Christian Faith and Social Action," in Christian Faith and Social Action, ed. I. A. Hutchison (New York: Charles Scribner’s Sons, 1953), pp. 238-39 (hereafter cited as Niebuhr, "Christian Faith and Social Action").

5. Niebuhr, The Nature and Destiny of Man, 2: 24.8.

6. Ibid., p. 284.

7. Niebuhr, Moral Man and Immoral Society, p. xi.

8. Niebuhr, "Christian Faith and Social Action," p. 241.

9. Niebuhr, Faith and History, p. 189.

10. Niebuhr, The Nature and Destiny of Man, 1: 219ff.

11. Ibid., 2: 247.

12. Niebuhr, Faith and History, p. 226.

13. Reinhold Niebuhr, "The Ethic of Jesus and the Social Problem," in Love and Justice, p. 253 (hereafter cited as Niebuhr, "The Ethic of Jesus and the Social Problem").

14. Niebuhr, "Christian Faith and Social Action," p. 230.

15. Niebuhr, Discerning the Signs of the Times, p. 56.

16. Bennett, "Reinhold Niebuhr’s Social Ethics," in Reinhold Niebuhr: His Religious, Social, and Political Thought, pp. 50-51.

17. Reinhold Niebuhr, "Which Question Comes First for the Church?," in Essays in Applied Christianity, p. 88.

18. Niebuhr, Christianity and Power Politics, p. 219.

19. Reinhold Niebuhr, "The Weakness of the Modern Church," Essays in Applied Christianity, pp. 69-70 (hereafter cited as Niebuhr, "The Weakness of the Modern Church").

20. Reinhold Niebuhr, "We Are Men and Not God," in Essays Applied Christianity, pp. 172-73.

21. Reinhold Niebuhr, "The Oxford Conference on Church State," in Essays in Applied Christianity, p. 296.

22. Niebuhr, Pious and Secular America, pp. 20-21.

23. Niebuhr, Faith and History, p. 239.

24. Reinhold Niebuhr, "The Ecumenical Issue in the United States,’ in Essays in Applied Christianity, p. 275.

25. Reinhold Niebuhr, "The Idolatry of America," in Love and Justice, p. 97.

26. Reinhold Niebuhr, "The Weakness of the Modern Church," p.76.

27. Niebuhr, The Nature and Destiny of Man, 2: 217.

28. Niebuhr, "The Ethic of Jesus and the Social Problem," p. 38.

29. Niebuhr, Beyond Tragedy, p. 60.

Chapter 4: The Triumph of Grace

If Niebuhr’s doctrine of sin is the best known but most misunderstood of his teachings, then his doctrine of grace is the least known and least appreciated of his teachings. His doctrine of grace — God’s power over man and in man — is practically an unrecognized element in his theology. Since the doctrine of sin is the only element known by some of his critics, a common conclusion is that Niebuhr was too pessimistic about human nature, that he saw only man’s sin, and that he offered no proximate or ultimate hope. Conventional wisdom says that Niebuhr photographed the problem of evil and displayed the photograph in the public art gallery, that he made his strongest appeal to the pessimists, and that his faith in sin left him devoid of a program of redemption. Don’t believe these rumors; they are misleading. He was vastly more hopeful than many of his critics realize.

A smaller group of more sympathetic critics recognize that Niebuhr had a doctrine of grace, but they feel that it was less than adequate. Some of them say that his doctrine was practically extinguished by his pessimism, that Niebuhr was more a John the Baptist than a St. John. Some defend him by saying that he was not a prophet of gloom, and that he had a healthy doctrine of redemption. But these Niebuhr sympathizers have contented themselves with mentioning his doctrine of grace without demonstrating it. A third group says that Niebuhr’s doctrine of grace is wholly eschatological and not immediately redemptive. In general, then, his doctrine of grace has been denied, distorted, or neglected by his critics, both friendly and unfriendly.

For such treatment Niebuhr was partly to blame, and these misunderstandings have just enough truth in them to be taken seriously. There are several reasons for this continuing skeptical attitude. (1) The early writings of Niebuhr were far more concerned with an analysis of man’s sins than they were about God’s grace. His early concern was to shatter the idols of man’s self-esteem. The "growth in grace" in his books came later, finding systematic treatment in volume 2 of his Gifford Lectures. But his treatment of sin in volume 1 was lauded and criticized so extravagantly that it overshadowed the second volume when it appeared two years later. (2) Niebuhr so insistently warned that even the life of grace is prone to corruption that his readers gained the impression that grace is inevitably corrupted by self-righteousness. His terminology easily gave the impression that the grace of Christ can win no victories in history. He said that sin is overcome "in principle" but not "in fact." The apparent implication was that grace is of little aid to man’s struggles Niebuhr did not so limit the Cross, and he eventually repudiated this confusing terminology as inadequate to "describe the real sanctification that takes place in conversion when the soul turns from itself to God."1 (3) A third cause for skepticism about Niebuhr’s doctrine of grace was the failure to read Niebuhr’s occasional writings. His magazine articles are certainly not as important as his books, but his books made up only a portion of his writings. In over a thousand occasional writings he applied his doctrine of grace to concrete issues, and here it can be seen that his theology did not result in moral paralysis.

Niebuhr’s doctrine of grace was as central and essential to his theology as his doctrine of sin or any other doctrine. Niebuhr had a great deal to say about man’s condition in sin; but he also spoke with assurance about God’s answer to man’s sin. To be sure, Niebuhr set his doctrine of grace against a dark background of original sin. He said that the "Christian doctrine of grace stands in juxtaposition to the Christian doctrine of original sin and has meaning only if the latter is an accurate description of the actual facts of human experience."2 He painted a dark picture of man’s sin in order to show his need for grace. He said it "is from the diagnosis of impotence that the doctrine of grace achieves its significance; for grace is the answer to the human problem. Grace is consistently both power and pardon."3 He felt that liberal Christians and secularists had disregarded the Christian experience of grace because of their ignorance about sin.

Niebuhr affirmed that the Christian doctrine of salvation by grace was the only cure for original sin. He said we "assert as Christians that the message of Christ is a source of grace and truth to all men either in, their individual dimensions or in the social dimension of their existence."4 The major problems of living cannot be solved without salvation by grace. Further, the "facts of history and these Scriptural injunctions must warn us that it is the business of the Christian church to bear witness . . . to the grace of Christ which saves all who truly repent of their sins."5

In one sense, then, Niebuhr’s appraisal of the human situation was negative. But there was a divine grace greater than either man’s sin or righteousness to which he ultimately turned. An educated optimism shines out in his later writings. He can be considered to hold a balance of pessimism and optimism, retaining the values of each and avoiding the errors he saw in both.

THE IMPORTANCE OF CHRIST

God’s grace as Truth and Power come in Christ. Niebuhr’s analysis of man’s sinful condition showed that the self is unable to know the truth with its reason and unable to obey the truth in its will. To relieve the self’s reason and will from this involvement in sin God’s grace provides two essential elements: truth as a norm and power to fulfill the norm. In Christ the Truth (Son of God and second Adam — Incarnation-Atonement and sacrificial love) God’s grace has provided the self’s norm. In Christ the Power of God (Justification, Sanctification, and eschatological grace) God’s grace gives strength to fulfill the self’s life.

Niebuhr did not give a systematic elaboration of his ideas on Christology. By his own admission, however, Christology became the center of his thought.

"The situation is that I have come gradually to realize that it is possible to look at the human situation without illusion and without despair only from the standpoint of the Christ-revelation. It has come to be more and more the ultimate truth. . .. I have come to know with Pascal that only in "simplicity of the Gospel" is it possible to measure the full "dignity" and "misery" of man. Thus the Christological center of my thought has become more explicit and more important. But . . I have never pretended to be a theologian, and so I have elaborated the Christological theme only in the context of inquiries about human nature and human history."6

In a first reading of Niebuhr’s works it is not obvious that Christology is the leitmotif of his theology; but when his works are read with this admitted key, they show an intrinsic unity. Although he was late in emphasizing Christology, he once remarked that his theology was nothing more than an analysis of the truth about "Christ for us" in its significance for man.7

Christology has to do with the person and work of Christ. The Incarnation (God’s assumption of human nature and flesh) and Atonement (the meaning of the death of Jesus) are the two traditional doctrines for expressing this faith. Orthodox Christianity has customarily moved from an account of Christ’s person (fully divine, fully human) to his work (revealer of the Father and reconciler to the Father). Niebuhr’s early emphasis was upon the transforming power of Christ in the individual and society ("Christ in us"), but his later emphasis shifted to the transcendent reality and truth of Christ ("Christ for us"). His early works showed a liberalism in an unblushing form. This early concern, though liberal, was about the relation of the transforming power of the Cross to the world. The direction of Niebuhr’s analysis, like that of the Protestant Reformers, was to show the benefits of Christ. "It is not too much to say that Niebuhr’s concern for the relevance of the Christian faith is a twentieth century version of the Reformers’ insistence upon ‘the benefits of Christ’ as the point of departure for a vital and meaningful Christian faith,"8 Paul Lehmann states. The Reformation moved from the benefits of Christ to his promises, from what Christ does to us to what he is for us. Niebuhr followed this tradition.

Niebuhr eventually came to the place in his Christology where he emphasized equally well the truth of the Christian faith and the relevance of this truth to the human situation. The transcendent Christ and the empowering Christ were linked together. The problem came to be how to show that the Cross expressed the transcendent reality of Christ and his transforming power in human nature. This was the central concern of The Nature and Destiny of Man and Faith and History. The first answer to the sinful human situation was God’s grace expressed in Christ as the Truth (Son of God and second Adam).

GRACE AS TRUTH

In the previous chapter we saw that Niebuhr asserted that the self is inevitably involved in evil, both in its reason and its will. The self’s reason becomes sinful when it absolutizes a partial perspective. The self in its moments of self-transcendence perverts its limited truths into false absolutes.

The self’s will becomes sinful when it confirms the partial perspective of the reason. The concrete action of the human will is invariably sinful. The result is a false truth or norm about which the reason and the will agree. This involves a twofold consequence: the sinful self (1) does not know the truth with its reason and (2) cannot act to obey the truth in its will. According to Niebuhr, God’s grace must provide two essential elements in its answer: (1) man must again be provided with the truth as a norm; (2) his will must be freed and provided with the power to obey the truth. Man needs both the truth and the power to fulfill the truth.

In Christ the sinful self finds a truth and norm that transcends its partial perspectives. The will aspect of the human predicament is answered by God’s grace in Christ as the power of God (to be treated in the next section of this chapter). This power overcomes man’s perverted and impotent will. God’s grace in Christ as Truth and Power is inseparable. Niebuhr said that Truth and Power can be separated for the sake of analysis, but they confront the believer in Christ at the same chronological moment. For the sake of analysis, Niebuhr first discussed Christ as Truth. (His two favorite expressions for the norm in Christ were Wisdom and Truth, but for consistency only the expression Christ as Truth will be used in this section.)

The first aspect of the disclosure of Christ the Truth was treated by Niebuhr under the heading of the "Son of God." By that expression Niebuhr meant the Incarnation and the Atonement. The Incarnation clarifies God’s relationship to history; the Atonement shows that God has resources of mercy beyond his judgment. "Son of God" is the orthodox way of saying that the Incarnation has really taken place. The Incarnation becomes meaningful, said Niebuhr, when it is understood in relation to the Atonement. The Incarnation is the presupposition of the Atonement, and the Atonement is the distinctive content of the Incarnation. (The second aspect of Christ the Truth was treated by Niebuhr under the heading of "the second Adam" — a disclosure of sacrificial love as the perfect form for human nature.)

The initial step in man’s redemption from sin is the recovery of Christ as the Truth. This is a matter of an adequate apprehension of the revelation of Christ. Niebuhr intimately conjoined an analysis of the human situation with revelation to arrive at his doctrine of man. Revelation, according to Niebuhr, was both general (personal-individual) and special (biblical). Each type of revelation is dependent upon the other. Biblical revelation culminates in the Christ who reveals the essential nature of man. This is the Incarnation, the distinctive content of which is the act of Atonement. Hebrew Prophetism and Messianism, unlike nonhistorical religions and cultures, form the preparatory background for the Christ and set the stage for man’s restoration.

The Hebrew anticipation of a Messiah laid the foundation for hope of an Incarnation, a Christ. To the Hebrews, history was potentially meaningful because the disclosure of a Christ was expected. The Hebrews expected a Christ because they considered it both possible (history is more than nature-necessity) and necessary (history is fragmentary). A Christ is expected only when man becomes personally aware that he has problems that he cannot solve. Man looks for a Christ only after he understands the full height of his freedom and his full involvement in sin. When man does not know his sin he has no need of God. Niebuhr said that the "sinner who justifies himself does not know God as judge and does not need God as Savior."9 An awareness of sin is a first step in the expectation of a Christ; thus Niebuhr felt justified in emphasizing sin first. Divine mercy cannot be experienced until the seriousness of sin is fully known. Only the despair that results from a knowledge that sin causes suffering to God can appropriate divine forgiveness.

To be appreciated a Christ must be expected. Christ was a "stumbling block" to the Jews because he was not the type of Christ they expected, but he was not "foolishness" as he was to the Greeks.10 The true Christ can never be the expected Messiah because Messianic expectations always contain the egoistic elements of a local culture.

Niebuhr said that the Old Testament prophets finally concluded that God is related to history only in judgment. On the other hand, the Messianic expectations of the Old Testament realized that man did not fulfill God’s will, yet they did not accept the prophetic conclusion. Messianism felt that the ideal could be realized in as well as beyond history. It expected God’s will to be disclosed and fulfilled at some point in history. Niebuhr said that Jesus made the prophetic problem the basis of his reinterpretation of Jewish Messianism. Jesus took over the prophetic insight that Israel was sinful; he converted it into the insight that only he who acknowledges his sin is without sin. Niebuhr said that in Jesus’ parable of the Last Judgment, Jesus shows that the distinction between good and evil is not destroyed; yet in the final judgment, there are no righteous in contrast to God. This raised the further problem of how God both condemns man’s moral efforts and yet, in his mercy, recognizes and completes them. This, said Niebuhr, is answered in Jesus’ conception of the suffering Messiah, the heart of the Atonement.

The "suffering Messiah" shows God’s mercy toward man’s incomplete moral efforts as well as his justice in condemning them. He clarifies the answer to the prophetic problem in a resource of mercy beyond his judgment which becomes effective as he takes the consequences of his judgment into himself. The central truth embodied in the doctrine of the Atonement is that the justice and mercy of God are one. Niebuhr’s chief concern in volume 2 of his Gifford Lectures was with the truth and relevance of this doctrine.

The Atonement, by relating justice and mercy, wrath and forgiveness, is a double-dimensional event. The mercy dimension of the Atonement shows God redeeming and completing the ethical fragmentariness of man. This contradiction remains in history, while it is resolved on the divine level. Faith brings a unity into this paradox. Niebuhr said that when man in an attitude of contrition and faith appropriates the divine mercy, the human situation is both understood and overcome. God’s power becomes available to man to complete his incompleteness and purge him of his vain efforts at self-completion. When Christ the Truth comes into history he completes incomplete knowledge, clarifies obscurities of history, and corrects man’s self-centered interpretation of human existence. In this sense he is a contradiction to human culture, but true wisdom to the man of faith. To the man of faith the revelation of Truth will also become a revelation of Power.

Niebuhr said that the Christian faith accepts the expected Messiah who was rejected by the Jews. St. Paul summarizes the significance the Christian community attributed to Christ by calling him the Power and Wisdom of God (1 Cor. 1:23-24). St. John calls him the Grace and Truth of God (John 1:17). Niebuhr, borrowing this biblical terminology to express the categories of his own Christology, said that Christ the Truth has fully disclosed God’s will and purpose for life and history. Christ as Power is God’s dynamic authority revealed in such a way that there can be no question of any other power being able to overcome it. Christ is the ultimate expression of God’s grace.

According to Niebuhr, then, the Christian faith asserts that the crucified Christ is both Truth and Power. The true norm of life has been revealed along with the power to complete and fulfill it. Power can be mediated to the individual if the truth of the Atonement is appropriated inwardly by faith. Thus "the alternate moods of despair and false hope are overcome and the individual is actually freed to live a life of serenity and creativity."11

According to Niebuhr, man is unable to rise above his partial perspectives to grasp the true standards of God, to find his true norm. This condition is answered by the revelation of Christ as the Truth of God. The other facet of the human predicament is that the will of man inevitably corrupts itself in competing interests. The answer to this problem is found in the revelation of Christ as the Power of God.

Before the subject of Christ as Power is considered the second aspect of Christ the Truth (second Adam) must be evaluated. Christ as the second Adam discloses the content of God’s grace as Truth that sets man his true norm in history, just as the "Son of God" expresses that the Incarnation and Atonement have taken place.

The point of contact between man and God is love. Man evil but he knows how to love. The essence of both human nature and God’s nature is love. The significance of Christ as the second Adam is the revelation of the true character of both the human and the divine nature. Christ is the norm for human conduct, and its end. Christ has demonstrated the full meaning of what it means to be a man; therefore, he is fully the second Adam, the standard by which God will finally judge man at the end of history. Because of man’s freedom, he has some idea of the perfect love of Christ as the norm, though he has never attained it in his own life. Christ, as normative man, belongs to both natural and revealed religion.

As the Son of God, Jesus reveals the divine love that resolves the predicament of history. As the second Adam, he forms the pattern of human perfection. The one love has a divine counterpart, the other a human counterpart. Sacrificial love is the love of the Cross, the perfect love. The Cross is a symbol of man’s perfection; and this, rather than a traditional doctrine such as the virgin birth, answered the problem of the sinlessness of Christ for Niebuhr.

It is the conviction of the Christian faith that the agape of Christ is the disclosure of the divine love. Christ is also the disclosure of perfect human love, an "impossible possibility" for man. The love of Christ sets the principles for the Christian interpretation of history. This can be seen when love of the second Adam is related to the first Adam, to mutual love, and to the end of history. Niebuhr analyzed man’s highest possibilities by showing the relation of the second Adam to the first Adam (man’s ultimate and original perfection), mutual love (the possibilities and limits of history), and the end of history (how the historical character of the perfection of history is preserved against attempts to surrender history to eternity in interpreting its fulfillment).

Christ, the perfect norm of human character, reestablishes the virtue which Adam had before the Fall. The perfection before the Fall cannot be understood except as it is found in the perfection of Christ. Once this is understood, it is also seen that Christ exceeds as well as reestablishes the primitive perfection.12

Mutual love is the first level below sacrificial love. This love makes social existence possible. This is a lesser form of love because it is tainted with self-interest. Mutual love, because of this self-interest, always remains partly a contradiction of sacrificial love. The sacrificial love of Christ transcends mutual love in a threefold way. Sacrificial love completes the incompleteness of mutual love, clarifies and defines the ethical possibilities of history, and represents a perfection which contradicts the false pretensions of virtue in history.13

The principle of justice is immediately below the principle of mutual love. The principle of justice gives support to the individual’s obligation to mutual love. This is a threefold relation. Principles of justice show that the individual is obligated to give mutual love in his immediate obligations to his neighbor on the personal level, in complicated social interrelations, and in the wider community.

The doctrine of the second Adam, said Niebuhr, refutes the mystics who seek perfection by a final incorporation into eternity. The tendency of the mystics is to make gnosis (knowledge) rather than agape the final form.

The God whom Christians worship reveals his majesty and holiness not in eternal disinterestedness but in suffering love. And the moral perfection, which the New Testament regards as normative, transcends history not as thought transcends action but as suffering love transcends mutual love. It is an act rather than a thought which sets the Christ above history, and being an act, it is more indubitably in history than a mere thought.14

Sacrificial love is ethically normative for the Christian life. Man’s highest norm is not a flight from historical vitalities, but a harmony of love which relates itself to others and to God. Although sacrificial love transcends the realities of history (since it is grounded in the character of God), it is nevertheless validated in history where concern for others is manifest. Thus Niebuhr attempted to make the norm of Christ relevant both to man s contemporary situation and his situation at the end of history.

GRACE AS POWER

Niebuhr said that "grace as Power" was the solution to the second aspect of man’s sinful situation. Man’s will must be freed and provided with the power to obey the truth and live up to the norm expressed in Christ. Man must have God’s grace as Power to fulfill his life. It is self-evident that sinful man needs an outside source of power to begin to measure up to his true norm, else he will surrender to despair. Man must be assured of help to sustain interest in this effort.

God’s grace is an adequate answer. Christ is the Power as well as the Truth of God. When man confesses his need and helplessness to God, grace as Power is made available for him. God begins by being man’s judge, but ends by providing a moral undergirding that empowers history. The self is shattered and forgiven when it confronts Christ as Truth. But at the same time God’s grace as Power is imparted to the believer to renew his life and overcome his sin.

Niebuhr differentiated between two facets of grace as Power. The Power of God over man is justifying grace that completes what man cannot complete and imputes to him righteousness and forgiveness. The Power of God in man is sanctifying grace that provides resources to enable man to become what he truly ought to be. Justification supplies man with a new nature, clears him from God’s judgment, and releases him to a life of holiness. Sanctification (synonymous with the gift of the Holy Spirit) empowers the new man with the grace to reach levels of agape that would be impossible under his own power.15

Niebuhr said that this analysis of the Power of grace as pardoning and empowering will not convince modern man of its relevance to his situation. Modern man is bent on increasing the power and range of his mind against the narrower impulses of his body. To establish the relevance of the doctrine of grace as Power, Niebuhr applied it to the facts of human experience. In order to show the full implications of the Power of grace as mercy towards (Justification) and power in (Sanctification) man, Niebuhr used the device of an existential explication of Galatians 2:20.

"I am crucified with Christ." Niebuhr used this phrase to describe the initial work of grace that shatters the sinful self into despair and repentance (conversion). This phrase must be taken poetically (and Niebuhr’s explication was poetic) because it does not literally mean the destruction of the self. Niebuhr said that Paul’s first assertion is that the self which is centered in itself must be "crucified," shattered, and destroyed. This is necessary because of the human situation, already described by Niebuhr in terms of the doctrine of original sin.16

"Nevertheless I live." Justification, the assurance of divine mercy and forgiveness, is the immediate consequence of conversion. It is an inner feeling that the ego which has been shattered is now cleansed and forgiven. The Christ who is apprehended by faith imputes his righteousness to the penitent self. The self feels a consequent release and sense of peace. God accepts the self’s intention to live by the norm of agape as the act itself. The possession of righteousness is a possession by faith, not by one’s own merit. The sense of peace comes, not because one deserves it, but because the righteousness of Christ is imputed to the person. Nor is man constituted perfect through this infused righteousness. The sinful nature remains, although the self feels at peace with God. This reconstructed self is a consequence of the invasion of the Holy Spirit from without.17

"Yet not I; but Christ lives in me." Justification releases the self to an active working out of its own salvation, for it is God who works both to will and to do. The new self is not complete with justification. Sanctification is God’s empowering of the new self for the performance of agape — an existential moment on the level of moral experience. On this level also the self’s identity is preserved and its new life is dependent upon a divine source of power, a "power not its own." But this new life of the self is, in a sense, not fully complete. This gives a double meaning to the life of the new self on this last level of regeneration.

Niebuhr said that there is an ambiguity about the relation of the self to Christ which can be expressed in terms of the previously mentioned grace as Power over man and Power in man. The "yet not I" is a confession of the converted self that its new life is the result of a divinely infused power. The "yet not I" is also a confession of the converted self that the new self is not an accomplished reality; "that in every historic concretion there is an element of sinful self-realization, or premature completion of the self with itself at the centre; that, therefore, the new self is the Christ of intention rather than an actual achievement."18

Niebuhr maintained that the new life, a product of the grace of God, is a reality; but the new life is never a fully accomplished reality. It is fully accomplished in intention rather than in achievement. Grace does not completely remove the contradiction between man and God. Sanctification is not a thing completed immediately after conversion.

Whenever the sinful self faces up to its self-love in an attitude of repentance and faith, the consequent experience of release from self creates a concomitant sense of gratitude. The self recognizes that its rebirth is a miracle that it could not have accomplished in its own power. This recognition of the otherness of divine determinism and human responsibility raises the problem of the delicate balance between divine determinism and human responsibility. Niebuhr both asserted and denied the sovereignty of grace. Grace is prior to man’s will; but man’s cooperation. is needed for grace to be effective.

Niebuhr interpreted God’s electing grace and man’s free will as an existential relation. He said that the relation cannot be subjected to a precise logical analysis. Free will as a force working independently of grace is true on one level of experience, while God’s grace as the exclusive source of human redemption is true on another level. Man’s freedom to respond to the good is valid on the level of the sinful self. Grace as the power of God to elect man is valid on the level of faith where the self transcends itself. Niebuhr again broke the rules of formal logic to stress an aspect of the self’s experience.

Although Niebuhr had reservations about complete sanctification, he gave ample indication that the converted man lives an altogether different quality of life. The traits of the new self are repentant humility (admissions of the self that it falls short of the norm of Christ), faith that God’s good will triumph over evils in history, and the characteristic fruits of the Spirit — love, joy, and peace.

Niebuhr’s explication of Galatians 2:20 assumed that God’s grace as Power for man’s life has a double connotation; the first suggests that the new life has been achieved through grace as a power not our own, while the second suggests that the new life is not yet an achieved fact. This second connotation, a qualification of sanctifying grace, Niebuhr said, is also supported by the thought of St. Paul when his thought is considered as a whole. Furthermore, Niebuhr believed that experience validates the second meaning as well as the first.

It is difficult to express these two aspects of grace as Power without unduly emphasizing one side at the expense of the other. Niebuhr maintained, however, that these two sides of grace do not contradict but support one another. Niebuhr’s conclusion was that the facts of experience indicate that grace as justification (forgiveness) and grace as sanctification (enduement with power) are both true. On one level the self experiences renewal and on another level the self remains guilty. This was designated by Niebuhr as "the paradox of grace."

THE PARADOX OF GRACE

Niebuhr relied on St. Paul to arrive at his concept of grace as Power in and over man (the central dogma of the Christian faith). He believed that Paul’s interpretation of grace as justification and sanctification were "closely related to Jesus’ insistence that the righteous are not righteous before the divine judgment; and to his conception of the suffering Messiah as a revelation of the justice and mercy of God."19 At the same time Niebuhr arrived at his "paradox of grace" by an analysis of its various interpretations through Christian history. He said that Christians have repeatedly resisted the paradox and have sought new ways of vindicating men who have become righteous through Christ. As Niebuhr described it, the favorite strategy of avoiding the paradox is to claim the achievement of perfection (which in turn becomes a source of human arrogance).

Niebuhr evaluated the traditions that accept the concept of grace as Power. He judged these traditions on the basis of their retention (or lack of retention) of the delicate, balance between grace as sanctification and as justification. They become a foil for his own interpretation because he found that each destroyed the paradox. Niebuhr felt that an appreciation of the paradox of grace can be gained after seeing the easy way it is broken by those who make professions of agape. From an examination of these misinterpretations he drew a synthesis that he felt did justice to the paradox.

Niebuhr said that in the Roman Catholic tradition grace as justification (grace over man). is increasingly subordinated to grace as sanctification (grace in man). This is due to the Roman interpretation of sin "as the privation of an original perfection, rather than as a positive corruption."20 Grace ceases to be a justifying power and becomes an addition to human nature. Augustine emphasized justification, but he did not fully recognize the "persistent power of self-love in the new life." Later traditions abandoned Augustine’s restrictions and identified the Church with the Kingdom of God, which culminated in the distortion of papal infallibility. According to Niebuhr, Rome cannot solve the problem of sin because it will not admit its own proud pretensions.

Niebuhr said that the Roman Church broke the paradox of grace by raising a human institution to an unchallenged position above judgment. The significance of the Protestant Reformation was that it challenged this "curious compound of human self-confidence and gospel humility." The free self cannot honestly deceive itself that it has attained perfect sanctification. This made a challenge inevitable. The Reformation understood (1) that life must be completed by a power that is not our own, (2) that human pride insinuates itself on every level of sainthood, and (3) that freedom can bring either good or evil or both.

The medieval synthesis of humility and self-confidence was challenged by the Renaissance. For Niebuhr the Renaissance was the impulse towards the fulfillment of life in history and included numerous movements from the fourteenth century to the present. The Renaissance combined the classic trust in reason with the Catholic line of perfectionism. The extension of the powers of the human mind became the supposed key to the overcoming of human problems. Grace as a requisite for fulfilling life was dispensed with. Sanctificationist in principle, it brushed aside the idea of justification. The Renaissance went even further, and dismissed the whole idea of grace.

The Renaissance disregarded grace in its concept of the fulfillment of life, and it assumed that all progress meant the advancement of good. The end of history contained only fulfillment. The most grievous error of the Renaissance, according to Niebuhr, was its too-simple conception of historical progress. It was right in conceiving history dynamically; but it conceived the dynamic aspects of history too simply. It did not recognize that history is filled with endless possibilities of both good and evil.

Niebuhr grouped sectarian Protestantism with the Renaissance because it shared the Renaissance emphasis upon grace as Power in man, the impulse toward the completion of life. Niebuhr said that the sects did not understand the limits of personal sanctification. Unlike the Renaissance, however, the sects defined grace in man in Christian terms. The sects emphasized sanctification at the expense of justification. This grace could be immediately acquired, and it was accompanied by a specific change in one’s manner of life.

There were two impulses in sectarianism: "(a) the impulse towards the perfection of individual life expressed in the pietistic sects and (b) the impulse towards the fulfillment of history expressed particularly in the Anabaptist and socially radical sects."21 The perfectionist groups (pietistic-mystical) identified the "inner light" with the immanent Christ and exempted the "light" from judgment. The eschatological sects suffered from the coming Kingdom (Anabaptist) or fought for it (Cromwellians), but anticipated it in history.

According to Niebuhr, the Reformation rediscovered the biblical-prophetic insight that sin persists in life and history. The Reformation was the place where "that side of the gospel, which negates and contradicts historical achievements, became more fully known."22 The Reformation was most fully aware of the persistence of sin in the life of the saints. The final completion of life was found in the divine mercy. Only after history had shown the error of simpler interpretation was this side of the gospel fully known. This rediscovered "justification by faith" was frequently given a one-sided emphasis because of the polemical nature of the Reformation. The Reformation looked for a completion of life from a power that was not man s own. It denied the implication of the Catholic theory of grace that life can be brought to a full degree of completion. It interpreted grace primarily as the forgiveness of God toward man rather than power in man. The Reformation most fully comprehended what the Renaissance neglected, the tragic aspect of history. The Reformation, on the other hand, failed to understand the cultural potentialities of grace.

Niebuhr concluded that neither the insights of Luther nor Calvin were able to do justice to the paradox of grace or the problems of the human predicament. Calvinism, like Roman Catholicism, stressed sanctification to the point that certain facts of history were beyond judgment and forgiveness. Lutheranism canceled out the urgency of sanctification by giving the experience of justification the principal place in grace. Niebuhr concluded that while "the Lutheran side of the Reformation always walks on the edge of the precipice of superamoralism, not to say antinomianism, the Calvinistic Reformation is imperiled by the opposite danger of a new moralism and legalism."23

Niebuhr said that the spiritual life of recent centuries has been determined by the interaction between the Renaissance and the Reformation approaches to existence. They generated two contrasting types of spirituality, and that "contrast may well be defined in terms of the ‘sanctification’ and ‘justification’ aspects of the Christian doctrine of grace," he said.24 The Reformation was overbalanced by a defeatism and cultural obscurantism, and the Renaissance by an unwarranted optimism.

Niebuhr proposed a new synthesis that fitted together the two contrasting discoveries of the Renaissance and the Reformation and corrected the one-sided blindness of both. He stated that this attempt at synthesis was a central problem of his theology. Niebuhr felt that if he could bring about this synthesis he could produce a philosophy which would "reach farther into the heights and depths of life than the medieval synthesis; and would yet be immune to the alternate moods of pessimism and optimism, of cynicism and of sentimentality to which modern culture is now so prone."25 Further, he wished to reopen this debate in order to make the Atonement achieve and retain cultural relevance.

Niebuhr said that history has shown a triumph of the Renaissance emphasis over the Reformation emphasis. Luther’s defeatism and Calvin’s obscurantism contributed to this defeat. The general atmosphere of historic optimism of the past centuries seemed to refute the truth of the Reformation and validate what was both true and false in the Renaissance. Consequently the Reformation emphasis was neglected.

The realization of concomitant good and evil in history has given the justification aspect of grace a new relevance. Whenever human goodness and wisdom acknowledge their limits, justification begins to make sense out of life. The hopeful periods of history would seem to make the gospel of grace as justification irrelevant. Periods of disillusionment. make known the vanity of such hopefulness. Niebuhr claimed that we are now in such a period of disillusionment.

Niebuhr said that the time is ripe for a new synthesis of the twofold aspects of grace as Power in the light of the Renaissance and Reformation interpretations. According to Niebuhr, the Renaissance must make its contribution to this new synthesis by stressing diligence in the pursuit of proximate answers and solutions. The Renaissance claim that man is a creature with an unlimited potential is an essential truth about life and history. But a simple trust in human power alone is disastrous. To this must be added the Reformation insight that the fulfillment of life and human perfection are impossibilities of human nature. History can realize only degrees of self-fulfillment. The chief contribution of the Reformation to this new synthesis, then, is its insistence that life is never fulfilled in history either by grace or by the capacities of human nature.

Thus Niebuhr looked upon his theology as a synthesis of justification and sanctification, but a more adequate synthesis than that of medieval Catholicism. Using this double aspect of grace, Niebuhr contended that history is meaningful but depends upon God for its fulfillment.

Niebuhr maintained that the Christian doctrine of the Atonement is the final key to this interpretation. The Atonement, paradoxically relating the divine mercy and wrath, symbolizes the seriousness of history. The significant distinction between good and evil in history is preserved. He said that the "realization of the good must be taken seriously; it is the wheat, separated from the tares, which is gathered into my barn, which is to say that the good within the finite flux has significance beyond that flux."26 On the other hand, God’s mercy points to the corruption of evil in every historic achievement. This divine mercy destroys evil by taking evil into itself.

The Atonement is not a thing anticipated by human wisdom; but once the truth of the Atonement is accepted by faith, it symbolizes all that man can and cannot do. There is no limit to sanctification, Niebuhr wrote, "except of course the one limit, that there will be some corruption, as well as deficiency, of virtue and truth on the new level of achievement." 27

ESCHATOLOGICAL GRACE

The full completion of man’s life awaits a divine action beyond history. Only God can complete man’s moral struggle and fulfill his fragmentary existence. History, then, is an interim between the disclosure of its true norm in Christ and the perfect fulfillment of its meaning. And, Niebuhr said, this "interim is characterized by positive corruptions, as well as by partial realizations and approximations of the meaning’ of life." 28 Final sanctification must lie beyond history. History remains under the paradox of grace of Power, fulfilling, and not fulfilling, the true norm of man until the end of history. Beyond history the contradiction is overcome by the mercy of God. This promise of final grace is, so to say, an eschatological gift.

Faith points to an end where all corruptions are overcome. Niebuhr said that symbolically "this is expressed in the New Testament in the hope that the suffering Messiah will ‘come again’ with ‘power and great glory.’ Men shall ‘see the Son of man sitting on the right hand of power, and coming in the clouds of heaven.’" 29 The New Testament eschatological symbols speak of this end as telos. Pointing to the ultimate from the standpoint of the conditioned, these symbols give an answer of assurance to counteract the threat and peril of meaninglessness. The Niebuhr reader is left with some doubt, however, as to just what kind of reality is designated by Niebuhr’s "eschatological symbol."

Niebuhr said that these eschatological symbols are to be taken seriously but not literally. He said this is so because these symbols have a double character. They are meaningful for history, but they transcend history as spirit transcends nature. They cannot be reduced to a point in history. They are meaningful in that (1) they keep the ethical problems of history clearly defined, and (2) they indicate the nature of the perfection of history for which grace as Truth established the norm and grace as Power anticipates fulfillment in experience. When these symbols are taken literally they confuse the mind of the church, distort the relation between time and eternity, and reduce God’s ultimate vindication over history to a point in history; for Niebuhr, one such falsification is expressed in the hope of a millennial age. But to take history seriously is to take these symbols seriously.

Niebuhr said that the eschatological grace beyond man (telos) forms a transhistorical counterpoint to the paradox of grace in history. Yet eschatological grace does not annul the tensions of grace as Power over and in man. Eschatological grace both conforms to and fulfills grace as Power in history. He said that the New Testament "last things" are described in the fundamental symbols of the return of Christ, the last judgment, and the resurrection from the dead. Tracing these three interrelations will give an indication of Niebuhr’s view of grace as a final fulfillment of the human condition.

Niebuhr said that the eschatological symbol of the return of Christ guarantees the victory that so often mocks faith. The first coming of Christ defined the true norm of history. This norm cannot ultimately be denied, or life would be meaningless. The faith in the return of the suffering Messiah as triumphant judge and redeemer indicates the confidence that this true norm will be achieved. Niebuhr noted:

The two most basic ideas in this hope of the "parousia" are that the redemption of the world does not require the destruction of creation since creation is not itself evil, and secondly that redemption must come from God since every human action remains with the contradictions of sin.30

Sin makes the triumph of love in history impossible; love remains suffering love. Through faith, however, the Christian apprehends that beyond history love is triumphant. The return of Christ vindicates God’s sovereignty and the final supremacy of love.

This final redemption of history is also the culmination of history. Not only does it refute the utopian idea of a simple fulfillment of history, it also refutes the otherworldliness that believes history is robbed of its final meaning in the consummation. The judgment and the resurrection, other aspects of eschatological grace, are subordinate to the return of the triumphant Christ since they are part of the vindication of God in the second coming.

The ethical struggles and contradictions of history are clarified and given meaning at the last judgment. Man is finally judged by the norm of true manhood. According to Niebuhr’s account, there are three important facets to the symbol of the last judgment. The first is the idea that Christ, the true norm of history, is the final judge of history. Man will be judged for his self-love on the basis of the norm

Christ’s sacrificial love — by the ideal possibility, and not the contrast between the finite and the eternal character of God.31 Second, the symbol emphasizes the seriousness of good and evil in history and the gravity of historical decisions. God does not erase the distinction between good and evil in history because of the moral ambiguity of all human actions. Niebuhr used the parable of the wheat and the tares to show that good and evil cannot always be distinguished in history. The final judgment makes a provisional distinction between the degrees of righteousness and unrighteousness among men, but the final judgment then exposes the deep-rooted ambiguity of these provisional distinctions. The righteous know that their self-interest has taken away any final pretension to righteousness. Thirdly, Niebuhr said that the last judgment is at the end of history, showing the double character of all historical striving. No process of growth in history can emancipate man from his sin and free him from judgment. When man confronts God as judge it is sin, not death, which is the real peril.

Niebuhr felt that many modern Christians discredited the idea of a final judgment because of the alleged fires of hell associated with it. Niebuhr said that it was unwise "to claim any knowledge of either the furniture of heaven or the temperature of hell; or to be too certain about any details of the Kingdom of God in which history is consummated. But it is prudent to accept the testimony of the heart, which affirms’ the fear of judgment."32

All man’s efforts to redeem and sanctify life are declared meaningful by the resurrection. What man does in history is significant for eternity. The resurrection preserves and transfigures these efforts into a final harmony. Niebuhr said that the resurrection (as an eschatological symbol) points to the harmonious culmination of the tension between spiritual freedom and the nature-finitude dimension of human life. The resurrection of the body indicates the ultimate harmony of spirit and nature; it sublimates rather than annuls the historical process. The doctrine of the resurrection affirms that man cannot consummate history. It denies the hope that human nature is capable and worthy of survival beyond death. The Christian faith conceives of resurrection as a loving fellowship with a God who has the power to bring history to completion.

For Niebuhr, then, the symbols of eschatology express the faith that God’s final act is to perfectly justify and sanctify history; God’s final word to history is the perfect fulfillment of grace. The telos finally destroys the defiance that has marched through history along with the good. The "Antichrist" will appear at the end of history, and the final victory of Christ will therefore come not in history but at the end of history.

 

NOTES:

1. Niebuhr, "Reply," p. 437.

2. Niebuhr, The Nature and Destiny of Man, 2: 108.

3. Niebuhr, Pious and Secular America, p. 105.

4. Reinhold Niebuhr, "Literalism, Individualism, and Billy Graham," in Essays in Applied Christianity, ed. D. B. Robertson, Living Age Books (New York: Meridian Books, 1959), p. 129.

5. Niebuhr, "Our Dependence is on God," in Essays in Applied Christianity, p. 335.

6. Niebuhr, "Reply," p. 439.

7. Paul Lehmann, "The Christology of Reinhold Niebuhr," in Reinhold Niebuhr: His Religious, Social, and Political Thought, p. 253.

8. Ibid., p. 264.

9. Niebuhr, The Nature and Destiny of Man, 1: 200.

10. Niebuhr, The Nature and Destiny of Man, 2: 37.

11. Ibid., p. 58.

12. Ibid., p. 77.

13. Ibid., pp. 85-89.

14. Ibid., p. 92.

15. Ibid., p. 99.

16. Ibid., pp. 108-109.

17. Ibid., pp. 110-14.

18. Ibid., p. 114.

19. Ibid., p. 127.

20. Ibid., p. 143.

21. Ibid., pp. 169-70.

22. Ibid., p. 148.

23. Ibid., p. 198.

24. Ibid., p. 153.

25. Ibid., p. 156.

26. Ibid., pp. 211-12.

27. Ibid., p. 156.

28. Ibid., p. 213.

29.Ibid., p. 288.

30. Niebuhr, Beyond Tragedy, p. 188.

31. Niebuhr, The Nature and Destiny of Man, 2: 291-92.

32. Ibid., p. 294.

Chapter 3: Man the Sinner

Niebuhr has been called the twentieth-century theologian of sin. Because of his extensive writing on the subject of sin, the erroneous impression has grown up that Niebuhr was exclusively interested in this one doctrine, that it made him a pessimist, and that he neglected the Christian doctrine of grace. Too many Niebuhr readers have read volume 1 of his Gifford Lectures (the second half of which deals with sin) and have either failed to read or to take seriously volume 2 (which deals with the Christian answer to sin in terms of grace).

Niebuhr’s critics have said that he paid an inordinate amount of attention to the doctrine of sin. They have said that it was his controlling insight, the most fundamental of his ideas, the clue to his anthropology, and his most valuable contribution to contemporary theology. Some liberal critics seem to have blamed him for sin because he rediscovered some of its dimensions. My own feeling is that this doctrine was not his central concern, although it was a central pole around which his writings gathered. Sin is the best-known aspect of his work (and has received a disproportionate amount of discussion), but it is misleading to think that this doctrine is the launching pad for his thought. I would in no way minimize the immense significance of his treatment of sin, but I believe he spoke of it in the light of the shallow moralism of both theological orthodoxy and liberalism, and as one part of the task of relating Christianity to the twentieth century. He is remembered more for his essays on sin than for his vision of grace. But his impact during the ‘30s and ‘40s was dependent as much upon where his listeners were as upon what he said. The situation in America called out for his analysis of the human condition. I hope in the next chapter to show that he also spoke about God’s grace.

There is no question that a numerical count in his written works would show that he used the word sin and its correlatives much more than he did grace and its attendant words of redemption. But when Niebuhr began to write his first articles and books, the concept of sin had virtually disappeared from the vocabulary of enlightened theologians. One of Niebuhr’s early efforts was to reinstate the concept of sin, to reinterpret it, and to attack moral optimism. In doing this he "has given us one of the most astute analyses of the source of sin in human nature which Christian thought has ever achieved."1 Niebuhr’s thought may be more readily understood if approached on the avenue of this doctrine, but it cannot be fully understood if the other aspects are omitted. Niebuhr said that he attempted to emphasize both man’s Godlikeness and his sin. If the doctrine of sin received a strong emphasis in his writings, it was because he was attempting to save modern Christianity and culture from the sentimentality into which it had fallen "by its absurd insistence upon the natural goodness of man."2 For him there was no way to understand God’s grace without understanding sin; he pointed to the depths of sin in order to lead to the heights of grace.

Niebuhr readily admitted that much of his writing and speaking had been diagnostic; it was so designed to call modern man to look at his situation. When this was in a partial way being accomplished, Niebuhr advocated a more positive approach and apparently intended to practice it himself. It is ironic that Niebuhr should have been so successful in his analysis of sin that his solution to it has been neglected.

THE ORIGIN OF SIN

Niebuhr named three distinctively Christian affirmations about man that sharply distinguished the Christian from all alternate views. The first two, already considered in the previous chapter, were man as creature and as the image of God. The third affirmation was that man is a sinner. Sin is occasioned, although not caused by, the first two contradictory elements of finiteness and freedom. According to biblical faith, this contradiction does not of necessity betray man into sin.

Niebuhr was more concerned about the nature of sin than its matrix; but an account of its origin also gives a clue to its nature. A bundle of originating factors can be distinguished in Niebuhr’s treatment of the emergence of sin. (1) Man is in a unique position between nature and spirit as a free creature. (2) The devil presents to man the temptation to reject the position to which he has been appointed by his Creator. (3) The third element, growing out of the previous two, is man’s anxiety to secure his own position in contrast to the original order of God. Once man has rejected his dependence on God, he becomes even more conscious of his insecurity; as a result his anxiety reaches unbounded proportions. These three intertwined aspects of man’s initial break from God lead to the manifold forms of sin in the individual and the group. Niebuhr did not distinguish these three factors in the emergence of sin as sharply as this; he thought of them as interdependent and closely related.

Niebuhr saw the self participating in the double environment of nature and spirit with its correlatives of greatness and weakness.3 In this situation the whole self exhibits capacities for both good and evil. The contradictory character of human existence is not evil in itself. Man’s essence resides in his freedom. Sin is not possible without freedom, but it does not necessarily follow from it.4 The issue in Niebuhr’s doctrine of sin is not man’s finiteness in nature, but his abortive attempts to escape that finiteness. "Sin in history is not finiteness and particularity,"5 he said. Man’s situation of finiteness and freedom is actually a good thing, ordained by God. The situation becomes the locus of sin only when it is falsely interpreted.

If man conscientiously took into account his full involvement in both nature and spirit, he would not be deluded into unwarranted megalomanias. An ultimate mystery surrounds the way in which the human situation becomes a sinful situation. This mystery does not easily fit a scheme of rational intelligibility. The two forms of the mystery are man’s responsible freedom, despite the determining factors of creaturely finiteness, "and the greater mystery of the corruption of that freedom and resulting sin and guilt."6 Man becomes confused and falls into sin when he rejects this state of finiteness and freedom and tries to realize himself without divine authority to define his limits.

The alternatives of right and wrong are not inherent in man’s situation of finiteness and freedom. Niebuhr used the symbol of the devil to explain the false interpretation by which man is tempted. This biblical symbol indicates that sin did not originate out of man’s own nature. Niebuhr said to "believe that there is a devil is to believe that there is a principle or force of evil antecedent to any evil human action."7 The devil is a symbol that sin is a mysterious offer, a tempting alternative to God’s established order.

The bible uses the myth of the Fall, said Niebuhr, to indicate the nature of this temptation. The serpent, correctly interpreted by Christian theology as the devil, had previously transcended the proper state set for him by God in an attempt to usurp the place of God. "Before man fell, the devil fell," Niebuhr said.8 The serpent of the myth created in man a similar desire to break the limits which God had set for him.

Hence a mysterious force of evil exists prior to man’s sin, and man does not face a vacuum. Niebuhr (in a rather inexact way) wanted the concept of the devil to act as a symbol of the mysterious offer presented to man to take the alternative to God’s established order of human existence.

Niebuhr was not a system-builder, and his treatment of the devil is one indication of the gaps in his thought. Regrettably, he was not interested in a universal Fall that involved nature and the cosmos, nor did he have much patience with those who made ontological speculations. He felt that ontology (an analysis of the structure and character of being — being-as-such) depersonalized. There are numerous areas of his thought that would have profited from a more exact treatment. He preferred descriptive rather than ontological terms, but he unconsciously used ontology (ontology cannot be escaped). Historic symbols and careful delineations of the nature of ultimate reality are both needed as necessary correctives one to the other.

Man is in a position between nature and spirit. This situation is not evil in itself; but man’s involvement in it makes him susceptible to the devil’s misinterpretation of this situation.9 Thus the human situation becomes the occasion for man’s temptation along three avenues: (1) Man’s natural limitations and finitude as a part of nature create in him a sense of insecurity. (2) Man is further insecure because in his self-transcendence he can anticipate the danger of the future. Death is the ultimate symbol of this danger. (3) Through his abilities of self-transcendence, man can envision infinite possibilities of perfection, and he overestimates his ability. His very insecurity drives him to the necessity of overestimating his capacity for attaining perfection, since this must be accomplished before death claims him as its victim. These various insecurities cause him anxiety. His freedom, the basis of his creativity, is also his temptation. Niebuhr said that since man is involved in the contingencies and necessities of the natural process on the one hand, and since, on the other, he stands outside of them and foresees their caprices and perils, he is anxious."10

Niebuhr said that man, "being both free and bound, both limited and limitless, is anxious. Anxiety is the inevitable concomitant of the paradox of freedom and finiteness in which man is involved."11 This internal response of the self is morally neutral. Anxiety is a prerequisite to any meaningful action. The outcome of this anxiety can have either a positive or a negative function. Anxiety does not necessarily imply a negative function; ideally the tensions of life might be surmounted by faith. There is always the possibility that anxiety may be purged of sinful self-assertion. Anxiety cannot be regarded as making sin necessary. Anxiety constitutes a state of temptation, but out of it can arise either faith or sin. Anxiety as such is not sin; it is the precondition of sin.

Anxiety is a permanent concomitant of freedom. The destructive and creative aspects of anxiety cannot be separated. Using an analogy, Niebuhr said that it is the condition of the sailor climbing the mast "with the abyss of the waves beneath him and the ‘crow’s nest’ above him. He is anxious about both the end toward which he strives and the abyss of nothingness into which he may fall."12 The self senses that the elements of good and evil are present in any act. Anxiety over the situation of insecurity does not become operative as sin until lack of faith enters in. In his ambiguous situation man feels insecure without a faith in God. Man inevitably tries to overcome this anxiety by setting up false gods. Underneath all the forms of particular sin lies the initial sin of unbelief — the unwillingness to trust God to keep one secure amidst the insecurities of existence. This "is the meaning of Kierkegaard’s assertion that sin posits itself,"13 Niebuhr said. This desire for security is never satisfied; it is indeterminate.

Society, just as the individual self, is faced with the consequences of anxiety because it too consciously exists in the tension between nature and spirit, necessity and freedom. Nature’s necessities must be accepted, but freedom keeps tempting communities with the possibility of escape. The result is an anxious search for security. Just as anxiety can lead the individual self to be creative or destructive, or both at the same time, so it can lead every human group to be creative or destructive. Thus the community is an ethical agent responsible for moral action.

Niebuhr characterized the nature of sin by numerous descriptions which can be placed very generally into two categories. The first is rebellion against God and the order he has established for man’s life. This has a religious dimension because it is the attempt to usurp the place of God. Niebuhr used many expressions to describe this rebellion, among them "wrong use of freedom," "rebellion against God," "worship of false centers, eternals, or absolutes," "falling short of the ultimate ideal," "self-worship," and "man’s pretension that he is not contingent." 14

The second category has to do with the human values that the self destroys, either its own or those of others. This has a social dimension because it treats other personalities as if they were of inferior significance. Some of Niebuhr’s expressions to describe this second level of sin were "pride," "injustice," "sensuality," "consistent self-interest at the expense of others" (self-centeredness, self-assertion, etc.), "transmuting the will-to-live into the will-to-power," and the "violation of the love obligation between persons." Both categories involve, in varying degrees, a consciously perverse choice of evil. And since man chooses evil, his sin cannot be blamed on his finitude, a defect in his nature, his ignorance, or an evolutionary hangover from his animal ancestry.

THE FORMS OF SIN

When anxiety has conceived within the individual it brings forth both pride and sensuality. Man falls into pride when he attempts to replace God; he falls into sensuality when he attempts to escape his freedom. Anxiety is the soil in which sin grows. Lack of trust in God leads to egotistic self assertiveness in individual and collective life (save for the "second Adam"). This whole process of the centralization of the ego Niebuhr summed up in the word pride. This is man’s basic sin — his unwillingness to acknowledge his creatureliness, his self-elevation.

Niebuhr’s analysis of the sin of pride was both profound and convincing. A careful study of it leaves the reader with a sense of discomfort about his own pretentiousness. His treatment imposes upon the reader the task of not allowing himself to be deceived by the attempts of individuals and groups to hide their guilt before God by so-called good works. He further imposes on the reader the task of recognizing the differences in guilt among men. He convincingly disentangled the various strands of pride and presented them in ascending sequence, one of the keenest products of his thought that was to become a "modern classic."

In order to relate this concept of sin to the observable behavior of men, Niebuhr distinguished among four types of pride. First was the pride of power. This kind of pride can rest either upon the self’s assumption of its own self-sufficiency or self-mastery, or upon the self’s feeling of insecurity and the wish to gain self-sufficiency through more power. In the one case the self does not realize its insecurity; in the other it is most acutely aware of it. One group in society lusts for power because its position is secure; another group, because of its sense of insecurity. In the modern era, a particularly flagrant form of the will-to-power that tries to eliminate insecurity is greed.15 While the man of power remains something of a beast of prey, those who suffer under him become vindictive (and thus self-righteous).

Intellectual pride is a sublimation of the pride of power. All human knowledge pretends to be more true than it is, to be final and ultimate knowledge. Pride of intellect, like the pride of power, is derived from either the ignorance of finiteness or the insecurity resulting from the recognition of finiteness. Each great thinker imagines himself the final thinker and thus becomes fair sport for any wayfaring cynic. The thinker cannot imagine that he is subject to the same error that he has detected in others. Intellectual pride is more productive of evil than the simpler will-to-power.

Elements of moral pride are involved in intellectual pride. Intellectual pride claims final truth; implied in this is the claim to absolute morality. Moral pride claims that its standard of righteousness is the final standard; that makes its virtue the vehicle of a pharisaic sin. Niebuhr said that moral pride "is revealed in all ‘self-righteous’ judgments in which the other is condemned because he fails to conform to the highly arbitrary standards of the self."16 The self-righteous are guilty of history’s greatest cruelties. Most evil is done by good people who do not know that they are not good.

Spiritual pride is an immediate offspring of moral pride. In its quintessential form it is self-glorification. It claims that the self’s righteousness conforms to God’s righteousness. Niebuhr quoted with approval a comment that most "religion" is unbridled human self-assertion in religious disguise. He said that most religion is merely a "battleground between God and man’s self-esteem."17 There is no final guarantee that man can escape this spiritual pride. Christianity is a religion that can shatter this pride, but the self can become proud of even this shattering experience, and turn its contrition into self-righteousness. Niebuhr approved of Luther’s insistence that the vicar of Christ on earth is bound to be the Antichrist.

Dishonesty is related to pride, although not the basis of it. The deception about one’s own status is neither pure ignorance nor pure dishonesty. It is partly ignorance because the self inevitably believes itself to be the whole world, and resorts to deception to maintain its security. This is the lie involved in sin. Dishonesty is sin’s final expression.

Niebuhr treated the pride of the individual and the group separately because collective pride is the outgrowth of individual pride; but this collusion of individual egos results in a unity which transcends the power and pretension of the individual ego. "The group is more arrogant, hypocritical, self-centered and more ruthless in the pursuit of its ends than the individual,"18 he said. Groups have always succumbed to making idolatrous claims for themselves. Men have further added to their sin by their unwillingness to recognize this tendency. Niebuhr’s political realism grew out of the conviction that the egoism of the group is stronger than its sense of justice. Special privileges make all men dishonest.

Collective pride is man’s last effort to deny his contingency; it is the very essence of human sin. Collective pride is a more fruitful source of guilt because it is a more pregnant source of injustice. Niebuhr said that the spiritual pride of nations has two aspects in its unconditional claims: "The nation claims a more absolute devotion to values which transcend its life than the facts warrant; and it regards the values to which it is loyal as more absolute than they really are."19 Prophetic religion accurately described this national self-deification and pronounced judgment upon it. Niebuhr noted with approval Augustine’s having pointed out that such national pride causes the destruction of every "city of this world."

Niebuhr gave prolonged attention to the sin of pride — to the neglect of the other "seven deadly sins." He spent most of his efforts denouncing the invisible sins of good people, and seldom wrote about rascals or the visible sins of the publicly wicked. Niebuhr was certainly aware of the overt scandals which law enforcers can prevent, but he engaged himself with the form of evil that laws cannot combat. His biographer said that he was "less concerned with the three per cent of American youth who are delinquent than with the ninety-seven per cent who will grow up to be good citizens."20 Thus he almost never wrote about what most Christians denounce as sin. "One hunts long in his writings before finding mention of murder or theft, for example, and when these do appear it is likely to be in their collective, rather than individual form: Nazi murders, or Soviet thefts of neighboring lands." 21

Niebuhr gave no attention to the sins of indifference. John C. Bennett, his friend, colleague, and affectionate critic, has observed that Niebuhr himself was so incapable of apathy that he could find no place for it in his doctrine. Niebuhr never discussed the traditional sin of sloth. Thus the sin of the weak man who needs some discipline is unaccounted for in his categories. And this is a great loss, because most of us are not in a position to commit the sin of the wise, the powerful, or the good — the sins of the strong who throw their weight around. Niebuhr took the side of those hopelessly buried in the struggle, but defeatism was not one of his characteristic themes.

Niebuhr’s treatment of pride was not unique: it had its foundation in Pauline, Augustinian, and Lutheran theology. The importance of his statement of the sin of pride lay in the relevant manner in which he applied it to the many aspects of contemporary life. Few theologians would differ with Niebuhr’s structure for the treatment of man’s self-love. He encountered considerable opposition, however, about the "inevitable but necessary" character of sin. This will be considered shortly.

Secular thinkers gave Niebuhr’s doctrine a different reception. Niebuhr’s insistence on the sin of man’s self-love met with serious challenges by some of the most astute contemporary minds. Carl R. Rogers, a justly famous modern psychologist, said that Niebuhr’s contention that man is primarily the victim of self-love can be maintained only if one views individuals on the most superficial or external basis. Rogers, drawing upon thirty years of psychotherapeutic experience with maladjusted individuals, maintained that the chief difficulty with individuals is that they do not love themselves enough. Individuals despise themselves. Only as the individual senses something lovable in himself, in spite of his mistakes, can he realize himself and love others as he should.

Niebuhr might possibly have answered that Rogers’s client undervalued himself because he had a form of pride masquerading as self-deprecation, and it was a temporary condition. Or, Niebuhr might have answered that Rogers’s client was sincere, and that self-love had turned into weakness (as will be seen in Niebuhr’s treatment of the loss of the self in sensuality). Niebuhr would probably have maintained that self-love and underevaluation are closely related phenomena.

Niebuhr’s and Rogers’s findings apparently belie one another completely. Both men owe a great debt to Kierkegaard’s doctrine of choosing to be a self as the antidote to despair. Anxiety is the precondition to this choice. Self-love is one form that anxiety may drive to in an effort to avoid despair and insecurity. Another escape reaction is to lose oneself in what Niebuhr called sensuality. This has a similarity in Rogers’s idea of the self’s deprecation of itself. I am not attempting to reconcile the two men, because that is hardly possible; yet I would point to the possibility that Niebuhr may have included Rogers’s "lack of self-acceptance" under his doctrine of sensuality, a derivative form of pride and self-love. Or, if he had developed such a doctrine, he might have included it in a doctrine of "sloth." Further, Niebuhr’s doctrine of God’s grace would find a congenial overlap in Rogers’s ideas on "acceptance."

The second general type of sin named by Niebuhr was sensuality. Sensuality, like pride, must be understood in the framework of nature and spirit. While pride attempts to identify the self with spirit, sensuality attempts to identify the self with nature.22 Sensuality is a more apparent form of anarchy than selfish pride. Niebuhr, calling upon Paul and Augustine, said that sensuality was a fruit of the more primal sin of rebellion against God. Sensuality is not regarded as a natural fruit of man’s animal nature. He said that "sensuality is, in effect, the inordinate love for all creaturely and mutable values which result from the primal love of self, rather than love of God." 23

Niebuhr maintained that sensuality was both a form of idolatry which made the self god, and an alternative idolatry in which the self, conscious of the inadequacy of its self-worship, sought escape by finding some other god.24 He described three forms of sensuality (luxury, drunkenness, and sexual passion) to demonstrate this. The misuse of things, alcohol, and sex is either an attempt to escape the ego or to enhance the ego; it is either flight or assertion. Sensuality in the individual has its counterpart in society as anarchy (destroying the unity of the group).

Niebuhr summed up the sin of sensuality by pointing out three of its invariable characteristics: a self-defeating self-love, an attempt to escape the self by finding a god outside the self (in a person or process), and an attempt to escape from the confusion caused by sin into some form of subconscious existence. Sensuality begins with self-love or self-gratification. Futility soon ensues, and sensuality becomes self-escape in forms of indulgence that soon reach a point where they defeat their own ends. When a sensuous process is deified it proves disillusioning, and a plunge into unconsciousness is made.25

Niebuhr’s discussion of sensuality provides us another point of regret in his thought. Although interesting, accurate, and insightful, it lacks the convincing power found in his approach to pride. He treated it as a degraded form of pride, almost as an afterthought. He could have contributed immeasurably to our understanding if he had devoted himself to a full study of sensuality. As it is, contemporary theology usually turns to the findings of depth psychology because it has no formulated doctrine of sensuality of its own.

ORIGINAL SIN AND MAN’S RESPONSIBILITY

Niebuhr said that the forms of actual sin appearing as pride and sensuality derive from a misinterpretation of man’s paradoxical position in nature and spirit. Anxiety, which is morally neutral, is antecedent to this misinterpretation.

Anxiety presupposes a choice between good and evil. Human experience, however, indicates that man invariably chooses evil. The inevitability of man’s choice of evil and his responsibility for having done so, logically irreconcilable facts of experience, formed for Niebuhr the problem of original sin. He said:

Here is the absurdity in a nutshell. Original sin, which is by definition an inherited corruption, or at least an inevitable one, is nevertheless not to be regarded as belonging to his essential nature and therefore is not outside the realm of his responsibility. Sin is natural for man in the sense that it is universal but not in the sense that it is necessary.26

Niebuhr believed that both contentions must be maintained, even if they are an offense to rationalists and moralists.

The doctrine of original sin was the crux of Niebuhr’s treatment of sin and is probably the one aspect of his thought more than any other that shook American theology loose from its liberal premise. This doctrine also threw him farthest into the American theological thicket. Here he encountered the most difficulty, gave the most paradoxical answer, was open to the most misunderstanding, and emerged with the least satisfying solution. A charming doggerel written by William Temple, Archbishop of Canterbury, after Niebuhr had been lecturing in Swanwick, England, points to this unfortunate misunderstanding. Temple wrote: -

At Swanwick, when Niebuhr had quit it,

Said a young man: "At last I have hit it.

Since I cannot do right,

I must find out tonight

The best sin to commit — and commit it."

This is not to say that Niebuhr may not have been correct in his treatment of original sin; he was dealing with a most difficult subject. Niebuhr had no simple and easy definition of original sin, and he halted before its mystery. Like many men before him, he was not afraid to maintain, that all human actions are sinful.

Niebuhr did not follow the traditional interpretation of this doctrine. He saw it no longer as an event in the past, but as a symbolic truth about man’s universal and incorrigible tendency to sin. Original sin is centered in human existence. Man does not inherit the guilt of a historical Adam; man falls naturally and inevitably into the sin of claiming eternal worth for his relative objectives. Sin grows out of man’s present freedom rather than a prehistoric event of the past.

Niebuhr relied on Soren Kierkegaard to help him unravel the problem of original sin, and he probably cannot be appreciated until this linkage with Kierkegaard is understood. Kierkegaard renewed the doctrine of original sin in an ingenious modern fashion by giving it a "psychological" explanation. Niebuhr accepted this account. To Kierkegaard the ultimate origin of sin was mysterious; but he argued that the psychological conditions under which it took place could be investigated. These conditions involve (1) man’s double nature as animal and spirit, (2) the resultant state of unstable anxiety, and (3) the inevitable sprouting of sin. Kierkegaard said that sin was inevitable, but he left room for man’s responsibility in succumbing to temptation. Man sins inevitably, but not from natural causality or ontological necessity.

Sin for Kierkegaard was not foreign. Sin cannot be separated from man. Adam is disclosed as a potential sinner by his temptation. The tradition stemming from Kierkegaard says that whenever man becomes self-conscious he has the feeling that he is falling short of what is required of him. "Original sin" is the existential formula to express this condition.

Niebuhr accepted Kierkegaard’s analysis and said that, while it may be logically absurd, it is psychologically sound.

When men analyze their own psychological experience of wrongdoing they must arrive at this conclusion. Existential experience discloses that man sins inevitably, yet not by necessity. Man’s responsibility shows that he is free, but he is free only to sin. This is the paradox that Niebuhr called "original sin."

No doubt it is true that psychological analysis yields such a verdict as Niebuhr claimed. But it does not give an answer as to why sin should be inevitable and yet man responsible. Kierkegaard’s speculation that "sin presupposes itself" is impressive but confusing. (Kierkegaard would probably have replied that sin is a confusing and mysterious experience) Niebuhr said that, when the psychological facts are investigated in their full complexity, it becomes clear that man sins inevitably; yet without escaping responsibility. The inevitability of sin is not a logical outgrowth of man’s situation in nature and spirit; but temptation to sin lies in this situation. Ideally, it is possible that anxiety could lead the self to submit to God’s will. It is when anxiety leads the self to find its life independently, without God, that it falls into sin and loses its life. The inevitability of sin is "anxiety plus sin." 27

When man acts, his action is always evil. Man has the freedom to act, and to contemplate the moral character of his willful act. In this contemplative examination, the self discovers that a degree of conscious dishonesty was involved in its sinful act. The self discovers that it was not blindly led to do evil — that it bears responsibility for its sin. This discovery is possible because the self can transcend its actions in contemplation. This contemplation involves both the discovery and the reassertion of freedom.

Sinful actions are followed by remorse or repentance. To Niebuhr, this attested the fact of responsibility. The self discovered, both in its act and the contemplation of the act, that a degree of conscious disharmony accompanied its sinful act. He said that the "remorse and repentance which are consequent upon such contemplation are similar in their acknowledgment of freedom and responsibility and their implied assertion of it."28 Repentance is freedom with faith while remorse is freedom without faith.

Niebuhr’s position was logically absurd. His belief in the universality of sin stood in contradiction to his belief that sin was an expression of man’s freedom. Niebuhr was not unique in the way he combined these contradictory elements into one view; they were left to stand in opposition by Paul, Augustine, Aquinas, Luther, Calvin, and Pascal. Rationalists have admired the way that Niebuhr diagnosed the forms of pride and have even accepted his view about anxiety; but they have recoiled from this final paradox of original sin.

Niebuhr was well aware of the logical absurdity of this paradox; still he clung to it as an attempt to bring out a distinction of which language is not fully capable. He felt that "loyalty to all the facts may require provisional defiance of logic."29 Whether or not the Niebuhr reader will accept this logical absurdity depends upon his orientation toward the Pauline tradition. Respected Christian thinkers have held to a serious doctrine of sin without following the paradoxical interpretation of existence advocated by Niebuhr. One must make a choice as to which of the approaches most nearly conforms to the facts of experience as he can best see them.

Niebuhr’s statement of the Fall and of original sin does not stand without opposition. Orthodox theology rejects the way Niebuhr altered the traditional concept of original sin from a historical incident to an existential experience. Orthodoxy cannot see that original sin may be true in every moment of existence but have no history. Even when the doctrine of original sin has been purged of literalistic errors, Niebuhr’s approach has been rejected by the Pelagian temper that the free will can attain righteousness. Pelagianism dismisses the Fall as an unnecessary theological pessimism. Modern liberal Christianity believes that it can ignore the doctrine of original sin in its definition and attainment of the good, both individually and socially. Practically every school of modern culture rejects the doctrine of original sin. No evidence to the contrary presented by realistic theology in the past years seems to disturb modern man’s good opinion of himself. There are some pessimists among modern secularists, bu they nevertheless have an easy conscience because they do not hold man responsible for his sin. Even among those who have lost their easy conscience, there is no disposition to turn to God for forgiveness and grace; they can "make it on their own, thank you."

The real question is whether Niebuhr’s doctrine of original sin is an accurate description of existence, and whether or not Niebuhr’s particular interpretation is substantiated by the facts of contemporary life. For Niebuhr, the psychological, and moral connotations of the Fall were more important than the ontological ones. He felt that a nonacademic "empiricism" takes the psychological and moral implications of human egotism for granted in all forms of human relations. All men of affairs in business and government act on the basis of an implied doctrine of original sin. Niebuhr said that the "wisdom of the ‘man in the street’ never fails to comprehend the mixture of creativity and self-concern in the behavior of all his fellows."30 This implied recognition of the harsh reality of original sin on the part of the nonacademic man does not imply, however, that Niebuhr’s particular approach was a correct one. On the other hand, it does mean that Niebuhr the analyst and the existential man recognized that all of the facts involve a dialectical statement of the self’s inevitable self-assertion and its consequent responsibility.

ORIGINAL RIGHTEOUSNESS

Niebuhr held that no man is able to regard his sin as normal, regardless of how deeply involved in it he is. There lingers in man’s soul a memory of a condition of blessedness, a sense of an original righteousness that is no longer his possession. This sense of a contradiction between what man is and what he ought to be is a universal experience.

Niebuhr said that Christian thought had confused the relation of man’s original righteousness to his sinful nature in history by assigning the original righteousness to a paradisiacal period before the Fall of Adam. Original righteousness is a vertical relation, and when "the Fall is made an event in history rather than a symbol of an aspect of every historical moment in the life of man, the relation of evil to goodness in that moment is obscured," he said.31

Faith, hope, and love were the virtues designated by Niebuhr as filling the content of original righteousness. They are the basic requirements of freedom, exhausting the definition of original righteousness. There is no point of advance beyond them. Faith gives harmony toward God. Hope, a form of faith, is harmony within the self. Love, a derivative of faith, is harmony toward others that allows for living in community. These three virtues can be reduced to the one virtue, of the self’s perfect relationship to God. Faith, hope, and love are the source of original righteousness; their fulfillment is original righteousness. They are not static terms, but dynamic expressions of man’s activity. The virtues of faith, hope, and love appear to sinful man in the form of law. In fact, these virtues heighten the sense of sin. They either show that man falls short of them, or they tempt man to assume that he can live up to them because he knows them. This law is written in man’s heart, and his conscience constantly reminds him of it.

Niebuhr said that when man examines his conduct in the light of original righteousness he discovers that, while he gives assent to it in the transcendent self, he never lives up to it in his acting self. Man finds he has fallen. The fall happens in that moment of freedom when the free self, agreeing with the law of agape, looks down into the empirical self and discovers selfishness. Psychologically, every man is his own Adam.

The question naturally arises, What is the possibility of fulfilling original righteousness for the acting and sinful self? Niebuhr said that the perfect harmony toward God that eliminates anxiety is not a simple possibility of human existence; this freedom from anxiety belongs to the perfection before the Fall. The will cannot do the good that it wishes. Even in acts of obedience to God there is an inner contradiction. Original righteousness becomes a demanding law to the sinful man. Original righteousness is only a possibility, and never a possession of the self in action. Niebuhr’s critics usually draw the conclusion from this statement that he was an utter pessimist.

The salient features of Niebuhr’s doctrine of sin, then, are the universality of sin, sin’s existence as an objective fact in human experience, sin’s tendency to perpetuate and aggravate itself, a meaningful sense in which there is bondage of the will, and the inability of man to extricate himself from the situation of unbelief. Yet Niebuhr maintains that man has a real responsibility for his self-assertion and lack of trust in God. Further, Niebuhr provides a rationale for good works, though not in the sense of bargaining merits with God.

Niebuhr said that pre-Reformation Christianity taught that man under grace (defined primarily as power) could realize original righteousness. This idea was taught, however, with restrictions and reservations. The Reformation, defining grace primarily as forgiveness, taught that not even the redeemed man could overcome his contradiction and embody original righteousness. The Renaissance, the other wing that came out of the breakup of the medieval synthesis, saw human nature only as a realm of limitless possibilities. According to Niebuhr, both modern liberal Christianity and secular culture adopted the Renaissance answer to man’s attainment of original righteousness. He proposed to take what was valid in the insights of both Renaissance and Reformation and combine them into a more fruitful approach. He intended his answer to have all the benefits of grace as both power and forgiveness.

 

 

NOTES:

1. Daniel Day Williams, God’s Grace and Man’s Hope (New York Harper & Bros., 1949), p. 28.

2. Niebuhr, The Contribution of Religion to Social Work, p. 66

3. Niebuhr, The Self and the Dramas of history, p. 41.

4. Niebuhr, Faith and History, p. 31.

5. Niebuhr, Christianity and Power Politics, p. 63.

6. Niebuhr, Pious and Secular America, p. 126.

7. Niebuhr, The Nature and Destiny of Man, 1:180.

8. Ibid.

9. Ibid., p. 181.

10. Ibid., p. 251.

11. Ibid., p. 182.

12. Ibid., p. 185.

13. Ibid., p. 252.

14.Niebuhr, An Interpretation of Christian Ethics, p. 81.

15.Niebuhr, The Nature and Destiny of Alan, 1:191.

16. Ibid., p. 199.

17. Ibid., p. 200.

18. Ibid., p. 208.

19. Ibid., p. 213.

20. Bingham, p. 141.

21. Ibid.

22.Niebuhr, The Nature and Destiny of Man, 1: 179.

23. Ibid., p. 232.

24. Ibid., p. 233.

25. Ibid., p. 239.

26. Ibid., p. 242.

27. Ibid., p. 251.

28. Ibid., p. 255.

29. Ibid., p. 263.

30. Niebuhr, The Self and the Dramas of History, p. 135.

31. Niebuhr, The Nature and Destiny of Man, 1: 269.

Chapter 2: Existential Anthropology

Niebuhr never attempted to explicate all Christian theology. His system finds its beginning in the doctrine of man, and other doctrines are dealt with by indirection. This doctrine, his chief contribution to theology, is determinative for his ethics, his view of history, his Christology, his doctrine of the atonement, and his eschatology. But he understood that man is not an isolated doctrine unrelated to the total Christian faith. He dedicated his writings to the subject of man although he was a number of years arriving at his full view. He finally worked out his maturest statement in The Nature and Destiny of Man, and his later writings did not essentially modify that position (they were largely amplifications of it). His Gifford Lectures are one of the most important treatments of the doctrine of man in contemporary theology. His friendly critics say that Niebuhr’s work on man excels anything American theology has hitherto produced. His unfriendly critics say that to read him with understanding is to reject him. Still, anyone who has failed to take account of this two-volume work has not attempted fairly to understand the present religious situation.

The following pages are my effort to state within exceptionally small scope certain features of Niebuhr’s anthropology. I will do violence to his thought by vast omissions and by simply not coming to grips with some of his crucial ideas. But my hope is to point you to Niebuhr’s own writings: there is no substitute for reading him yourself. Since all the streams of Niebuhr’s previous thinking came together in The Nature and Destiny of Man, I will turn most frequently to this work.

THE PROBLEM OF MAN

Niebuhr tried to distinguish his Christian view of man from all secular views by his interpretation of three contradictory aspects of the human situation. First he emphasized that man’s self-transcendence in his spiritual nature is the biblical doctrine of the "image of God." Second, he said that man is finite, dependent, and involved in nature, yet this finitude is not the source of evil. Third he said evil in man is a consequence of man’s inevitable but not necessary unwillingness to accept his finitude and admit his insecurity. We will look at the first two distinctives in this chapter, and turn to Niebuhr’s doctrine of sin in the next chapter.

Niebuhr said that man, the "existing" individual, has the capacity to explore his environment and grasp its reality. But the relation of the dynamic self to its environment poses a basic problem: Is the self to be completely identified with its environment of the natural world, or does it transcend its environment? If the self is identical with the natural world, then it is no more than one of the animals. If the self completely transcends the natural world, it is absorbed into a timeless eternity. The self, as it inevitably searches for meaning in its contradictory environment, has unfortunately grasped three premature solutions in its anxiety. According to Niebuhr, naturalism loses the self by reducing it to the "mechanical proportions" of nature; idealism loses the self in the abstract universalities of mind; romanticism loses the self to the larger social collective.

The self, in a mysterious way, is both in and above its environment. As a part of nature man is a physical creature; as a part of eternity he is a free spirit. Niebuhr said, "One might define this total environment most succinctly as one which includes both and time."1 The essential man must be measured in terms of both these environments. This contradiction has always been man’s most vexing problem, and his reflection upon it has consistently landed him in contradictory affirmations. Both sides of man’s nature are usually not appreciated with equal sympathy, said Niebuhr. The tendency of anthropologists is to emphasize one aspect of man’s nature at the expense of the other, and thus become involved in miscalculations. No simple scheme is adequate.2 Niebuhr tried to do justice to both aspects of the self by showing that nature and spirit form the double environment in which man lives. This is the first of a number of paradoxes that he used to describe his understanding of man.

The self has its natural limitations, its forms and boundaries. Man is limited ("creaturely") by the very fact that he is a body. At the same time there are other aspects of man’s existence which are as real as his involvement in nature. Man is unique when compared with the animals because man is the only animal who can transcend himself. The self is endowed with a freedom that enables it to transcend the limitations and necessities of nature. When the self recognizes and admits its natural limitations and physical necessities, the transition from limitation to spiritual freedom is made.

Niebuhr distinguished several levels of the self’s freedom: (1) There is the self’s awareness of transcending the natural process, of standing outside of nature. Man manifests this as a tool-making animal. (2) A higher level includes man’s ability to make general rational concepts and his awareness of this ability. With this ability man not only transcends nature, but the world. (3) Another height of transcendence goes beyond this conceptual consciousness to self-consciousness, where man stands outside of himself. Self-consciousness is the height of man’s spirit; here the self faces boundless freedom and God.

Niebuhr, prompted by Martin Buber’s book I and Thou, stressed the freedom of self-transcendence of the self by emphasizing the three types of dialogue in which the self is involved. Niebuhr said that although there is no external evidence of the dialogue of the self with itself, every astute person knows it as an "empiric" fact. The internal dialogue of the self with itself means that the self in one of its aspects is using conceptual images to make another of its aspects its object of thought. The dialogue of the self with various neighbors takes place on endless levels, depending upon the neighbor to bring it to completion. The self is also in dialogue with God, a realm beyond limits of empirical verification. The dialogue of the self with God finds God as Judge and as Redeemer.

Man is an essential unity although he is in and beyond nature. Niebuhr divided the self into nature, rationality, and freedom of spirit for the sake of analysis. These elements in the self do not imply that the self is a trichotomy. The self is a unity. Once Niebuhr had arrived at and accepted the logical inconsistency of this multidimensional unity of man, he was remarkably consistent in maintaining the view. He is responsible for the now-famous phrase in theology that man "lives at the juncture of nature and spirit."

Niebuhr’s existential interpretation of the mystery of human selfhood was informed by the nineteenth-century Danish thinker Soren Kierkegaard. Niebuhr said that Kierkegaard had interpreted the human self more accurately than any modern (and most previous) Christian theologians or psychologists. Kierkegaard’s doctrine was attractive to Niebuhr because it took into account man’s dialectical position between time and eternity, man’s transcendence and finitude, and man’s "image of God" and his corruption.

The concept of self-transcendence and the infinite outreach of memory into this self-transcendence (an idea borrowed by Niebuhr from Augustine’s analysis of the phenomenon of memory) is of the greatest importance for his system of theology. The concept of a transcendence beyond rationality paves the way for a biblical revelation that is not disclosed by an analysis of human experience. Niebuhr took with equal seriousness both man’s involvement in, and his transcendence over, the processes of nature. This stress on the essential unity of man was the crux of Niebuhr’s position. He resorted to paradox to describe the functions of this unity because his position drove him to a logical impasse.

THE LOSS OF THE SELF IN IDEALISM, NATURALISM, AND ROMANTICISM

Two sources for Niebuhr’s basic presuppositions about the nature of man have been indicated in a preliminary way in the preceding pages: the Christian revelation and an analysis of the human situation. These two sources interpenetrate each other on every level of interpretation. In his analysis of culture, Niebuhr found that the non-Christian anthropologies have variously distorted the two elements in man’s nature. One side of the self is always sacrificed at the expense of the other. Either the self’s natural limitations or the self’s spiritual freedom receives an overemphasis.

According to Niebuhr, modern non-Christian anthropologies — a curious and unstable blend of classical and biblical views — have produced several varieties of difficulties and confusions: (1) The relation of vitality (spiritual self; transcendence) and form (the laws and limitations of nature) has caused an endless debate between naturalistic and idealistic rationalists: (2) This debate has been further complicated by the protest of the romantic naturalists against the emphasis of these rationalists. (3) The concept of individuality has been lost by modern culture. The Christian faith roots man’s individuality in his relationship to God because he is created in the image of God. Modern culture, trying to liberate man through the "infinite possibility of the human spirit," has lost the self in this abortive attempt. (4) Modern culture has tried to explain away the problem of evil, flying in the face of the known facts of history. This optimism has led modern culture to a philosophy of history expressed in the idea of progress.

Niebuhr said that the modern view of man has produced these four areas of difficulty because it offers too simple a solution to man’s dialectical nature. Modern culture ("Western" culture since the Renaissance) "is to be credited with the greatest advances in the understanding of nature and with the greatest confusions in the understanding of man."3

Idealism (as derived from Kant and Hegel) emphasizes man’s rational freedom at the expense of natural involvement, practically identifying man’s reason with God. In idealism the rational man is the real man.4 Naturalism, on the other hand (as expressed in Francis Bacon and Montaigne), seeks to understand man in terms of his relation to nature, identifying man primarily as the physical man. Naturalism reduced the human ego to a stream of consciousness in which personal identity was at a minimum.5 Idealism identified consciousness with mind and finally identified the mind with some sort of divinity or absolute. But modern culture, not fully satisfied with either approach, sought a third answer in romantic. naturalism (rooted in Rousseau and Christian Pietism).6

The protest of this newest of modern anthropologies has taken various forms. One aspect, culminating in Nietzsche’s nihilism, is the assertion of nature’s vitalities against the peril of loss of energy through rational discipline. Another aspect, as in Freud and Marx, is the insight that reason is dishonest when it claims mastery over nature. A third aspect, seen in Bergson and Schopenhauer, disputes reason’s claim to be the organizing principle of life. Yet another aspect of this revolt, a brand of modern existentialism, ends in a deification of the self as its own creator and end.

Modern culture sensed that naturalism did not comprehend the self-transcendent human spirit, and that idealism lost spirit when it did not conform to the pattern of rationality. Spirit was annihilated through either deification or abasement. Niebuhr said that the history of modern culture began as a debate between those who explained man in terms of his reason or in terms of his relation to nature. But, he said, "the latter history of this culture is not so much a debate between these two schools of thought as a rebellion of romanticism, materialism and psychoanalytic psychology against the errors of rationalism, whether idealistic or naturalistic, in its interpretation of human nature."7 Romantic naturalism has denied the claim of idealism that freedom and rationality are synonymous; it has also denied the claim of naturalism that the essence of man is mechanical nature. Romanticism tried to save man by stressing his vitality, claiming this could be done if man asserted himself with passionate inwardness. The result has been an autonomous individual with no checks on his self-expression. When a check is found in the state, for example, it does away with the newly won selfhood. The check becomes more important than the self.

According to Niebuhr’s analysis, romanticism errs in the contradictory criticism it levels at rationalism. Romanticism charges rationalism "with the enervation on the one hand and the accentuation of natural vitalities on the other; with the creation of too broad and too narrow forms for the expression of the will-to-live or the will-to-power."8 It errs again in its interpretation of the vitality of man when it ascribes to the biological what obviously belongs to the creativity of the spirit.9 Freudianism makes this error when it explains man’s complex spiritual phenomena in terms of biological sexual impulses. Marxism does the same thing in materialistic rather than biological terms when it ascribes vitality to the drives of the social classes. These errors indicated to Niebuhr romanticism’s failure to penetrate to the paradox of the human spirit.10 He maintained that the individual self cannot, be contained within the presuppositions of any of these three competing anthropologies.

Absolute idealism admits man’s transcendence over nature; and it has the advantage over naturalism in its appreciation of the depth of the human spirit. Idealism will not admit, however, that man transcends his reason; consequently, it equates the individual self with the "Absolute" and loses individuality in the universal spirit.11 The self then becomes only an aspect of the universal mind, the cosmic reason. Idealism discounts the individuality that depends upon the particularity of the body. The naturalistic portion of modern culture strips the self of transcendence and reduces it to a stream of consciousness.12 When man is identified with the natural order, when time becomes everything, when history is self-explanatory, individuality is lost. Niebuhr said that this philosophy runs throughout the modern capitalistic, bourgeois pattern of life. Romanticism tried to save individuality by giving it unqualified significance. It emphasized the essence of man as feeling, imagination, and will. It ignored the norm of reason or the norm of God and absolutized each individual instead. But romanticism eventually recoiled from this self-glorification (all but Nietzsche) and replaced the individual with a collective individual such as the state or nation. The collective individual then became the center of existence. Niebuhr said that this is the cultural history of modern nationalism.13

In summary, Niebuhr said that individuality, the most unique emphasis of modern culture, cannot be maintained within the presuppositions of modern culture.

In idealism the individual is able to transcend the tyrannical necessities of nature only to be absorbed in the universalities of impersonal mind. In the older naturalism, the individual is able for a moment to appreciate that aspect of individuality which the variety of natural circumstances creates; but true individuality is quickly lost because nature knows nothing of the self-transcendence, self-identity and freedom which are the real marks of individuality. In romantic naturalism the individuality of the person is quickly subordinated to the unique and self-justifying individuality of the social collective. Only in Nietzschean romanticism is the individual preserved; but there he becomes the vehicle of daemonic religion because he knows no law but his own will-to-power and has no God but his own unlimited ambition.14

Using this criticism, Niebuhr negated these competing anthropologies. He maintained that Christianity can give a vantage point which presents a proper balance of both freedom and involvement. In the history of thought the Christian emphasis on individuality is best expressed in the Reformation doctrine of the priesthood of all believers. "Without the presuppositions of the Christian faith," said Niebuhr, "the individual is either nothing or becomes everything."15 Niebuhr held that Christianity accepts all that is valid in the presuppositions of modern culture, but does not fall prey to its errors.

Niebuhr also criticized idealism, naturalism, and romanticism for their optimistic treatment of evil. He wrote that man s sinfulness is universally rejected by contemporary culture; the Christian account of man’s sinfulness is discarded as irrelevant. Idealism finds the root of evil in man’s involvement in nature, and hopes to free him by increasing his rational faculties. On the other hand, naturalism and romanticism hope to overcome evil by a return to the harmony and unity of nature.

An easy conscience is the unifying force among the competing anthropologies of modern culture, and they justify this by the most diverse and contradictory metaphysical theories. Evidence to the contrary, said Niebuhr, does not seem to disturb man’s good opinion of himself. Modern man views himself in only one dimension (either nature or reason) and attempts to derive evil from some specific historical source such as religion (Holbach and Helvetius), autocratic government (Hobbes, Locke, and Adam Smith), or economic organization (Marx).

Idealism has a simpler approach to the problem of evil in history than does naturalism. Idealism recognizes the presence of evil in history, but it makes a distinction between nature and reason and attributes evil to the body.16 Idealism is complacent about the perils of the freedom of the human spirit, convinced that spirit and rationality are identical and that rationality controls freedom. Naturalism and romanticism, on the other hand, believe that they can easily return to the innocency of nature. Naturalism looks upon man as essentially good, and advocates a return to the harmony of nature as the way of salvation (Rousseau, John Dewey). This optimistic approach to man’s virtue and the problem of evil expresses itself philosophically as the idea of progress in history.17 The empirical method of modern culture has been successful in understanding nature; but, when applied to an understanding of human nature, it was blind to some obvious facts about human nature that simpler cultures apprehended by the wisdom of common sense.

In this cultural approach to the doctrine of man, Niebuhr found that all contemporary non-Christian views of life fail because they do not fully take into account man’s freedom on the one hand or his involvement in nature on the other. In pointing out the self-refuting qualities of alternate explanations, he hoped to pave the way for the relevance of the Christian explanation.

Niebuhr’s treatment of idealism, naturalism, and romanticism in his cultural analysis was typical of his approach to a problem.

A somewhat stylized Niebuhrian analysis of a human problem is to state two opposite facets of the problem, then to reduce each further to negative and positive elements, to correlate the subnegation, then to show how the Christian answer meets these complexities, but only in the wholeness of the problem; for once any element of the Christian answer is emphasized at the expense of some other facet, distortion occurs.18

Niebuhr’s belief that the deeper truths about man must be stated in such a way as to include the contradictory aspects of reality was an offense to many. This is a self-contradictory position to the rationalists, especially when Niebuhr did not give a synthesis to the thesis-antithesis nature of reality. Many secular positions would be destroyed if they admitted the full complexity that Niebuhr pointed up. This "relational" or dialectical" pattern of thought, Niebuhr maintained, is well adapted to the complexity of life and to the Christian answer to it. This pattern of thought sometimes became mechanical; this was to be expected in any stylized pattern that tried to deal with the varying aspects of reality.

RESOURCES FROM THE CHRISTIAN FAITH

The first source for Niebuhr’s doctrine of man was an analysis of culture. His second source was the Christian revelation. Although the analysis of culture preceded his exposition of the Christian answer to the problem of man, his analysis of culture presupposed the acceptance of the Christian faith. For Niebuhr there was no inquiry into the human situation without a faith presupposition. To attempt an exposition of the doctrine of man outside the context of the Christian faith would oversimplify the human situation. Niebuhr said that modern culture does not have a principle of interpretation that adequately takes into account the unity of man’s self-transcendence and his physical life, the meaning of individuality, or the origin of evil.19

Niebuhr defined man’s total environment as including both time and eternity, He maintained that the Christian revelation does not reduce man to nature, nor absorb him into an undifferentiated eternity. Christianity answers the problem of man with its doctrines of man as made in the image of God and man as creature. These doctrines are also the key to man’s individuality. Further, Christianity answers the problem of evil with its doctrine, of original sin.

Niebuhr, wary of traditional epistemology because reason is usually assumed to be the key that understands the form or structure of unity that encompasses the self, linked himself with the dramatic and historical method of the Bible. He expressed it this way: "My point is simply that when we deal with aspects of reality which exhibit a freedom above and beyond structures, we must resort to the Hebraic dramatic and historical way of apprehending reality. Both the divine and the human self belong to this category."20 The biblical insight rests upon the encounter in freedom between the self and God beyond the limits of philosophy. Niebuhr’s thought, inseparable from his religious faith, drew upon the Bible for its basic insights. He ran into constant criticism, however, for the way in which he handled the biblical testimony. The chief reason for this criticism was that Niebuhr considered myth to be the primary language of the Bible in its description of the dynamic nature of history (both its beginning and its end) and the encounter of the self with God in freedom.

Niebuhr regretted that he had used the term myth (and the term is perhaps unfortunate, as myth implies a fairy tale to most people). But by myth he meant that which, although it temporarily deceived, nonetheless pointed to a truth that could only be expressed in that form. Niebuhr said, "The word has subjective and skeptical connotations. I am sorry I ever used it, particularly since the project for ‘demythologizing’ the Bible has been undertaken and bids fair to reduce the Biblical revelation to eternally valid truths without any existential encounters between God and man."21 But his later writings found him continuing to use the term. Apparently he never intended to discard it.

Niebuhr insisted that the poetic and religious imagination of the Bible most readily expresses the basis for the doctrine of man. Myths, imaginative pictures of the world shaped in terms of the powers and feelings of man’s interior life, are true, but not true in a scientific sense. Biblical symbols are more convincing than the average prose in the attempt to grasp the ineffable. Biblical myths point to truths that logic cannot adequately encompass. Niebuhr wrote that "the temporal process is like the painter’s flat canvas. It is one dimension upon which two dimensions must be recorded."22 Consequently Niebuhr used myth, deceiving for the sake of truth, to express from the experience of the race and the individual self what is contemporaneously true for all men at any given moment.

The advantages that Niebuhr found in myth were that (1) myth pictures the world as a coherent whole and still retains a relationship with God, (2) myth allows religion to be independent of science, and (3) myth eliminates the insufficiencies of a rationalism that substitutes a "first cause" for God.

Having shown that the competing current anthropologies do not do full justice to either man’s freedom or finiteness, Niebuhr turned to the Christian revelation. He said that the Christian God reveals himself to man in two distinguishable but inseparable ways. Although he did not use the term in the traditional sense, he said that the first way that God reveals himself can be called a form of general revelation. This general, or private, revelation is the universal testimony of every person’s consciousness that he touches a reality beyond himself and nature. God impinges on every man’s consciousness. A characteristic of this experience is the sense of "being seen, commanded, judged and known from beyond ourselves." 23

Niebuhr pointed out that in its personal-individual form, revelation contains three elements, two of which are sharply defined and the third not defined at all.

The first is a sense of reverence for a majesty and of dependence upon an ultimate, source of being. The second is a sense of moral obligation laid upon one from beyond oneself and of moral unworthiness before a judge. The third, most problematic of the elements in religious experience, is the longing for forgiveness. All three of these elements become more sharply defined as they gain the support of other forms of revelation.24

These three elements gain the support of other forms of general revelation in the following order: faith concludes (1) that the "wholly other" is also the Creator, (2) that the sense of moral unworthiness means that God is Judge, and (3) that the longing for forgiveness after judgment implies the tentative assurance that God is also Redeemer. Although these elements are vague in themselves, they provide a point of contact for special-biblical revelation.

Man’s longing for forgiveness, the third testimony of general revelation, requires a further revelation to clarify his common human experience. A special revelation is necessary to know more about this other at the limits of man’s consciousness. Without special interpretation, the general revelation involved in conscience becomes falsified. General revelation presents the problem but offers no solution. The record of this disclosure of a special revelation is found in the biblical account.

In general revelation, man feels a sense of moral obligation and judgment. in the biblical revelation, the counterpart of this is the covenant relation between God and his people and its prophetic interpretation. Within the covenant relationship between God and Israel, Prophetism developed and discerned that the people of Israel were not fulfilling the covenant. Prophetism accused Israel of the besetting sin of pride; Israel identified herself too completely with the divine will, whereas in reality Israel was only a historical instrument. The prophets said that man’s sin was his unwillingness to depend upon God to make his life secure. Man brings his own destruction when he exceeds the bounds of creatureliness and seeks to make himself God. Once this prophetic interpretation of history is assumed, history justifies it. Prophetism concludes, in its final answer, that God is related to history only in judgment.

Can God cure as well as punish man’s sinful pride? This is the question with which the Messianic promises of the Old Testament are concerned. Messianism rejected the Prophetic pessimism that God is related to history only as a Judge; it concluded instead that God would eventually disclose himself and his relation to history in an act of mercy.

Niebuhr said that this debate between Prophetism an Messianism ended in an impasse. The pessimism of Prophetism showed the optimism of Messianism to be an inadequate answer. Thus the Old Testament concluded certain of the justice of God but uncertain about God’s love and mercy. God’s ability to fulfill history could finally be revealed only in a Christ. The acceptance of this judgment marked the beginning of a revelation of redemption, the revelation of Christ.25

Within the context of special revelation, Niebuhr turned to two distinctive biblical teachings about man, man as creature and image of God, and used these two doctrines to clarify and substantiate his original assumption about man’s paradoxical environment of nature and spirit, and to refute the competing anthropologies of modern culture. At the same time Niebuhr felt that these two biblical teachings about man gave significance to his doctrine of man’s finiteness and nature on the one hand and man’s freedom of spirit on the other.

Niebuhr said that the biblical view of man interprets and relates three aspects of existence in a way that distinguishes it from all other views. (1) The first aspect of the biblical view Niebuhr designated as "creaturehood." (2) The biblical view also "emphasizes the height of self-transcendence in man’s’ spiritual stature in its doctrine of ‘image of God.’" (3)The biblical view affirms that the evil in man is a consequence of his inevitable though not necessary unwillingness to "acknowledge his dependence, to accept his finiteness and to admit his insecurity, an unwillingness which involves him in the vicious circle of accentuating the insecurity from which he seeks escape." 26

The Bible recognizes with humility and reverence, said Niebuhr, that it was a part of God’s plan to create man finite, dependent, and mortal. This is true of man’s collective and national life as well as his individual life. This creatureliness was pronounced good at the creation. The doctrine of the "resurrection of the body" indicates that man the creature is destined to participate in the fulfillment of life. At the same time, the self has a dynamic existence between nature and spirit. When the self acts, it is involved in a contradiction between these two areas of its life.

The self also has an area above the realm of nature and spirit from which it can survey these two realms. Niebuhr said that Christianity identifies this point of transcendence with the image of God. Christianity understands man primarily from the standpoint of God, and not from the uniqueness of his rational faculties or as a creature of nature. The image of God is the aspect of man’s nature which enables him to transcend the world of finitude and see the world from the point of view of eternity. This self-conscious transcendence gives man the ability of self-determination above nature. Man can transcend both nature and himself. This is the freedom side of man’s paradoxical nature. The true paradoxical character of man’s nature (as image and creature) is indicated in the concrete and earthly choices of man. These choices of the will show that man is both free and determined.

For Niebuhr, Christ revealed the true nature of the self and of God. Christ as the norm for the self points out two characteristics of the self in the image of God. (1) When the transcendent self makes a choice it requires and demands a transcendent norm above itself: this norm is God.27 (2) The image-of-God doctrine implies that man has a capacity for religious judgments, an ability to judge false gods. Man constantly makes false gods, but by virtue of the image of God he can judge them.28 This ability to judge false gods does not give man a vision of the true God, but it opens the door for a true revelation. Man’s contradictory existence, as free in the image of God and as finite in his creatureliness, presents the "occasion" of sin. This situation of contradiction is not sinful, but it provides the opportunity for sin.

For Niebuhr, the dimension of freedom was the most significant element in human nature; it is the essence of man in the image of God. The freedom of the self raises man above nature and the structure of reason, leading man to the sphere of the spiritual, where he encounters God. In and through freedom man finds a point of contact with God.

The freedom of the self gives life a creative power; but inextricably interwoven into the creative power of freedom is its destructive power. The spiritual freedom of man that increases human values can also be used for their decrease. Man in the image of God does not guarantee his virtue. Man’s freedom makes both his destructive and creative powers unique. "Human nature is, in short, a realm of infinite possibilities of good and evil because of the character of human freedom." 29 This tension, as Niebuhr defined it, is a normal aspect of human nature. Any definition of man embraces these two correlatives of freedom.

If the self is to remain a true self, these correlative options of freedom to create or to destroy must attend the self throughout its history. To destroy one would be to destroy the other. Each achievement of good in history will be attended

by the possibility of its parallel evil. Niebuhr said that if "biblical thought seems to neglect the creative aspect of the extension of human powers in its prophecies of doom upon proud nations, this is due only to the fact that it is more certain than is Greek thought that, whatever the creative nature of human achievements, there is always a destructive element in human power." 30 These options provided Niebuhr with the foundation for a doctrine of sin on the one hand and a doctrine of growth in grace on the other.

The self, according to Niebuhr, lives in a contradictory environment of nature and spirit. This paradoxical environment includes other subordinate correlatives of finitude and freedom, time and eternity, necessity and freedom, creature and Creator, freedom to create good and to destroy, and other contradictory aspects of human existence. The various philosophies of modern culture fail to take the whole self or its full environment into account. Only the Christian faith does full justice to the self.

The contradictory situation of the self is not evil, but it leads to the temptation from which evil arises. Man’s involvement in finiteness and freedom generates insecurity and anxiety. Man’s insecurity, along with the vision of the unlimited possibilities of creative human freedom, inevitably tempts man to sin. The biblical interpretation of sin is the third aspect of the doctrine of man that sharply distinguishes the Christian view from alternative views. Niebuhr’s account of how sin arises and the various forms it takes is the subject of chapter 3.

 

NOTES:

1. Niebuhr, The Nature and Destiny of Man, two volumes in one (New York: Charles Scribner’s Sons, 1953), 1:124.

2. Ibid., p. 4.

3. Ibid., p. 5.

4. Ibid., pp. 27-28.

5. Ibid., p. 75.

6. Ibid., p. 84.

7. Ibid., p. 33.

8. Ibid., p. 39.

9. Ibid., p. 40.

10. Ibid., p. 53.

11. Ibid., p. 81.

12. Ibid.

13. Ibid., p. 87.

14. Ibid., p. 92.

15. Ibid.

16. Ibid., p. 112.

17. Ibid., p. 24.

18.William John Wolf, "Reinhold Niebuhr’s Doctrine of Man" in Reinhold Niebuhr: His Religious, Social, and Political Thought, p. 231-32.

19. Niebuhr, The Nature and Destiny of Man, 1:123-24.

20. Reinhold Niebuhr, "Reply to Interpretation and Criticism," in Reinhold Niebuhr: His Religious, Social, and Political Thought, 433 (hereafter cited as Niebuhr, "Reply").

21. Ibid., p. 439.

22. Niebuhr, Beyond Tragedy, pp. 5-6.

23. Niebuhr, The Nature and Destiny of Man, 1:128.

24. Ibid., p. 131.

25. Ibid., pp. 140-45.

26. Ibid., p. 150.

27.Ibid., pp. 163-64.

28. Ibid., p. 166.

29. Reinhold Niebuhr, "Christian Faith and Natural Law," in Love and Justice, ed. D. B. Robertson (Philadelphia: Westminster Press, 1957), p. 54.

30. Niebuhr, Discerning the Signs of the Times, p. 65.

Chapter 1: The Making of a Christian Realist

NIEBUHR’S LEGACY

When seventy-eight-year-old Reinhold Niebuhr died in June 1971, America lost its greatest native-born Protestant theologian since Jonathan Edwards. Niebuhr died serenely at his home in Stockbridge, Massachusetts — the same town where Edwards was once banished for his too-demanding theology — and his funeral was held in the church where Edwards had preached.

Reinhold Niebuhr’s output both as thinker and as activist was prodigious. His career was long and varied. He was a parish minister for thirteen years in Detroit; he taught for a third of a century at Union Theological Seminary in New York; he was a constant "circuit rider" preacher to colleges and universities; he was kept busy most of his life with political activities; he made himself available to all kinds of people; and he was a prolific writer. He contributed significantly to the fields of theology, philosophy, and the social sciences. Very few parallel personalities have both interpreted and influenced so many areas of thought. Only age and illness slowed down his productivity. He was one of the splendid incredibilities of our time.

He is still too much a part of the contemporary scene for us to give a final assessment of his major contribution to American life, and it is difficult to know which facet of Niebuhr’s many-sidedness to stress. But one thing is certain:

Reinhold Niebuhr was the most influential American theologian of this century, the one American who finds a comfortable place in a modern theological pantheon comprised mainly of Europeans. Nearly fifty years ago he instigated an intellectual revolution that changed the climate of theology, and he did more than any other American to shape theology in this country. As the prime theological mover of the last generations he is holding up remarkably well in this generation. In the present theological confusion he provides solid standing ground. So vibrant was his thought that he provides us a significant instance in which dialogue "with a thinker of the past" can be most profitable. His successors cannot avoid dealing with his forceful insights; they will have to abandon them deliberately or build on them. He remains a helpful guide in interpreting the agonies of the twentieth century American religious and political life. His spirited polemics are still worthy targets against which young theologians should test their skills.

Niebuhr claimed that he was not a theologian; and he was not, in the sense of having worked out an elaborate system such as that of the German theologian Karl Barth or the émigré to America Paul Tillich. He felt that only those had developed a full philosophical-religious system of their own were entitled to the designation "theologian." "Bastardized theology" was the way he spoke self-mockingly of his attempts, but this was because he was modest about his scholarship. Niebuhr was so incredibly busy it is hard to imagine him sitting quietly in his study long enough to write a Church Dogmatics. Niebuhr said, "I cannot and do not claim to be theologian. . . . I have never been very competent in the nice points of pure theology; and I must confess that I have not been sufficiently interested heretofore to acquire the competence."1 Niebuhr said that he had been frequently challenged to prove that his interests were theological rather than practical, but, he said, "I have always refused to enter a defense, partly because I thought the point was well taken and partly because the distinction did not interest me."2 In truth, he added little to the theological quest for a more precise understanding of God and Christ. Even in the area of his greatest contribution, the doctrine of man, he was too polemical to be confined to the formal structures of theology. Yet he is still best categorized as a theologian, and both his activity and thought give the "academic" theologians something to write about. As one of the greatest theological minds of the twentieth century and the foremost interpreter of American religious social behavior, he restated for America the great themes of Christian theology in a revolutionary way. The fact that he was a preacher, teacher, politician, and journalist may obscure his major role as theologian. No apology is made for including him in the "Makers of the Modern Theological Mind" series, since he did some of the most vigorous theological thinking of the twentieth century.

The central focus of Niebuhr’s career was "the defense and justification of the Christian faith in a secular age, particularly among what Schleiermacher called Christianity s ‘intellectual despisers.’"3 He felt that Christianity gained self-knowledge as it grappled with its secular competitors. But Niebuhr did not defend or justify the Christian faith in the traditional manner, since he felt that the "Christian apologists cannot hope for too much success."4 His apologetic was a twofold polemic, on the one hand against the secular and pagan world and on the other hand against the household of faith, the church. His stance against both was stringently iconoclastic: he brought judgment upon falsehood in both secular and ecclesiastical camps.

He launched his attack against both church and world from a base of prophetic biblical theology — "biblical realism," as he called it. Rather than accommodating Christianity to what is already proximately Christian in our culture, he assumed all along that the insights of biblical faith are more true and profound than any secular alternatives. He sought to disarm the secularist by proving that alternative faiths to Christianity are inadequate while showing the cogency and relevance of Christianity. He was just as vigorous in criticizing the church’s tendency either to bless some particular social or economic order as the only Christian one, or completely to ignore secular culture. For example, both secular and religious idealism (messianic Marxism and the Protestant social gospel movement) assumed that society would automatically improve through moral and pious benevolence. On the contrary, Niebuhr argued, the collective egoism of class, race, and nation is more persistent than the self-regard of the individual. Man is neither perfectible, as idealists in religion and philosophy had supposed, nor the controllable object of nature, as described by materialists.

Both secular and religious optimism led to moral and political confusion because they ignored man’s sin of willful pride — a universally entrenched, predatory self-interest that exists in all men. Protestant liberalism formally acknowledged the concept of individual sin but widely ignored the idea as a potentially meaningful element in normal life. Utopian Marxism recognized evil but located it outside of man in property. Only the biblical idea of original sin, Niebuhr maintained, properly underlines man’s potential for both good and evil, for realizing perfection and for spoiling it. Niebuhr, taking the doctrine of original sin seriously but not literally, believed that the biblical image of man conveyed a deeper understanding of the human situation than any alternate scheme. He felt that the biblical portrayal of the human predicament could liberate the liberal mind from its rationalistic fixations, show the limitations of all human schemes, and save men from guilty despair when their visions did not bring in the Kingdom of God. In some twenty books and a thousand articles he restored words like sin, grace, judgment, conscience, obligation, and mercy to the American vocabulary, showing believers arid skeptics alike that the Christian message can deal realistically with the modern world. His penchant for polemic against both secularist and saint made his theology dialectical rather than systematic.

Niebuhr’s theology always sought practical expression, and social ethics was the route this expression took. He tried to reconcile an "apparently" mutually exclusive absolute Christian ethic (agape) with a relative social ethic (justice). In combining theology and social ethics he brought theological ethics into the social arena. This thrust him into political involvements in a manner almost unique in his profession. His political biography shows the nature of his alignments: social disillusionment with both capitalism and Marxism; embracement of pacifism, and then the abandonment of it during the rise of American isolationism and European fascism in the 1930s; the championing of U.S. intervention in World War II and a cold war stratagem to contain Soviet power; and indictment of the pretensions of American messianism and scientism when the U.S. first intervened militarily in Viet Nam under John F. Kennedy. In the process of giving theology a practical expression he shaped a distinctively American social ethic that dominated Protestant thought in America from the close of World War I to the widening of the war in Viet Nam. Political ethics as a central theological discipline now has a new intellectual identity and dignity, and many of today’s young "political theologians" owe their ancestry to his creative work.

Niebuhr’s prophetic politics, steeped in biblical theology, Greek classics, Western history and philosophy, depth psychology, and shrewd economic analysis, was the intellectual salvation of some of the most secular of statesmen and scholars. No American preacher or teacher has made a greater contribution to secular political wisdom and moral responsibility. George F. Kennan called him "the father of us all," and Hans J. Morgenthau said that he was perhaps the only creative American political philosopher since Calhoun. Both Kennan and Morgenthau interpreted errors in American foreign policy with insights specifically derived from Niebuhr. William Pfaff and Edmund Stillman have benefitted from Niebuhr’s showing how America has been deceived by its own pride in misunderstanding its role in history. He has influenced the pragmatic liberalism of many prominent Americans, some of whom saw him as a practical strategist and theoretical interpreter of politics (Walter Lippmann, George Kennan, James Reston, and Hans Morgenthau) while others are convinced that he was chiefly a philosopher of history (Arthur Schlesinger, Jr., Will Herberg, and Charles Frankel). Niebuhr’s comments on U.S. domestic and foreign policy, particularly after World War II, powerfully influenced some of the ablest people in public life. Some sentences in The Arrogance of Power, former Senator William F. Fulbright’s work, are nearly interchangeable with sentences in The Nature and Destiny of Man. Martin Luther’ King, Jr, in a BBC interview shortly before his death, acknowledged Niebuhr as one of the two major, intellectual influences in his life. Even when these prominent policy-makers have ignored the Christian theology behind Niebuhr’s realistic awareness, they have approached their history and experience with new and significant insights.

Niebuhr’s way with words was evident in both his teaching and preaching. He was a most quotable theologian. Some of his balanced epigrams have become classics. His literary output was enormous, and, according to biographer June Bingham, if "you go to look him up in any library file, you might as well take along a picnic lunch."5 Among his students at Union Seminary he was a much-loved lecturer and conversationalist. He kept his students breathless with fast paced, challenging lectures. He enjoyed arguments over lunch in the seminary cafeteria, sometimes roughly caricaturing his opponents, and these dialogues often ran over into late evening sessions in his own apartment. He was one of the great Christian preachers of this century, and it is a pity that he allowed only two volumes of his sermons to be printed. For years he was a "circuit rider" pulpiteer to colleges and universities, devoting his weekends to explaining the basics of Christianity to students who knew little, and often cared less, about them. He was immensely popular in many of the great churches of the country. "Those who faced his lucid and mercurial brilliance from the pew will surely agree that their deepest impression has been that of an enormously shrewd and worldly intelligence whose overriding interest centers in the special kind of illumination that is cast by the Christian faith upon the major perplexities of modern man," says Nathan A. Scott, Jr.6

Niebuhr influenced the literary community, but here his influence is more difficult to measure than in the areas of theology, political thought, social action, or the pulpit and classroom. His influence was felt in both contemporary criticism and creative literature, but his presence was there more often "in the nuances of stress and intonation than in the form of documented reference."7 Scott, a careful Niebuhr watcher, who cataloged Niebuhr’s influence on the literary world, has said that Niebuhr made some writers aware of the tragic character of all human action. F. 0. Matthiessen, for example, acknowledged Niebuhr’s influence on his critique of the nineteenth-century belief in every man as his own messiah in American Renaissance. Scott has also said that Niebuhr’s influence can probably be traced in the critical assessment of various forms of liberalism by Lionel Trilling, Robert Penn Warren (Brother to Dragons), and Frederick Buechner (The Return of Ansel Gibbs).

Niebuhr influenced countless lives both directly and indirectly. A charming story about his impact concerns the so-called Serenity Prayer in constant use by the half-million acknowledged alcoholics in Alcoholics Anonymous groups throughout the world: "O God, give us serenity to accept what cannot be changed, courage to change what should be changed, and wisdom to distinguish the one from the other."

In 1934 Niebuhr preached at a small church near his summer home in Heath, Massachusetts, and he had casually jotted down the prayer on a slip of paper to use in the worship. At the conclusion of the service, his next-door neighbor Howard Chandler Robbins, dean of the Cathedral of St. John the Divine, requested a copy of the prayer. Handing him the slip of paper, Niebuhr said, "Here, take the prayer. I have no further use for it." Robbins included the prayer in a subsequent issue of the Cathedral News, whence it gradually made its way into the religious public domain of America.

THE FORMATIVE YEARS

Reinhold Niebuhr was born in Wright City, Missouri, on June 21, 1892, and his boyhood was spent in St. Charles, Missouri, and Lincoln, Illinois. His father was a German immigrant who served as pastor in a German-speaking Lutheran Church which mixed the Lutheran and Reformed traditions. Niebuhr said that the "first formative religious influence on my life was my father."8 He was nurtured on German-Lutheran piety in his father’s parishes in Missouri and Illinois. At ten he told his father he had decided to become a minister because "you are the most interesting man in town." He studied at two Lutheran schools, Elmhurst College and Eden Theological Seminary. Elmhurst was a small, then-unaccredited school run by his denomination, the Evangelical Synod of North America, now part of the United Church of Christ. In April 1913, while Reinhold was still at Eden, his father suffered an attack of diabetes, went into a coma, and died.

Eager to break away from his tightly knit German church life and encouraged by his mother, he studied for two further years at the Divinity School of Yale University, concentrating his study in the problems of epistemology and receiving a Master of Arts degree. He said that he got into Yale only because they were "hard up for students," but he went on to earn himself a respected academic place in this Ivy League school.

At Yale he was deeply influenced by liberal social thought and became a typical product of the early twentieth-century liberal theology. As a student he shared the liberal temper of the campus. He accepted the historical-critical method of biblical studies, rejected some traditional theological claims on the basis of their incredibility to a critical mind, assumed a religious optimism, championed individualism, accepted evolutionary categories, emphasized ethics, stressed the humanity of Jesus, and recognized the importance of toleration. At this point he discontinued his formal education because of family needs and because studies "bored me . . . and frankly the other side of me came out; I desired relevance rather than scholarship."9 Long before it became academically popular to wed thought with action, Niebuhr was developing a life-style in which his theology was hammered out in the context of pressing human needs. This in part explains why his thought altered significantly through more than half a century.

Rather than stay at Yale and work toward his doctorate, Niebuhr accepted the appointment by his denomination as pastor of Bethel Evangelical Church in Detroit, Michigan, in 1915. Family needs "and my boredom with epistemology prompted me to forswear graduate study and the academic career to which it pointed," he said.10 (Although he never earned a Ph.D. degree, he was awarded eighteen honorary doctorates, including one from Oxford.) His widowed mother moved to Detroit with him and managed the affairs of the parsonage, living with him until his marriage in 1931.

This little congregation was composed of eighteen families, but in the next thirteen years under Niebuhr’s leadership its membership was to reach nearly eight hundred. During these years Detroit’s population grew threefold, from half a million to a million and a half, and became the motor capital of the country as the automobile industry rapidly expanded. These two facts "determined my development more than any books which I may have read," Niebuhr commented.11 Niebuhr called Detroit a "frontier" industrial town, but his diary indicates he was obviously happy in his pastorate. (Pages from his 1915-1928 diary were edited and published in 1929 with the title Leaves from the Notebook of a Tamed Cynic.)

Youthful high spirits, unfortunately, do not automatically solve pastoral problems. His mother became, in effect, the assistant pastor to the fledgling twenty-three-year-old minister, and he was grateful for her help. In his first Leaves entry in 1915 he wrote, "Where did anyone ever learn in a seminary how to conduct or help with a Ladies Aid meeting? I am glad that mother has come to live with me and will take care of that part of the job."12 But after three months he admitted that he was discouraged over his preaching: "Now that I have preached about a dozen sermons I find that I am. repeating myself. A different text simply means a different pretext for saying the same thing over again."13 The few ideas that he had worked into sermons at the seminary were soon used up, and it was a full five years before he admitted that he was beginning to "like" the preaching ministry. He wrote, "I think since I have stopped worrying so much about the intellectual problems of religion and have begun exploring some of its ethical problems there is more of a thrill in preaching."14

Niebuhr became a successful pastor. Sensitive to the personal problems of his parishioners, he learned many Christian skills and attitudes at a practical level. Shortly after taking charge of his parish, he discovered that two elderly ladies in his congregation who were dying were counting on him to help them face death peacefully. From one’s prayerful and wholesome acceptance of death he saw how the Christian faith can work. He said, "I relearned the essentials of the Christian faith at the bedside of that nice old soul."15 At the, bedside of the other he saw how faith can be blocked by those who are pridefully preoccupied with themselves. It was typical of Niebuhr that this lesson stayed with him. Reflecting in later years on the difference between the faiths of the two old ladies, he said that the "church is a curiously mixed body consisting of those who have never been shaken in their self-esteem or self-righteousness and who use the forms of religion for purposes of self-aggrandizement; and of the true Christians who live by ‘a broken spirit and a contrite heart.’" 16

He could learn from all sorts and conditions of people. Niebuhr drew theological insights from the social gospel (a concern for social justice), from Karl Marx (men are influenced by their place in the social scheme), from Augustine (history is moved by both love and sin), and Kierkegaard (the free individual is anxious), but his first lessons came from personal experience. Niebuhr was reluctant to place himself visibly near the center of his written work, but he did confess that facts, not books, shaped his theology. He said that even at Union Seminary "the gradual unfolding of my theological ideas came not so much through study as through the pressure of world events." 17 Niebuhr’s own self-interpretative clue, then, is that he moved from practice to ethics to theological formulation. Martin E. Marty says of Niebuhr that it "is possible to trace almost every eventually developed view of the religious community in action back to his root experience in the Detroit parish." 18

Even though his church grew rapidly in membership, he was a constant lecturer and preacher on college campuses, a writer for religious and secular journals, a participant in political and secular affairs, and a traveler abroad. In 1924 he chaired the large Detroit meeting for La Follette for President. Entering politics that year at the national level, he never withdrew from involvement. Sherwood Eddy, a leading figure in the YMCA, was so impressed with Niebuhr’s speaking ability that he contributed money to hire an assistant at Bethel Church and thus free Niebuhr to be a roving ambassador to college campuses. Niebuhr wrote that for years "I commuted, as it were, between ecclesiastical and academic communities. I found each with a sense of superiority over the other either because it possessed, or had discarded, the Christian faith."19 He published his first article in 1916 (in The Atlantic Monthly), and during the remainder of his parish ministry published some forty more signed articles (mostly in The Christian Century, The World Tomorrow, and The Atlantic). He was emerging as a writer worth watching.

His service as pastor of Bethel Church proved to be of decisive influence in the development of his thought and interest. Here he discovered industrial America. Here his moral passion was honed as he observed firsthand the fierce struggle between management and labor. His own congregation was a cross-section of wage earners and the wealthy. The problems of social ethics came into focus for him. He committed himself to the cause of the working class and began actively to criticize the detrimental consequences of capitalism. His pastoral rounds brought him into contact with the victims of the industrial dehumanization. His sermons from his own pulpit made him one of the interesting men in town, and potentially one of the most dangerous to Henry Ford I. Niebuhr said, "I cut my eyeteeth fighting Ford."

Ford, appealing to humanitarian motives to justify his economic policies, came to represent for Niebuhr the capitalistic system. Supposedly Ford’s policies in the automobile industry were producing great profits for workers, but Niebuhr observed that these policies were reducing workers to mere cogs in an impersonal assembly line while producing great profits for Ford himself.

Mother and I visited at the home of ______________ today where the husband is sick and was out of employment before he became sick. The folks have few connections in the city. They belong to no church. What a miserable existence it is to be friendless in a large city. And to be dependent on a heartless industry. The man is about 55 or 57 I should judge, and he is going to have a desperate time securing employment after he gets well.20

Niebuhr openly scoffed at Ford’s trumpeted magnanimity, and welcomed union rallies in his church when other public platforms closed to them. He placed himself on the side of the underdog and the Bethel Church stood loyally behind him.

In Detroit Niebuhr discovered the real cost of industrialization: dehumanization of the worker, nervous tensions, unemployment without compensation, broken bodies, appalling working conditions in the factories, and naive gentlemen with a genius for mechanics deciding the lives and fortunes of hundreds of thousands. At this time Niebuhr was driven into the mild socialism of the "Social Gospel," but he soon began to do battle against what he called its naivete (its lack of understanding of the depths of sin in individual and society). His Detroit experience posed for him the problems with which he would struggle throughout his career — racial strife, economic injustice, international disorder, and an adequate theology. Detroit was to see the beginning of Niebuhr’s pragmatism, that ability to break away from the givens that his biographer June Bingham calls "the courage to change." Detroit was the learning laboratory for him as he moved from parish ministry to public protester.

During these years his theology underwent a significant change. He entered his parish with the moralistic assumptions of optimistic liberalism, the goodness of man and the inevitability of human progress, but he soon saw that corrupting self-interest is inextricably involved in the human situation. Looking back upon his ministry in later years, he confessed, "About midway in my ministry, which extends roughly from the peace of Versailles to the peace of Munich, measured in terms of Western history, I underwent a fairly complete conversion of thought which involved rejection of almost all the liberal theological ideals with which I ventured forth in 1915." 21

Serving as a minister in an auto workers’ community, he was shocked by the callous injustice of a modern industrial society. He was equally shocked to find that the Christian church as he knew it was isolated from men’s needs by social impotence. This early insight into the ugly realities of an industrial society, particularly the exploitation of men by other men and the church’s placid indifference, was to change his pastoral ministry. He said that it began to dawn upon him that "the simple little moral homilies which were preached in that as in other cities, by myself and others, seemed completely irrelevant to the brutal facts of life in a great industrial center. Whether irrelevant or not, they were certainly futile. They did not change human actions or attitudes in any problem of collective behavior by a hair’s breadth, though they may well have helped to preserve private amenities and to assuage individual frustrations."22 He developed a passion for a realistic theology which would be relevant to man’s total life in twentieth-century American society. His Detroit experience began to show him that there were two false answers to the problem of relating gospel and world. He revolted against a theology to the left ("liberalism") and a theology to the right ("orthodoxy") in seeking an answer to them ("Christian realism") .

Niebuhr began his career as a liberal, but he became one of liberalism’s most ardent critics. He said, "In my parish duties I found that the simple idealism into which the classical faith had evaporated was as irrelevant to the crises of personal life as it was to the complex social issues of an industrial city." 23 With a predilection for exaggeration, he isolated liberalism’s confidence in moral progress and directed his polemics against this feature. The illusion of moral progress became the central theme in his attack. He said, "Modern liberalism is steeped in a religious optimism which is true to the facts of neither the world of nature nor the world of history." 24 World War I shattered for Niebuhr liberalism’s optimistic view of life. He felt that nationalism and liberalism had combined in an unhealthy union of righteousness and power to urge on the war in moral terms. Liberal churches were prostituted at the hands of nationalism. After the war he regretted his defense of it, concluding that the war was a contest of power dependent upon economic interests. He decided not to have anything to do with "the war business" again and became a pacifist.

Niebuhr began a heated and ceaseless struggle against both the ethical inadequacy and the theological presuppositions of liberalism. Liberalism for Niebuhr had two forms, religious and secular. The religious form was the theology characterized by the American Social Gospel movement, initiated by Walter Rauschenbusch at the beginning of this century and having its roots in the prevailing theology of Europe in the nineteenth century and in American "revivalism." The Social Gospel movement tried to change America’s unjust social systems by convincing the men who controlled and managed the systems to live by the Sermon on the Mount. This overweening confidence grew out of a theology which had a superficial view of man’s sinfulness, which identified the Kingdom of God with current political and philosophical ideals, and which pictured man as having a "spark of the divine" in him and thus capable of his own salvation.

Niebuhr found Protestant liberalism to be incompetent and irrelevant, to be little more than a system of values descending from the Enlightenment. It was no better than the piety of bourgeois idealism with its naive preachments about moral optimism, its identification of the ideal society with the Kingdom of God, and its simple confidence in the possibility of implementing in public life the absolutes of the Christian faith. His first book, published in 1927, Does Civilization Need Religion?, was a direct consequence of his Detroit experience and reflected Niebuhr’s alarm at the depersonalization caused by an industrial civilization. He said that his "early writings were characterized by a critical attitude toward the ‘liberal’ world view, whether expressed in secular or Christian terms." 25 Liberal Protestantism was so much at home in the world that it had no counsel and had become a harmless adornment of the moral life. The Social Gospel movement with its happy worldliness had lost its capacity for genuinely radical criticism. The book represented his break with liberalism, but it did not contain the thorough realism of his later writings. The book was a prelude to his later attack on liberalism from a Marxist perspective during the 1930s and his Augustinian-inspired attack in the 1940s.

The secular form of liberalism for Niebuhr was a philosophy and social ethic which stemmed from a secularized Social Gospel combined with American optimism, faith in the techniques of natural science, and the idea of inevitable social progress. Secular liberalism appealed to "reason" rather than the Sermon on the Mount in order to achieve the perfect society. According to the tradition of Locke, Jefferson, Mill, and John Dewey, social injustice grew out of ignorance, and could be obliterated through education and the power of moral suasion. Niebuhr became convinced that this mild Pelagianism did not understand the element of power in the living actualities of politics and could not be expected to provide any relevant guidance for social structures.

In Detroit Niebuhr learned that neither form of liberalism was relevant to the brutal facts of life in an industrial culture or a collective society. The corrupting elements of self-interest remain mixed with man’s best intentions. The potentiality for progress is always accompanied by the potentiality for destructiveness. Man is imperfect and history is incomplete. Moving from liberalism’s inadequacy, he began to criticize its theologically weak view of God and man, demanding a more "transcendent" view of God and a more "realistic" view of collective man. While trying to preserve liberalism’s valid insight of man’s moral and rational capacity for good, Niebuhr rejected its utopian and individualistic social strategy. Accepting liberalism’s spirit (openness to change), he turned his back on its creed (the painless improvability of man). Through this type of criticism Niebuhr introduced into American theology the movement known as Christian realism, and he remained its outstanding leader.

As liberalism was a false answer to social-ethical problems on the left, so "orthodoxy" was a smaller but still formidable enemy on the right. Orthodoxy was synonymous in his thought with conventional Christianity (biblical literalism, fundamentalism, Lutheranism, and Calvinism). Niebuhr directed most of his polemic against liberal churches, possibly because he seemed to have despaired of theological fundamentalism and felt it was beyond redemption. He saw in Detroit that orthodoxy was as inadequate as liberalism in dealing with modern ethical problems. It neglected man s present concerns by concentrating on his eternal destiny, it neglected public morals by restricting itself to individual perfection, and it sanctioned social evil with its doctrine of predestination.

Niebuhr wrote in his Detroit diary in 1928:

One of the most fruitful sources of self-deception in the ministry is the proclamation of great ideals and principles without any clue to their relation to the controversial issues of the day. The minister feels very heroic in uttering the ideals because he knows that some rather dangerous immediate consequences are involved in their application. But he doesn’t make the application clear, and those who hear his words are either unable to see the immediate issue involved or they are unconsciously grateful to the preacher for not belaboring a contemporaneous issue which they know to be Involved but would rather not face.26

Even though orthodoxy actually contributed to unjust social structures by its neglect, it did contribute to a realistic social ethic with its doctrine of sin. Niebuhr took the traditional Protestant doctrine of original sin, stripped it of its literalism, and used it to explain the real character of modern society. His criticism of biblical literalism drove him back to an acceptance of "biblical realism" (to use his own phrase), to the biblical answer to sin, and the biblical affirmation of God’s grace in Christ. His emphasis on man’s sinfulness soon made Niebuhr a revolutionary force in American theology. He set himself the task of steering a realistic course between the two threats of liberalism and orthodoxy as he tried ‘to relate Christianity to the modern world.

During World War I Niebuhr had traveled to Europe on speaking tours with the YMCA leader, Sherwood Eddy. Eddy drew him onto the national stage and gave him a larger audience by providing speaking opportunities on college campuses. Niebuhr soon had the opportunity to position himself at the crossroads of American intellectual and political ferment. At Eddy’s instigation, Niebuhr spoke before a student convention in Detroit in 1923. Henry Sloane Coffin (later president of Union Seminary in New York City), who was in the audience and became acquainted with Niebuhr, in time offered Niebuhr a teaching post at Union in the field of Applied Christianity. When Niebuhr asked, "What shall I teach?" Coffin replied, "Just what you think." Niebuhr said this was a hazardous venture, since my reading in the parish had been rather undisciplined and I had no scholarly competence in my field, not to speak of the total field of Christian theology." 27

The tall, balding Niebuhr resigned his Detroit pastorate in 1928 and joined the faculty of Union to start full-time teaching. Having learned to love the pastorate, he left his congregation with reluctance. He also was well aware of his lack of preparation for the classroom. He said, "It was a full decade before I could stand before a class and answer the searching questions of the students at the end of a lecture without the sense of being a fraud who pretended to a larger and more comprehensive knowledge than I possessed." 28 His life in New York was even more hectic than it had been in Detroit as he taught, preached, traveled, wrote, and participated in a growing number of both religious and secular organizations. His presence helped make that period the golden age for Union, and he remained there until his retirement in 1960.

He was too much of a human being to live alone, and three years after he went to Union he married one of his students, a bright, elegant Briton. Ursula Keppel-Compton was an honor student at Oxford before coming to Union in 1930. Mrs. Niebuhr was not only a warm and vivacious companion, but demonstrated her own theological alertness by teaching religion at Barnard College for many years. They had two children, a son and a daughter, Christopher and Elizabeth, who added to their happy home life. Mrs. Niebuhr, a woman of impressive erudition, later became head of the religion department at Barnard College. Included in the Niebuhr teaching dynasty were his late brother, H. Richard, the eminent Yale ethicist; his late sister, Hulda, who taught education at McCormick Seminary; and his nephew, Harvard theologian Richard Reinhold Niebuhr. The two brothers were to dominate the thought of American Christian ethics for four decades.

The academic environment at Union with its research facilities stimulated Niebuhr to publish theological writings that were to have a notable impact both nationally and internationally. He became one of the most prolific writers in American intellectual life. Since it is unlikely that the general reader can take the time and effort to read all of Niebuhr’s books (not to mention his hundreds of journal articles), I have tried in this chapter to intersperse mention of his books in the chronology of his life, note their contents, show their place in his developing thought, and point to their impact on American thought. It is my hope that this hasty survey will allow the general reader to turn to several of Niebuhr’s most important books without the feeling that he is totally disoriented in the mass and variety of Niebuhr’s writings.

Niebuhr’s lecturing and writing never removed him from the problems of the day on the one hand nor from the church on the other. If anything, he became more deeply involved in the arena of social action and political debate, but from his basic home in the seminary’s Christian community. He never hesitated to join a movement promoting social justice, and during the thirties and forties he lent his name to more than a hundred of them — a matter of some amusement to his friends. Whereas in Detroit he had learned the resources for practical justice in the Hebrew-Christian tradition, in New York he learned of such resources among the secularists as well. A number of radical and liberal groups were surprised to find a minister among their number and in accord with their views. He was a pioneer in the Christian rediscovery of the secular — the healthy affirmation that God’s grace (the hidden Christ) is also at work outside the church. In 1929 he served on the executive committee of the League for Independent Political Action and was still active in the Fellowship of Reconciliation, the leading pacifist organization on the American scene. In 1930 he helped found the Fellowship of Socialist Christians and ran for Congress as the candidate of the Socialist party in the Morningside Heights community of New York City. As he moved theologically to the right, he became a well-known figure in the radical political circles of the left. Capable of change, Niebuhr was ever a "moving target" in both body and mind for his critics.

As Niebuhr contemplated the shambles of the Depression, he became deeply convinced that modern liberalism, whether in its secular or its religious form, could not provide relevant guidance for social and political reconstruction. Out of this disenchantment with liberalism came his famous book of 1932, Moral Man and Immoral Society. This book, representing Niebuhr’s first venture into political philosophy, had an explosive effect in American theological circles. It carried the same impact in America that Barth’s commentary on Romans carried in Europe. His academic colleagues at Union were taken aback by his brash, outspoken touting of socialism and pacifism when he joined the faculty, but they were even less ready when he attacked theological and political liberalism in this book. No other book in the first third of the twentieth century had a greater impact in American theological circles. Many old liberals looked upon this book as a study in ruthless iconoclasm, demolishing their dearest assumptions and removing the foundation for a Christian philosophy. Later, Niebuhr was jokingly to say that an even more accurate title for his book would have been "Immoral Man and Even More Immoral Society."

Niebuhr, wrestling with the contrast between individual and group ethics, summarized the problem in the following way:

A realistic analysis of the problems of human society reveals a constant and seemingly irreconcilable conflict between the needs of society and the imperatives of a sensitive conscience. This conflict, which could be most briefly defined as the conflict between ethics and politics, is made inevitable by the double focus of the moral life. One focus is in the inner life of the individual, and the other in the necessities of man’s social life. >From the perspective of society the highest moral ideal is justice. From the perspective of the individual the highest ideal is unselfishness. Society must strive for justice, even if it is forced to use means, such as self-assertion, resistance, coercion, and perhaps resentment, which cannot gain the moral sanction of the most sensitive and moral spirit. The individual must strive to realize his life by losing and finding himself in something greater than himself. . . Political morality, in other words, is in the most uncompromising antithesis to religious morality.29

Niebuhr felt that no reconstruction could take place until a sober assessment of power had been given. He asserted that social collectives are so egotistical that a tolerable justice can be achieved only by guaranteeing enough power to each group to counterbalance the power of other groups by which they may be exploited.

Niebuhr said that the thesis of his book was that a "sharp distinction must be drawn between the moral and social behavior of individuals and of social groups, national, racial, and economic; and that this distinction justifies and necessitates political policies which a purely individualistic ethic must always find embarrassing."30 He said that all moralists misunderstood the brutal character of groups. "Whatever increase in social intelligence and moral good will may be achieved in human history, may serve to mitigate the brutalities of social conflict, but they cannot abolish the conflict itself."31 As groups increase in size they become more selfish, and perhaps "the most significant moral characteristic of a nation is its hypocrisy."32 Individual moral life is difficult enough, but a "perennial weakness of the moral life in individuals is simply raised to the nth degree in national life."33

Niebuhr said that the relevant norm for political decisions and social policy is not love, as the liberals had claimed, but justice. Whereas it may be possible to bring about just relations between individuals by moral and rational persuasion, in larger groups this is an impossibility. The relations between large groups, therefore, must be predominantly based on power rather than ethics. Power is as significant as moral persuasion in large groups, and a just society is the result of politics rather than education. Any thought to the contrary is pure sentimentality, he argued.

It was this position that led Niebuhr eventually to disavow his mild socialism and to abandon the position of pacifism. To abandon force for moral persuasion is to invite disaster, he felt. The trouble with pacifism, Niebuhr finally came to say, was that it tried to live in history without sinning. Violence was a part of the class struggle, he felt, and conceded the right of violence to the underprivileged classes. At the beginning of World War II he developed the fullest argument in the American church against pacifism. He fully recognized the evil of war, but judged it less evil than acquiescence to Nazi tyranny. He became more vocal in his opposition to appeasement, and backed many causes that aided refugees fleeing Hitler’s Europe. Paul Tillich credited Niebuhr with having saved his life at the time Hitler came to power. As Niebuhr took on international prominence as a molder of opinion he developed working relationships with people in the left wing Democratic party and the major news media, notably Eleanor Roosevelt and the Luce publications Time and Life. He began his long association with government policy-makers in the State Department and was gradually drawn into the orbit of American leadership as a consultant.

Niebuhr published another book in 1932 that went unnoticed in the shadow of Moral Man and Immoral Society. Two years earlier he had given a series of lectures to social workers, and these lectures formed the basis of the book The Contribution of Religion to Social Work. In this book he argued that religion created a conscience which is quick to understand social need, that religious philanthropy gives charitably but without raising ultimate questions about the causes of social maladjustment, that religion "unifies individuals, stabilizes societies, creates social imagination and sanctifies social life; but it also perpetuates ancient evils, increases social inertia, creates illusions and preserves superstitions."34 He also argued that religion is a resource for the social worker because it contains potentials for achieving a more adequate social justice. Because of the brevity of the book, the special audience to which it was addressed, and the untimeliness of its publication, it is seldom quoted from or mentioned by even the most ardent Niebuhr followers.

In 1934 he published Reflections on the End of an Era, in which he continued to argue for a realistic political theory that would set power against power and bring about a more just social system. Niebuhr said that the basic conviction running through the book was that "the liberal culture of modernity is quite unable to give guidance and direction to a confused generation which faces the disintegration of a social system and the task of building a new one." 35 In this book he confidently expected the collapse of capitalism — words he was later to eat publicly. He made a twofold proposal for spiritual guidance — first, a more radical political orientation, and second, a more conservative religious conviction (a return to more classical and historical interpretations) — but without hope that either would be heeded. He admitted that his approach would "satisfy neither the liberals in politics and religion, nor the political radicals nor the devotees of traditional Christianity." 36 Niebuhr struggled to find a new standing place in the Christian camp, struggled to be heard by the secularist, and feared all the while that he would be ignored by both church and world.

His continuing reaction against moral liberalism led him to accept some insights from Marxism. He was never a Marxist and was ever critical of its reckless fanaticism which led to inordinate political tyranny. He never had any illusions about its demonic character and was one of its more severe critics. However, to criticize liberalism he used Marxism’s organic view of society, its theory of class conflict, its insights into social injustice, its intuition of judgment and disaster, and its sense for the duplicity of man. He deplored Marxism’s moral cynicism, but praised its realism.

He was to become one of the sharpest critics of the religious pretensions and failures of Marxism. He felt that Marxism had chosen the wrong means (violence) to bring about the ideal society, that it destroyed the good along with the bad in its revolution, and that it was "hopelessly romantic" in its view of the coming classless society. He said that Marxism "betrays the ethical enterprise into an illusion, akin to the liberal illusion."37 He characterized it as a religion without God or grace, but said that all "men who live with any degree of serenity live by some assurance of

grace."38

In his book of 1935, An Interpretation of Christian Ethics, Niebuhr tried to restate in a constructive way the relation between politics and ethics. His disenchantment with the Social Gospel finally began to emerge as a recovery of the doctrine of original sin, and his thought began to move in the direction of theological anthropology. He turned to the more distinctive insights of the Christian faith and became a theologian in a new sense. He said that "only a vital Christian faith, renewing its youth in its prophetic origin, is capable of dealing adequately with the moral and social problems of our age."39 The question in this book was how one might move from an ethic of agape to viable ethical norms in the historical order, how "to derive a social ethic from the absolute ethic of the gospels." 40 Neither conventional orthodoxy nor liberal Christianity could give a satisfactory answer. Orthodoxy, clinging to the myths of a prescientific age, made no effort to make the Bible relevant to contemporary experience. Liberalism had surrendered the distinctives of the Christian faith in order to be modern. This book was his first broad attack on the liberal middle-class churches.

In this work Niebuhr maintained that the agape of the Cross in its sacrificial heedlessness and universalism is the only final adequate norm of human life. "The Christian doctrine of love is thus the most adequate metaphysical and psychological framework for the approximation of the ideal of love in human life."41 He asserted that the ethic of agape is impossible to fulfill by the natural man in his historical sinful situation. He said that the "modern pulpit would he saved from much sentimentality if the thousands of sermons which are annually preached upon these texts would contain some suggestions of the impossibility of these ethical demands."42 Agape remained as a transcendent norm, a radical perfectionism. "The ethic of Jesus may offer valuable insights to and sources of criticism for a prudential social ethic which deals with present realities; but no such social ethic can be directly derived from a pure religious ethic."43 The ideal must transcend history since every norm that is found in history is too partial and incomplete. Man, however, tried to make the historical norm his final norm. In making absolute claims for the partial finite values, man tries to make himself God. This is the root and nature of sin. "The devil is always an angel who pretends to be God. Therefore while egoism is the driving force of sin, dishonesty is its final expression."44

An Interpretation of Christian Ethics makes clear that man’s tendency to claim more for himself than he ought to claim constitutes the Christian doctrine of original sin. On the one hand, Niebuhr denied the orthodox tendency to convert the doctrine of original sin into a doctrine of a literally inherited corruption. This would destroy both freedom and responsibility. On the other hand, he rejected the liberal tradition which denied that man had this tendency toward playing God. "The orthodox church dismissed the immediate relevancy of the law of love for politics. . . The modern church approached the injustices and conflicts of this world with a gay and easy confidence."45 Niebuhr’s debates with both orthodoxy and liberalism were gradually leading him to a fundamental restatement of Christian theology.

In his book of 1937, Beyond Tragedy, he restated with theological richness some of the great themes of classical Christianity. "The cross, which stands at the centre of the Christian world view, reveals both the seriousness of human sin and the purpose and power of God to overcome it."46 The Christian view sees through a sense of the tragic to a hope "beyond tragedy." Here it is evident that he was indebted to the fathers and reformers and particularly to Augustine. In later years he was to confess that he regretted not having studied the thought of Augustine earlier. "The matter is surprising because the thought of this theologian was to answer so many of my unanswered questions and to emancipate me finally from the notion that the Christian faith was in some way identical with the moral idealism of the past century."47

Beyond Tragedy is a collection of fifteen sermonic essays which grew out of materials that he had preached in colleges and universities, and is still perhaps the best introduction to Niebuhr. His analysis of the human situation in these sermons is much like that in An Interpretation of Christian Ethics, and he carries forward the proposals that he had made there. Man is fated to be mortal but he pretends not to be mortal. Because of his creativity, man pretends to be more than he actually is. This gives rise to his sinfulness. Because man is free, he can pretend to be more than he is and the consequences are that he bears responsibility for his sin. In his return to classical Christian anthropology, Niebuhr used the doctrine of original sin. But in rejecting orthodox literalism he restated the doctrine in a "radical" way: he reinterpreted the dogma in a parabolic or mythical fashion. For example, he said that man’s fall is locatable in no historical Garden of Eden, but it is a way of speaking profoundly about what has happened in every man’s experience. "We are deceivers, yet true in clinging to the idea of the fall as a symbol of the origin and the nature of evil in human life." 48

AT THE SUMMIT

Niebuhr came to love the students and the classroom work at Union Seminary. He and Mrs. Niebuhr had open house almost every Thursday evening for his students, and the students would crowd into their apartment. Niebuhr loved teaching, and he never neglected it for his many outside activities and interests. Fierce in impersonal polemics, he dealt with students tenderly, and his office was never closed to them. He was the gregarious type of professor who liked to be stopped in the halls by students who wanted to talk. As one of his students said, "A lot of other professors talk about being sorry not to see more of the students. But they go off to their offices and close the door. Reinie’s door is always open — and he’s always being stopped in the hall by someone."49 He thrived on the exchange with students, and missed them when he was away from the seminary.

He had a voice that carried, a burning intensity that showed in his carriage and conversation, a large frame, and the broad, thick hands of a farmer. Even when speaking casually he spoke rapidly. His hands and arms were in constant motion as he preached or spoke in private conversation. He could often be seen walking two poodles on a leash on the streets around Union Seminary. Charming and witty in personal conversation, he was formidable as a debating opponent. He was a 17-hour-a-day dynamo who lived a disciplined, mildly ascetic life. His torrent of trenchant speeches and articles were often turned out at the last minute.

Niebuhr was a tough adversary. He called pacifists "parasites," death-of-God theologians "infants," religious services at the White House "complacent conformity," and, to the end, the name "Richard Nixon" could evoke from him well-chosen epithets. Even among friends, he was not fully at home in any preexisting ideological camp. His opponents were numerous. If "his ideas were too orthodox for the liberals, they were too liberal for the orthodox; and if too secular for the religious, they were too religious for the secular."50 At the same time he knew the meaning of love and forgiveness. He was sensitive and could be hurt. When in the wrong, he was ready to admit his error and seek forgiveness. He was keenly aware of the difference between an attack on a person and an attack on a position. He is well remembered for the vigorous polemic with which he could destroy a position contrary to his own, but in his later years he often deplored the combativeness of his earlier years. Many felt that his main gift lay in demolition, but this was only partially true. He negated other positions in order to clear the ground for making his positive affirmations more readily understood. Well aware of the falsehoods in his own claims to truth, he tried to avoid inordinate claims for his own position in relation to that of an opponent.

Those who knew and praised his greatness also spoke of his "humanity" and "humility." Robert McAfee Brown, one of Niebuhr’s students, said that Niebuhr wore his national and international honors "lightly." "It needs to be stressed, therefore, that the man who so tellingly reacquainted a whole theological generation with the sin of pride was himself singularly free of that shortcoming." 51 John C. Bennett, Niebuhr’s colleague at Union for many years, spoke of his tenderness. "Those who worked with him and especially his students will remember him as a person of extraordinary personal power which was expressed through his physical presence as well as through thought and word, but in so far as their personal relations with him are concerned, they will even more remember his tenderness." 52 The only student reaction Niebuhr did not know how to cope with was praise.

It was rapidly becoming obvious that Niebuhr was emerging as a commanding and brilliant voice in American theology. It came as no surprise to his colleagues when he was invited to the University of Edinburgh as the Gifford Lecturer in the spring and autumn of 1939. Only four other Americans — William James, Josiah Royce, William Ernest Hocking, and John Dewey — had been invited to give these famous lectures. Niebuhr delivered these lectures against the backdrop of the guns of World War II and the air raid sirens of Edinburgh, Scotland.

The Gifford Lectures became Niebuhr’s theological masterpiece, the central achievement of his career. This effort has been called by some of his admirers the most prodigious apologia for the Christian faith ever written by an American theologian. They were published under the title The Nature and Destiny of Man, the first volume of which was published in 1941. This book, his longest and most important, marked the crystallization of his theology. All of his thought and writings since his Detroit pastorate had been moving toward the unifying theme of Christian selfhood. How shall man think of himself? was the opening question of his Gifford Lectures, and this question represents the core of his thought, his controlling theological principle. This book contains innumerable themes, but many have considered the phenomenology of selfhood to be the profoundest and most original theme running through it. The decisive fulcrum is the inquiry into the nature of the self. Niebuhr said, "I chose the only subject I could have chosen because the other fields of Christian thought were beyond my competence. I lectured on ‘The Nature and Destiny of Man.’"53

Niebuhr’s principal preoccupation was with the doctrine of man. He stands in a great line of Christian thinkers stretching from Augustine through Kierkegaard who have been occupied with anthropology. For Barth and Bonhoeffer, everything focused on Christ. For Niebuhr, Christ was utterly important, but he had no interest in the classical formulations of the doctrine of Christ. The doctrine of man gives body and substance to everything in Niebuhr’s rich multiplicity of, themes. He reinstated for the American intellectual community a sense of the mysterious heights and depths of man that are possible for the Christian vision. Niebuhr holds our attention along with the other great thinkers of our time — such as Jaspers, Heidegger, Faulkner, Camus, and Sartre — who have expressed the most vital vision of man.

The Nature and Destiny of Man was Niebuhr’s most comprehensive and definitive theological statement. He offered a forceful "Christian" view of man, comparing this view with others that fail to take into account all the facts of human existence — Greek classical views in the ancient world, and naturalism in the modern world. Niebuhr’s approach was pronouncedly Protestant, based as it was on the Reformers, Augustine, and the Bible. The two volumes must be considered together to get at Niebuhr’s purpose. Human nature is the created conjunction of spirit and nature. Man’s sin, acted out in the historical process, consists in man’s self-centered refusal to recognize his creaturely limits. On the other hand, human destiny is a historical drama which begins at creation, reaches a climax at the coming of Christ, and moves on to conclude at Judgment Day. In this chapter I will sketch only the barest outline of Niebuhr’s book, but return to it in detail in the following chapters.

Niebuhr began the Nature volume by saying that man is a problem to himself. Both ancient and modern views of man create problems for themselves because of their limited viewpoints. When man is defined only in terms of mind, rationality, or spirit, then man’s involvement in nature is neglected. When man is defined only in terms of nature or natural process, then man’s self-conscious and self-transcendent freedom is ignored. Niebuhr said that, contrary to these two alternatives, the biblical view sees man as a unity of body and spirit, of freedom and creatureliness. Thus a Christian view avoids the errors and combines the truths of the alternative views of man. Niebuhr maintained this Christian view throughout the book. Only in God does man find the source and key to his fulfillment. Niebuhr next analyzed non-Christian views of man for the elements of form and vitality as well as the ideas of individuality and collectivism. Again he argued that the Christian view is best able to hold together in a vital balance these contrasting aspects of man’s nature.

The one pervasive trait of the many conflicting views of modern man is their radical misreading of the nature and extent of evil in man. Niebuhr spoke of the "easy conscience of modern man." Modern man has rejected the traditional Christian doctrine of original sin. Modern man has thought well of himself and asserted that he is sufficiently intelligent and virtuous to solve his problems and shape his destiny. Modern man feels that any lingering evils of inertia or ignorance can be cured by social reform or education.

Niebuhr developed his biblical view of man under the idea that man is both in the image of God, and a self-venerating sinner. Unlike many of the early church fathers who, under the influence of Greek philosophy, sought to identify the image of God with human reason, Niebuhr, following Augustine, saw the image of God as the self-conscious and self-transcendent character of man’s whole self. At the same time this free and self-determinate man is a finite, mortal creature in God’s creation. As image of God, man is both free and finite.

Niebuhr looked upon man as essentially ambiguous. On the one hand, man is a creature embedded in nature. On the other hand, man has the capacity to rise above his creaturehood in indeterminable acts of self-transcendence. Man is both free and bound, both limited and limitless. Alternatives to the Christian faith have either emphasized man’s creaturehood or emphasized his freedom to the neglect of the other side. The biblical faith, on the other hand, emphasizes both man’s creaturehood and man as being made in the image of God. Man belongs both to the realm of nature and to the realm of spirit.

As the image of God man tries "to play God"; that is, to make himself the center of all things. Man is a sinner. There is no absolute necessity for man to be self-centered for man is free to find his proper center in God. But self-centeredness is overwhelmingly probable because the tension between man’s freedom and his finitude creates a situation of temptation. Man’s sinful relation to God expresses itself as prideful self-deification at the individual level, while it expresses itself as injustice towards one’s fellow man at the collective level. Sinful egotism is even more pronounced in groups (collective egotism) than in individuals. Group pride, which identifies itself with whatever is taken as the ultimate, constitutes itself as the final expression of pride. In this volume Niebuhr established his reputation as the diagnostician of sin in its subtle and blatant forms, and was to lead Emil Brunner to comment that sin was the concept that "became one of the main pillars of his thought structure."54

Niebuhr began his Destiny volume with a basic distinction between historical and nonhistorical views of man. The nonhistorical views either subsume history to nature or swallow it up in eternity. Historical types expect a Messiah, a figure in whom the meaning of history is fulfilled. For Niebuhr the figure of Christ fulfilled history. While Jesus fulfilled Old Testament hopes he rejected or radically reformed them when he renounced Jewish legalism and particularism. The Cross of Jesus was the climactic expression of God’s decisive work to man and God’s power at work reconciling man to Himself.

The Cross, God’s sacrificial love for man, defined the limits and possibilities of history. Man’s love is fragmentary and corrupted and needs God’s sacrificial love to perfect it. Niebuhr took the Protestant view that even the regenerate man continues his sinful, egotistical behavior. The Renaissance, with its new and optimistic estimate of man, suggested that man could shape his destiny without God’s gracious help. Modern man has taken his cue from the Renaissance and feels that man is both good and self-sufficient, thus rejecting the Reformation idea that man is finite, corrupt, and in need of God’s grace.

Niebuhr proposed a synthesis between the Renaissance and Reformation views, an offensive element in his thought to the orthodox. He said that man in history stands before ever-new possibilities of both good and evil. The Renaissance appreciated human aspirations and the continued new possibilities of the good. The Reformation was aware of the power of sin to infect even man’s best endeavors. Niebuhr pointed to two results of such a synthesis — tolerance and social justice. Man can have truth without having the final Truth. Man can believe with deep and genuine conviction without the arrogant finality or absoluteness which generates intolerance. Again, all human achievements in law and social justice can be recognized for their validity, but at the same time it can be acknowledged that they fall short of the perfection of the Kingdom of God (the ideal society). Niebuhr’s Christian realism thus avoided utopian illusions and the pessimism of historical determinism. Only the Judgment at the end of history can fulfill the final meaning of history. Niebuhr ended the Destiny volume by saying that only eschatology can rescue the political pragmatist who seeks to keep history going with only minor adjustments in the system.

We will return to this volume in the following chapters and examine it in detail.

Before the opening salvos of World War II, Niebuhr had been writing occasional essays on various political issues. In 1940 he published sixteen of these essays in a book entitled Christianity and Power Politics. He said that the common thesis of the book was "that modern Christian and secular perfectionism, which places a premium upon non-participation in conflict, is a very sentimentalized version of the Christian faith and is at variance with the profoundest insights of the Christian religion."55 Liberal perfectionism (to be good is to avoid conflict), Niebuhr held, was both bad religion and bad politics, and left America weak before Nazi tyranny. In the book’s first chapter, "Why the Christian Church is not Pacifist," he argued that "the failure of the Church to espouse pacifism is not apostasy, but is derived from an understanding of the Christian Gospel which refuses simply to equate the Gospel with the ‘law of love.’"56 The American Church, however, in its efforts to keep America out of the war was "unable to help the needy for fear lest pity for the victims of tyranny imperil its precious neutrality."57 Liberal perfectionism (in religion or politics) was unable to make significant distinctions between the peace of capitulation to tyranny and the peace of the Kingdom of God. This book was Niebuhr’s warning to America not to surrender to evil whatever the alternative conflict.

The Nature and Destiny of Man emphasized the doctrines of man and history, the two doctrines where Niebuhr placed his greatest emphasis. During World War II his writing turned in another direction. He helped form and edit the journal Christianity and Crisis, a publication dedicated to interpreting the Christian faith in a manner relevant to the threat of tyranny. He deliberately pulled away from Christian Century, the journal with which he had been associated, because he felt that it was totally unrealistic in its attitude toward Hitler. He held that the threat of Hitler should be regarded as more evil than participation in a war to stop Hitler’s tyranny. During the war his journalistic writings generally supported President Roosevelt’s conduct of the war.

As the war came to an end, Niebuhr wrote his major treatise on democratic political theory, The Children of Light and the Children of Darkness (1944). It was his defense of democracy (which had so recently been under military attack), and a corrective of its traditional defense (which he felt was based on an overly optimistic estimate of man’s moral capacities). He believed that a better understanding of man — neither too pessimistic nor too optimistic — would give democracy a more secure standing. One of his most quoted aphorisms states the thesis of the book: "Man’s capacity for justice makes democracy possible; but man’s inclination to injustice makes democracy necessary." 58

Since man is moral — a "child of light" — he can achieve a degree of community harmony, but as basically self-serving — a "child of darkness" — his egoistic will-to-power needs to be checked. Democracy is of all systems best endowed both to guard against the misuse of power and to encourage man’s benevolent side. "The children of darkness are evil because they know no law beyond the self. They are wise, though evil, because they understand the power of self-interest. The children of light are virtuous because they have some conception of a higher law than their own will. They are usually foolish because they do not know the power of self-will. They underestimate the peril of anarchy in both the national and the international community."59 Niebuhr felt that a working democracy is a living refutation of both optimism and cynicism.

The major weakness of a democracy is its paralysis in foreign policy before a determined foe. Democratic foreign policy depends on the consensus of the nation, but this seldom comes soon enough in a crisis. With a sense of urgency Niebuhr warned that the "preservation of a democratic civilization requires the wisdom of the serpent and the harmlessness of the dove. The children of light must be armed with the wisdom of the children of darkness but remain free from their malice. They must know the power of self-interest in human society without giving it moral justification. They must have this wisdom in order that they may beguile, deflect, harness and restrain self-interest, individual and collective, for the sake of the community." 60

Niebuhr’s political philosophy was grounded in a Christian theology which he had already stated in his Gifford Lectures. He began to give ever-increasing attention to international politics after World War II.

At this stage in his career Niebuhr was becoming more influential in public life. He was appointed as an advisor to the State Department’s policy planning staff. He also served as a U.S. delegate to UNESCO. As a liberal Democrat he was one of the founders of Americans for Democratic Action and at one time its chairman. He was three times Chairman of the Liberal Party in New York politics. He wrote resource materials and provided sectional leadership at the World Council of Churches in Amsterdam in 1948. He served on the National Council of Churches as a consultant on the commission to work with Secretary of State John Foster Dulles. In later years his friends sponsored a Niebuhr chair of social ethics at Union Seminary. A list of these friends is an index of his influence and includes such names as Adolph Berle, Chester Bowles, Ralph Bunche, David Dubrinsky, Norman Thomas, George Kennan, Paul Hoffman, Walter Reuther, Herbert Lehman, Walter Lippmann, Stanley Isaacs, Henry Luce, Arthur Schlesinger, Jr., Robert Oppenheimer, Eleanor Roosevelt, Beardsley Ruml, George Shuster, William Hocking, Adlai Stevenson, Charles Taft, Joseph Rauh, Hubert Humphrey and Robert Hutchins. World figures numbered in this group were Arnold Toynbee, Alan Paton, Barbara Ward, Jacques Maritain, Sir Sarvepalli Radhakrishnan, Sir Walter Moberly, W. H. Auden, and Charles Malik.61 Association with political shapers and molders became a permanent part of his life-style. He was active in scores of organizations for particular causes.

In 1946 Niebuhr published his second book of sermonic essays (Discerning the Signs of the Times) elaborating the two facets of Christian hope — belief in the realization of God’s will in human history and an understanding that the Christian hope transcends the limits of history. In the preface to the book, Niebuhr wrote that our age, confronted by so many hopes and frustrations, "is in particular need of the Christian gospel; and requires both the relative-historical, and the final-and-absolute facets of the Christian hope to maintain its sanity and its sense of the meaning of existence." 62

These sermons are typical of his university preaching when he was still at his critical and polemical task and before he felt free to shift to an increasing stress on the grace of God and its power to reshape human life. He was still in the apologetic phase of his preaching — negatively analytical and critical to break down false optimism before justification by faith took place. For Niebuhr, judgment preceded mercy, and these sermons reflect more of judgment than mercy. His sermon "The City Which Hath Foundations" is typical of the others in the book. He began the sermon by saying that the Bible has both a this-worldly and an other-worldly hope. God’s Kingdom is both realized and unrealized in this life. This dilemma should be accepted by faith in humility, looking to God to give final meaning to existence. Therefore, we should be faithful in our duties and cease to worry about our success in bringing in God’s Kingdom. No facile resolutions of this dilemma are offered the hearer (reader) of the sermon, but the hearer is invited to go on struggling with the problem under the grace of God.

Niebuhr returned in 1949 to his formulation of a Christian theology of history. His book Faith and History compared Christian and modern views of history and brought out the distinctiveness of the former by contrasting it with the latter. He said this book was "but an elaboration of the second part of my Gifford Lectures."63 The method was apologetic: the Christian view was set in opposition to the classical Greek view (meaning for history is found in a changeless realm of ideas) and the modern view (both time and history are self-explanatory). "The Christian Gospel is negatively validated by the evidence that both forms of worldly wisdom, leading to optimism and to pessimism, give an inadequate view of the total human situation."64 Although a Christian philosophy of history cannot be rationally demonstrated, Niebuhr argued, an indirect defense is possible by showing that alternative views fail to account for all the facts of history. "The truth of the Christian faith must, in fact, be apprehended in any age by repentance and faith. It is, therefore, not made acceptable by rational validation."65

Niebuhr’s thesis was that the gospel of Christ is true for all men and thus relevant to the historical process in all ages. The Christian view begins with the sovereignty of God in creation, judgment, and redemption. "The sovereignty of God establishes the general frame of meaning for life and history."66 God’s sovereignty is most fully disclosed in the center of historical meaning, Jesus the Christ, who reveals the divine love which transfigures historical justice and who reconciles the ambiguities of human existence. "The New Testament makes the startling claim that in Christ history has achieved both its end and a new beginning."67 This Christian interpretation rejects the criterion of rational intelligibility as the final court of appeal in both its Greek (historical events have no significance) and modern forms (history itself is redemptive). History gets its meaning from a rationally offensive "scandal of particularity" — the event of one who is received and acclaimed as the Christ.

God’s lordship over history most clearly denies the "wisdom of the world" in two decisive movements — the crucifixion and resurrection of Jesus. These two events climax all previous revelations, disclose God’s unique relationship to man, elucidate the dramas of sin and redemption as they unfold in history, and point to the end of history where God will give history its final meaning. "This pinnacle of faith in New Testament religion is the final expression of certainty about the power of God to complete our fragmentary life as well as the power of His love to purge it of the false completions in which all history is involved." 68 Thus Niebuhr once again argued against both the utopian dreams of those who sought to flee from the historical process into a timeless realm and those who were too optimistic in their interpretation of history.

Niebuhr quickly moved to another volume on history as the post-World War II years saw his attention turn to international politics. He turned to irony as the major motif of his interpretation of history in The Irony of American History (1952). The book marks his movement politically toward pragmatic liberalism of the Franklin D. Roosevelt types and philosophically toward irony rather than tragedy in his philosophy of history. Both shifts in his thinking indicated that he was less dogmatic in his approach to history than he had been in his Gifford Lectures and more open to human accomplishment.

Niebuhr said, "Irony consists of apparently fortuitous incongruities in life which are discovered, upon closer examination, to be not merely fortuitous." 69 The biblical interpretation of human history rejects the pathetic (the pain caused by unthinking natural evil) and the tragic (a conscious choice of evil for the sake of good) for the ironic (evil resulting from man’s wrong use of his unique capacities). When hidden vanities or pretensions are exposed, then the irony of a situation is disclosed and tends to be cured. Thus Niebuhr turned to the pretensions of virtue, wisdom, and power in American life in order to confront America with its ironies and free it of its illusions in the conduct of foreign policy. He said that American civilization "is involved in many ironic refutations of its original pretensions of virtue, wisdom, and power." 70 He claimed that this approach was theological because irony was the normative way for Christians to view history; God "laughs at human pretensions without being hostile to human aspirations," he said71 he hoped by pointing out America’s ironies to dissolve them and reduce America’s pretensions without destroying America’s faith in its future. He said that America looked upon itself as the most innocent nation upon earth: "The irony of our situation lies in the fact that we could not be virtuous (in the sense of practicing the virtues which are implicit in meeting our vast world responsibilities) if we were really as innocent as we pretend to be." 72

Niebuhr continued his major role at Union Seminary, eventually being appointed vice-president. His life-style of "Christian realism" began to produce a new breed of church leader. Churchmen were influenced by one or more of his themes. "Representative of these various types were men like Roger L. Shinn, who succeeded Niebuhr at Union in the chair of Applied Christianity; George William Webber, founder of the East Harlem Protestant Parish and later president of New York Biblical Seminary; Truman Douglass, leading spirit in the affairs of the National Council of Churches and pioneer in church involvement in human issues; and Martin Luther King, Jr."73 Niebuhr was at the apex of his influence in the early 1950s and was to remain there for over a decade longer.

THE LATER YEARS

Niebuhr’s robust health began to fade in the period after World War II. In 1952 he had a heart attack which slowed but did not stop his activity. After retirement from Union Theological Seminary in 1960 to continue his theological and political concerns, he was invited to study at the Institute for Advanced Studies at Princeton, and he was active in the Center for the Study of Democratic Institutions at Santa Barbara, California. He moved to his retirement home at Yale Hill in Stockbridge, Massachusetts, in 1966. A series of strokes sapped his energy and gradually paralyzed him over the last twenty years of his life. He underwent lengthy hospitalization and had to reduce his activities for months at a time. Eventually he regained his speech and some arm movement but he was unable to travel freely.

He bore his life of sharp physical pain with grace and humor, but his severe limitations caused difficulties for his family and friends. The companionship and help of his wife, Ursula, were of inestimable value during his long convalescence. He became frail and husbanded his strength for those moments when a speech had to be given. He continued to write on a restricted schedule and to entertain friends at his Stockbridge home together with Mrs. Niebuhr. The deep and warm personal and interpersonal life he had cultivated in earlier years sustained him in his time of weakness. Being an invalid deepened his understanding of himself, the Bible, and prayer.

Christian Realism and Political Problems (1953) was a book of essays on theological, ethical, and political themes that Niebuhr published during his illness. The essays said nothing that he had not already said in principle, but they do reflect a new awareness and indebtedness to the political realism of St. Augustine. Niebuhr held that Augustine’s value for the Christian political thinker lay in the interpretation of human selfhood which enabled Augustine to "view the heights of human creativity and the depths of human destructiveness, which avoids the errors of moral sentimentality and cynicism, and their alternate corruptions of political systems of both secular and Christian thinkers."74 Out of the emotional depression coming from his physical illness Niebuhr searched anew and more deeply into the meaning of human selfhood. The Self and the Dramas of History (1955) reflects his thinking at this time and is a further development of his phenomenology of selfhood.

The Self and the Dramas of History is an excellent example of Niebuhr’s spiritual fortitude. He said that it was "written in two years of enforced leisure." Actually, the "leisure" was a severe illness that would have put most of us in a home for incurables. This book is a splendid tribute to a sick man who refused to be a passive patient. When the worst of his illness was over he began to write down this book and develop a theme already implicit in his earlier works. This is probably his third most important book. The self is a difficult and omnipresent problem, and he handled it in such a way that the practical implications of some very intricate theological constructions became persuasively clear.

This book also demonstrates Niebuhr’s genius for timeliness. He always had an instinct for the heart of the emerging great issues. He did it first with Moral Man and Immoral Society when he pointed out the tragic discrepancy between the personal and the social dimensions of ethical behavior. The ripeness of the idea made the book a turning point in American theology. Later, when he focused on man as sinner in the first volume of his Gifford Lectures (The Nature of Man), he did it again, and this study of man’s alienation from God, self, and society became a modern classic. His treatment of man as sinner became widely familiar even to those who did not read Niebuhr himself. In The Self and the Dramas of History Niebuhr, for the third time, grasped the ripeness of a great idea and found a means to give it common understanding. He had long explored the complexities of human nature in history and society, but in this book he turned the problem around and looked at the subject which was involved, turning from the objective self which most analysts look at to the subjective self behind the object.

In 1952 Paul Tillich published The Courage To Be, in which he said that man discovers himself when he discovers his existence is in the structure of "being itself." Tillich put his emphasis on ontology, which meant for him that ontology was prior to ethics. Niebuhr and Tillich, although good friends and closely allied in many a cause, had very different theological styles. In The Self and the Dramas of History Niebuhr returned to the debate about man’s nature and freedom, and this book may be read as Niebuhr’s public reply to Tillich. Niebuhr objected to Tillich’s use of ontological categories because he felt that such categories curtailed man’s freedom through their rigidity. Hence Niebuhr defined the self in terms of its dialogues rather than in terms of its structure of being or its participation in the structure of being:

"The self is a creature which is in constant dialogue with itself, with its neighbors, and with God, according to the Biblical viewpoint."75 He held that the self, its communities, and its experience of love should be interpreted in dramatic historical categories rather than in terms of ontological fate.

Niebuhr illustrated, with great penetration and force, the truth that the human self cannot be its own end. Whenever the self is devoted to its own self-realization it fails. It is only as a person gives himself over to the power and grace of God that true selfhood is realized. The most important part of the book (part 1) deals with the self in its three dialogues — with its own self, with others, and with God.

The self can only be defined in terms of its three interactions. It is much more complicated than either "mind" or "body" or any of the conventional categories for defining it. The self in dialogue with itself "is an empiric fact in the sense that every astute person must admit that such a dialogue goes on in the internal life of the self, though there are no external evidences of this dialogue." 76 The self in dialogue with others "is dependent upon them for the image which it has of itself and for the spiritual security which is as necessary to the self as its social security."77 To deny the self’s dialogue with God would be to fail in defining the total anatomy of human selfhood. In part 2 Niebuhr sketched the relations of selfhood and history in ancient, medieval, and modern thought. In part 3 he applied the biblical notion of the self he had developed in part 1 to the current social and political order. This remarkable book is a tribute to Niebuhr’s genius and the best available statement of the psychological core of his thinking.

Despite the strokes that gradually were paralyzing him, Niebuhr continued to write topical essays. In the years 1956-57 he wrote a number of journalistic essays which were published in 1958 as Pious and Secular America. They are dated, as all journalism is. Their unity is found in Niebuhr’s interest in relating Christianity to the social and political life of America. Niebuhr continued in this book to reveal to Americans the ironies in our history, to point up the incongruities between America’s myths and America’s realities.

We are "religious" in the sense that religious communities enjoy the devotion and engage the active loyalty of more laymen than in any nation of the Western world. We are "secular" in the sense that we pursue the immediate goals of life, without asking too many ultimate questions about the meaning of life and without being too disturbed by the tragedies and antinomies of life.78

For Niebuhr one of the chief ironies was that America was superior to the communists in the pursuit of happiness, not because of America’s piety, but because of America’s secular, scientific, and technical proficiency. He observed that "our ‘Godly materialism’ has been immeasurably more successful than their ‘godless’ variety."79

Niebuhr’s major and most formal work on political theory, The Structure of Nations and Empires (1959), tried to distinguish the contingent from the permanent in international politics. He deliberately tried to isolate the perennial features of imperialism, and he argued that there are discernible patterns by which strong nations relate to weak nations. He said the fact that the American and Russian "empires," the two postwar superpowers, tried to establish hegemonic relationships over other nations is the most important feature of the international system. He said that it is probable "that the world will live, if it does not destroy itself, for a long time in a state of semi-anarchy in which certain centers of authority, power, and prestige will mitigate the anarchy much as anarchy was mitigated in nineteenth century Europe by the balance of power." 80

Niebuhr found in Western history a recurring pattern in which strong nations exercised power over weaker nations. He felt that this pattern was inevitable and the moral results ambiguous — both harmful and beneficial. After tracing the long history of conflict between communities both national and imperial, he concluded that the struggle had "reached a climax in the cold war and the nuclear dilemma of the present day." 81 Further, the climax "certainly contradicts and refutes most of the philosophies of history in which the wise men of two previous centuries attempted to chart the course of history and to predict its future." 82

Niebuhr was trying to make Christian moral claims relevant to international politics, so in the book he turned specifically in his application to the problems the United States faced in the cold war. He hoped to show that America was not as virtuous in her foreign policy as she supposed, nor the Soviet Union as evil as Americans supposed she was. Speaking of America’s relation to Russia in the cold war, he said, "The task of managing to share the world without bringing disaster on a common civilization must include, on our part, a less rigid and self-righteous attitude toward the power realities of the world and a more hopeful attitude toward the possibilities of internal developments in the Russian despotism." 83 Niebuhr concluded his study with the warning that he had voiced years before in his Gifford Lectures, that human freedom entailed both creative and destructive features:

"It is creative when an ultimate norm or value is set in judgment over the historically relative and ambiguous achievements of man’s existence. It is destructive and a source of evil if a simple identification is made between the ultimate norm and the norms and values which we cherish." 84 The only safe way to build a cold-war community was to assume that the dominion which the world needs for its peace always is ambiguous morally.

Niebuhr continued to prick American illusions and point out the ironies of American history in two other books he jointly authored, one with Alan Heimert (A Nation So Conceived, 1963) and the other with Paul E. Sigmund (The Democratic Experience, 1969). In both books Niebuhr argued that history was not tragic and did not of necessity end in evil. Man was destructive, but he also had creative possibilities as a free creature.

In the first book, with Heimert, Niebuhr warned America not to be too proud: "The inclination is to attribute the growth in power to our democratic virtues." 85 But characteristically he went on to praise America for its democracy: "Democracy is an ultimate norm of political organization in the sense that no better way has been found to check the inordinacy of the powerful on the one hand and the confusion of the multitude on the other than by making every center of power responsible to the people whom it affects." 86 In tracing America’s growth from simple agrarian nation to complex industrial power, Niebuhr pointed out that America was responding to a sense of mission. Then he observed that the vision of the mission should keep us from "nostalgic yearning after the original simplicities, for the sake of fleeing or avoiding present complexities." 87

In the second book, with Sigmund, he reflected on the broader democratic experience of Europe and the three constant prerequisites of free governments (community solidarity, freedom of the individual, and social justice), but he continued to warn Americans of the complacency, sentimentality, utopianism, and parochialism which he saw in our heritage. He put it in Winston Churchill’s words when he said, "We believe that democracy is the worst form of government on earth except for all others ever tried."88 Niebuhr reaffirmed his "pessimistic faith" in the democratic idea, but he concluded that democracies in the emerging third world will remain an ideal more often than an operative reality.

The Nature and Destiny of Man was Niebuhr’s most systematic theological statement about man. The publication in 1965 of Man’s Nature and His Communities brought together the attempts to revise his approach that he had been making since he gave the Gifford Lectures. The new book, a collection of three essays, did not mark the breaking of any new ground nor a summing up of his work (in spite of the book’s claim to the contrary). Discussing man’s inhumanity to man, he examined the paradox of universalist aspirations side by side with a history of communal conflicts. He also reflected about the mixture of self-seeking and self-giving in man’s selfhood and gave as well a critical survey of idealist and realist political theories. For most Niebuhr-watchers, however, the rather autobiographical introduction was of most interest. The introduction was entitled "Changing Perspectives" and represented in certain respects a revision of his views. The primary difference between this volume and the Gifford Lectures was the absence of a theological vocabulary. It was a shift away from the language of orthodox theology which offended the intellectual community. This represented a change in style but not in content.

The Nature and Destiny of Man used the theological categories of image of God, original sin, original righteousness, grace, the Kingdom of God, and the last judgment. Man’s Nature and His Communities was Niebuhr’s attempt to describe again the human situation in the light of the criticism by political philosophers of his religious language in the Gifford Lectures. On his abandonment of the term "original sin" Niebuhr wrote:

I made a rather unpardonable pedagogical error in The Nature and Destiny of Man, which I hope I have corrected in the present volume. My theological preoccupation prompted me to define the persistence and universality of man’s self-regard as "original sin." This was historically and symbolically correct. But my pedagogical error consisted in seeking to challenge modern optimism with the theological doctrine which was anathema to modern culture.89

Niebuhr admitted that he had tried to purge the doctrine of original sin of some of its cruder traditional interpretations, but this effort proved vain for his modern readers. He learned that his readers who were political philosophers and in substantial agreement with positions taken in his Gifford Lectures were careful to state their disagreement with his "theological presuppositions." Niebuhr went on to say that Man’s Nature and His Communities would "understandably use more sober symbols of describing well-known facts." 90 He said that he had changed his vocabulary but not his analysis, and remarked that he still thought that the London Literary Times Supplement was correct when it observed that the "doctrine of original sin is the only empirically verifiable doctrine of the Christian faith." 91 So Niebuhr retained his emphasis on man’s freedom, sin, sacrificial love, and God’s grace, vindicating their meaning by an analysis of contemporary history and experience.

Niebuhr demonstrated gradual but significant changes in his outlook as his fifty-year writing career progressed. There was no climactic change of direction such as Karl Barth’s, but he moved in response to intellectual inquiries and public events. Over the years he gradually developed a new appreciation for certain secular disciplines and values. He said of the essays in Man’s Nature and His Communities:

They also embody increasingly the insights of the secular disciplines and reflect the author’s increasing enthusiasm for the virtues of an open society which allows freedom to all religious traditions, and also the freedom to analyze and criticize all these traditions through the disciplines of an empirical and historical culture.92

For example, he mentioned particularly the psychology of Erik Erikson as having helped him clarify his own doctrine of faith. Again, he had put more emphasis in his latter years on "common grace," the "hidden Christ" operating through ordinary human relationships. The "hidden Christ" had only been in the footnotes of his earlier writings, but had become a major theme of his later work. Further, he underscored his increasing sympathy, as a Protestant, with both the Jewish and the Catholic traditions.

The assistance of his wife, Ursula, should be noted here. For years she had edited his work and informed his writing. Niebuhr said that eventually her contributions to his work were indistinguishable from his, although they were very real. But most of all she loved him, and nursed and protected him during his years of illness.

This last Niebuhr book disclosed a mellower Niebuhr who saw that, despite the danger of sinful self-assertion, man still needed a healthy self-regard. But his topical essays continued to pour out to the end with a hard-headed, pragmatic realism. In his years of declining health, younger liberal theologians had grown up who were infected with a revolutionary, third-world "romanticism." Niebuhr warned that the poor, the weak, and the despised of yesterday might, on gaining a social victory over their oppressors, exhibit the same kind of prideful arrogance.

This remained Niebuhr’s typical realism in human affairs. His last two articles in Christianity and Crisis in 1969 and 1970, typed out while he was in pain and fatigue, showed him alert and still polemical. One was a withering blast on White House religion ("The King’s Chapel and the King’s Court") and another on presidential despotism in Vietnam ("The Presidency and the Irony of American History"). The first article reviewed the semiestablishment of religion of the first Nixon administration with the Sunday service in the East Room of the White House. Niebuhr wondered if the White House clergy were not guilty of perpetuating complacency through a failure to realize that all governments stand under God’s absolute standards of justice. Although mellower, he still thrived on controversy.

The increasingly frail Niebuhr had a peace and serenity as he entered into death. By December of 1970 he no longer had physical strength or mental energy. No one was better prepared than he to confront the end of history that is the promise of death. He had faced eternity in every moment and in every action of his life. He knew the limitations of man but was more persuaded of the power of God’s grace to transcend these limitations. On May 31 of the following year he died at the age of seventy-eight in his home in Stockbridge.

Three years after Reinhold’s death, Mrs. Niebuhr published a book of his sermons and prayers. "We preachers" was how Niebuhr regarded himself, and almost every Sunday for more than fifty years followed this vocation in the parish and then increasingly in university and college chapels in different parts of the country. This book represents the expression of two aspects of his ministry — to proclaim the basic forms of the Christian faith and to relate them to social concerns. Niebuhr had said, "I am a preacher and I like to preach." But his sermons were devoted to an analysis of the human situation that discussed both the levels of human possibilities and the levels of human sin. Niebuhr felt that the preacher’s twofold task was to get in contact with the biblical tradition (including the liturgical traditions of all the Christian churches) and then apply it relevantly to the special problems, personal and social, of his people. Mrs. Niebuhr says that her husband saw the preacher’s task as showing the relevance of the Christian faith to life, in both its individual and social dimensions. She said that for Reinhold the Christian faith was "a present fact, and a present truth about life that illumines our existence and gives meaning, relieves us of some of the miseries of guilt in which all men are involved, . . [and] explains the curious paradox of human freedom and human necessity."93

If triviality and simple moral absolutes were the two besetting sins of the preacher, then relevance and applicability were the two preacher qualities that Niebuhr most admired and tried to emulate. Thus his ministry ended as it had begun — as a preacher and a pastor.

 

 

NOTES:

1. Reinhold Niebuhr, "Intellectual Autobiography," in Reinhold Niebuhr: His Religious, Social, and Political Thought, The Library of Living Theology, vol. 2, ed. Charles Kegley and Robert W. Bretall (New York: Macmillan Co., 1956), p. 3 (hereafter cited as Niebuhr, "Intellectual Autobiography").

2. Ibid.

3. Ibid.

4. Ibid., p. 20.

5. June Bingham, Courage to Change: An Introduction to the Life and Thought of Reinhold Niebuhr (New York: Charles Scribner’s Sons, 1961), p. 11.

6. Nathan A. Scott, Jr., Reinhold Niebuhr (Minneapolis: University of Minnesota Press, 1963), p. 25.

7. Ibid., p. 43.

8. Niebuhr, "Intellectual Autobiography," p. 3.

9. Bingham, p. 83.

10. Niebuhr, "Intellectual Autobiography," p. 4.

11. Ibid., p. 5.

12. Reinhold Niebuhr, Leaves from the Notebook of a Tamed Cynic, Living Age Books (New York: Meridian Books, 1959), p. 20 (hereafter cited as Niebuhr, Tamed Cynic).

13. Ibid., p. 22.

14. Ibid., p. 45.

15. Niebuhr, "Intellectual Autobiography," p. 6.

16. Ibid., p. 7.

17. Reinhold Niebuhr, "Ten Years That Shook My World," Christian Century 56 (April 26, 1939): 545.

18. Martin E. Marty, "Reinhold Niebuhr: Public Theology and the American Experience," The Journal of Religion 54 (October 1974): 344.

19. Niebuhr, "Intellectual Autobiography," p. 7.

20. Niebuhr, Tamed Cynic, p. 175.

21. Niebuhr, "Ten Years That Shook My World," p. 542.

22. Ibid.

23. Niebuhr, "Intellectual Autobiography," p. 6.

24. Reinhold Niebuhr, Does Civilization Need Religion? (New York: Macmillan Co., 1927), pp. 9-10.

25. Niebuhr, "Intellectual Autobiography," p. 7.

26. Niebuhr, Tamed Cynic, pp. 218-19.

27. Niebuhr, "Intellectual Autobiography," p. 8.

28. Ibid., pp. 8-9.

29. Reinhold Niebuhr, Moral Man and Immoral Society (New York: Charles Scribner’s Sons, 1932), pp. 257, 259.

30. Ibid., p. xi.

31. Ibid., p. xxiii.

32. Ibid., p. 95.

33. Ibid., p. 107.

34. Reinhold Niebuhr, The Contribution of Religion to Social Work (New York: Columbia University Press, 1932), p. 49.

35. Reinhold Niebuhr, Reflections on the End of an Era (New York: Charles Scribner’s Sons, 1934), p. ix.

36. Ibid.

37. Ibid., p. 136.

38. Ibid., pp. 284-85.

39. Reinhold Niebuhr, An Interpretation of Christian Ethics, Living Age Books (New York: Meridian Books, 1956), p. 38.

40. Ibid., p. 9.

41. Ibid., p. 192.

42. Ibid., p. 50.

43. Ibid., p. 55.

44. Ibid., p. 83.

45. Ibid., p. 153.

46. Reinhold Niebuhr, Beyond Tragedy (New York: Charles Scribner’s Sons, 1937), p. x.

47. Niebuhr, "Intellectual Autobiography," p. 9.

48. Niebuhr, Beyond Tragedy, p. 13.

49. Quoted in Bingham, p. 23.

50. Bingham, pp. 44-45.

51. Robert McAfee Brown, "Reinhold Niebuhr: A Study in Humanity and Humility," The Journal of Religion 54 (October 1974): 325.

52. John C. Bennett, "The Greatness of Reinhold Niebuhr," Union Seminary Quarterly Review 2 (Fall 1971) : 8.

53. Niebuhr, "Intellectual Autobiography," p. 9.

54. Emil Brunner, "Some Remarks on Reinhold Niebuhr’s Work as a Christian Thinker," in Reinhold Niebuhr: His Religious, Social, and Political Thought, p. 28.

55. Reinhold Niebuhr, Christianity and Power Politics (New York: Charles Scribner’s Sons, 1940), p. ix.

56. Ibid., pp. 1-2.

57. Ibid., p. 33.

58. Reinhold Niebuhr, The Children of Light and the Children of Darkness (New York: Charles Scribner’s Sons, 1944), p. xiii.

59. Ibid., pp. 10-11.

60. Ibid., pp. 40-41.

61. Gabriel Fackre, The Promise of Reinhold Niebuhr (Philadelphia: J. B. Lippincott Company, 1970), p. 24.

62. Reinhold Niebuhr, Discerning the Signs of the Times (New York: Charles Scribner’s Sons, 1946); p. x.

63. Niebuhr, "Intellectual Autobiography," p. 9.

64. Reinhold Niebuhr, Faith and History (New York: Charles Scribner’s Sons, 1949), p. 1164.

65. Ibid., p. viii.

66. Ibid., p. 120.

67. Ibid., p. 139.

68. Ibid., p. 150.

69. Reinhold Niebuhr, The Irony of American History (New York: Charles Scribner’s Sons, 1952), p. viii.

70. Ibid.

71. Ibid., p. 155.

72. Ibid., p. 23.

73. Fackre, p. 26.

74. Reinhold Niebuhr, Christian Realism and Political Problems (New York: Charles Scribner’s Sons, 1953), p. 2.

75. Reinhold Niebuhr, The Self and the Dramas of History (New York: Charles Scribner’s Sons, 1955), p. 4.

76. Ibid.

77. Ibid., pp. 4-5.

78. Reinhold Niebuhr, Pious and Secular America (New York: Charles Scribner’s Sons, 1958), p. 2.

79. Ibid.

80. Reinhold Niebuhr, The Structure of Nations and Empires (New York: Charles Scribner’s Sons, 1959), p. 31.

81. Ibid., p. 267.

82. Ibid.

83. Ibid., p. 282.

84. Ibid., p. 291.

85. Reinhold Niebuhr and Alan Heimart, A Nation So Conceived (New York: Charles Scribner’s Sons, 1963), p. 126.

86. Ibid., p. 127.

87. Ibid., p. 155.

88. Reinhold Niebuhr and Paul E. Sigmund, The Democratic Experience (New York: Frederick A. Praeger Publishers, 1969), p. vi.

89. Reinhold Niebuhr, Man’s Nature and His Communities (New York: Charles Scribner’s Sons, 1965), p. 23.

90. Ibid., p. 24.

91. Ibid.

92. Ibid., pp. 15-16.

93. Reinhold Niebuhr, Justice and Mercy, ed. Ursula M. Niebuhr (New York: Harper & Row, 1974), p. 5.

Preface

Writing this book has been a labor of gratitude. I first became acquainted with Reinhold Niebuhr’s writings when I was a college student. I was at the threshold of my own religious and intellectual pilgrimage, largely untutored and eminently sophomoric. In casting about for something serious in theology to read, I "by chance" picked up Niebuhr’s The Nature and Destiny of Man in the University library. It was a flawed work, but I could not have deliberately landed on another book written in the last half century by an American author that deserved to be read with more care. It was a muscle-straining experience for me, and because of that initial encounter with Niebuhr I have never again been the same. As the editor of this series of books on "Makers of the Modern Theological Mind," I exercised my privilege of "divine right monarchy" and greedily chose to write on Reinhold Niebuhr myself. More than any other single thinker, Niebuhr deserves credit for helping me see the moral significance of the use of power.

In writing this book I am indebted to others. My thanks go to my secretary, Sharon Massengale, for her skill at the typewriter, and to my graduate assistant, Cecil Taylor, for his skill in research. Both are models of diligence and tolerance. I am grateful to my own Department of Religion for giving me a reduced teaching load to complete this project. I am greatly indebted to Southern Baptist Theological Seminary for allowing me to quote directly and extensively from my doctoral dissertation on Niebuhr written at that institution. Chapters 2-5 in this book reflect the research that I originally did in the dissertation at Southern, and the permission to quote reflects that school’s gentle love for its graduates. My sympathy and apology go: to my teaching colleagues who have had to put up with my barrage of "Niebuhrisms" at the midmorning faculty coffee break for the last several months. My thanks go to my wife, Barb, who tolerates my Niebuhrian "sin of pride" with good humor, and who encourages me in all my publishing projects. Finally, I am pleased that the people at Word are publishing this series of books on Christian thinkers, that they are my personal friends, and that they are the kind of people who make me glad that I am living in this portion of the twentieth century with them.